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Bright Smart Securities & Commodities Group Ltd (1428.HK)

1428.HK on Hong Kong Stock

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Summary

Name Age Since Current Position

Mow Lum Yip

63 2010 Executive Chairman of the Board

Yik Bun Hui

42 2016 Chief Executive Officer, Executive Director

Wan Mei Li

31 2010 Chief Financial Officer

Wing Shing Chan

49 2010 Executive Director, Dealing Director

Sze Chi Kwok

60 2010 Executive Director, Marketing Director

Kwan Pak Chan

58 2012 Company Secretary

Kwok Fai Ling

59 2010 Independent Non-executive Director

Wai Sun Szeto

56 2010 Independent Non-executive Director

Yun Kong Yu

49 2010 Independent Non-executive Director

Biographies

Name Description

Mow Lum Yip

Mr. Yip Mow Lum is Executive Chairman of the Board of Bright Smart Securities & Commodities Group Ltd., He is the founder, the Chairman of the Board and the controlling shareholder of the Company. Mr. Yip is also the Chairman of the Nomination Committee and a member of the Remuneration Committee of the Company. He is responsible for the formulation of corporate strategies, overseeing operations and the overall steering of the Group’s management. Mr. Yip has solid experience in brokerage industry and investment and has over 20 years’ management experience in securities and futures brokerage. He is a director of Bright Smart Asset Management Limited (“Bright Smart Asset Management”), Bright Smart Finance Online Channel Limited (“Bright Smart Finance Online Channel”), Bright Smart Forex Limited (“Bright Smart Forex”), Bright Smart Global Bullion Limited (“Bright Smart Global Bullion”), Bright Smart Futures & Commodities Company Limited (“Bright Smart Futures”) and Bright Smart Securities International (H.K.) Limited (“Bright Smart Securities”). Mr. Yip is a responsible officer recognized by the Securities & Futures Commission of Hong Kong (“SFC”) for engaging in the Type 2 (dealing in futures contracts) regulated activity. He is the sole director of New Charming Holdings Limited, the controlling shareholder of the Company and the uncle of Mr. Chan Wing Shing, Wilson, one of the Executive Directors of the Company. shareholder of the Company.

Yik Bun Hui

Mr. Hui (Edmond) Yik Bun has been appointed as Chief Executive Officer, Executive Director of Bright Smart Securities & Commodities Group Ltd., with effect from 31 May 2016. He joined the Group in May 2010 and was appointed as an executive Director and a co-chief executive officer of the Company on 5 October 2015. He is responsible for overall business development, operations and management of the Group. He is also a member of the Risk Management Committee and a director of certain subsidiaries of the Group. He has over 20 years of experience in securities and futures businesses, and has worked in a number of securities firms. Mr. Hui has expertise in brokerage operations, sales management and market operations of securities and futures businesses, particularly with over 10 years of experience in frontline branch management. Mr. Hui is also a responsible officer recognized by the Securities and Futures Commission for engaging in the Type 1 (dealing in securities) and Type 2 (dealing in futures contracts) regulated activities under the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong)(the "SFO").

Wan Mei Li

Ms. Li Wan Mei is Chief Financial Officer of Bright Smart Securities & Commodities Group Limited. She is in charge of the overall financial and accounting management of the Group. Ms. Li has over 8 years’ accounting experience, including three years’ experience gained in PricewaterhouseCoopers. She holds a Bachelor’s Degree in Business Administration from the Lingnan University and is a member of the Hong Kong Institute of Certified Public Accountants.

Wing Shing Chan

Mr. Chan (Wilson) Wing Shing is Executive Director, Dealing Director of Bright Smart Securities & Commodities Group Ltd. He is an Executive Director of the Company and the Dealing Director of the Group in charge of the daily dealing operations of Bright Smart Securities and Bright Smart Futures. Mr. Chan is also a director of Bright Smart Securities and Bright Smart Futures. He has over 15 years’ experience in securities and futures businesses and is a responsible officer recognized by the SFC for engaging in the Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities), Type 5 (advising on futures contracts) and Type 7 (providing automated trading services) regulated activities. Mr. Chan is the nephew of Mr. Yip, the founder, the Chairman of the Board and the controlling shareholder of the Company.

Sze Chi Kwok

Mr. Kwok Sze Chi is Executive Director and Marketing Director of Bright Smart Securities & Commodities Group Ltd. since 2010 with responsibilities for the arrangement and management of the programs on the whole channel, the management of analysts team as well as the marketing and business development. Mr. Kwok has over 30 years’ experience in securities and futures businesses and has expertise in corporate management, marketing strategy and securities analysis. Mr. Kwok is also a director of Bright Smart Asset Management and Bright Smart Finance Online Channel, an independent nonexecutive director of Victory City International Holdings Limited (Stock Code: 539), a company listed on the Main Board of The Hong Kong Stock Exchange, and has been a director of The Institute of Securities Dealers Limited and a vice chairman of The Hong Kong Institute of Financial Analysts and Professional Commentators Limited since 2001 and 2004 respectively. Prior to joining the Group, Mr. Kwok has held senior positions in Peace Town Securities Limited and Cheerful Securities Limited. He is a responsible officer recognized by the SFC for engaging in the Type 1 (dealing in securities), Type 4 (advising on securities), Type 7 (providing automated trading services) and Type 9 (asset management) regulated activities. He is also a representative recognized by the SFC for engaging in the Type 2 (dealing in futures contracts) regulated activity.

Kwan Pak Chan

Mr. Chan Kwan Pak is Company Secretary of Bright Smart Securities & Commodities Group Limited. He is a member of the Institute of Chartered Secretaries and Administrators and Hong Kong Institute of Chartered Secretaries, a fellow member of the Association of Chartered Certified Accountants and a member of the Hong Kong Institute of Certified Public Accountants. Mr. Chan has extensive experience in company secretarial practices in respect of listed companies.

Kwok Fai Ling

Mr. Ling (Joseph) Kwok Fai is an Independent Non-executive Director of Bright Smart Securities & Commodities Group Ltd. He is a member of the Audit Committee, the Nomination Committee and the Remuneration Committee of the Company. Mr. Ling has over 18 years’ experience in accounting, finance and administration and has been a director and the company secretary of a charitable organisation since 2004. Mr. Ling joined Midland Realty (Holdings) Limited in 1990 and was the executive director when he left the company in 1997. Prior to that, he was a controller of Hong Kong Telephone Company Limited and has also worked at Chase Manhattan Bank and the First National Bank of Boston in accounting field. Mr. Ling is an associate member of the Institute of Chartered Secretaries and Administrators and the Hong Kong Institute of Company Secretaries.

Wai Sun Szeto

Mr. Szeto Wai Sun is an Independent Non-executive Director of Bright Smart Securities & Commodities Group Ltd., He is a member of the Audit Committee, the Nomination Committee and the Remuneration Committee of the Company. Mr. Szeto holds a Bachelor’s Degree in Laws (Hons) and a Postgraduate Certificate in Laws from The University of Hong Kong, and obtained the Professional Certificate in Chinese Civil & Commercial Law, a course jointly organised by Tsinghua University in the PRC and the School of Professional and Continuing Education of The University of Hong Kong in 2002. Mr. Szeto was admitted as a solicitor in Hong Kong in 1985 and worked in a number of law firms in Hong Kong including Edmund Cheung & Co. and Y.T. Chan & Co., before founding his own firm W.S. Szeto & Lee, Solicitors (now known as Sun Lawyers) in 2003. He remains the Senior Partner of Sun Lawyers.

Yun Kong Yu

Mr. Yu Yun Kong is an Independent Non-executive Director of Bright Smart Securities & Commodities Group Ltd. He is the Chairman of the Audit Committee and the Remuneration Committee and a member of the Nomination Committee of the Company. Mr. Yu is a practising certified public accountant with over 20 years’ experience in public accounting practice. He is a fellow member of both the Association of Chartered Certified Accountants and the Hong Kong Institute of Certified Public Accountants and also an associate member of the Taxation Institute of Hong Kong.

Basic Compensation

Name Fiscal Year Total

Mow Lum Yip

5,242,000

Yik Bun Hui

--

Wan Mei Li

--

Wing Shing Chan

953,000

Sze Chi Kwok

1,985,000

Kwan Pak Chan

--

Kwok Fai Ling

--

Wai Sun Szeto

--

Yun Kong Yu

--
As Of  30 Mar 2015