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China Merchants Securities Co Ltd (600999.SS)

600999.SS on Shanghai Stock Exchange

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Summary

Name Age Since Current Position

Shaolin Gong

61 2001 Chairman of the Board

Yan Wang

51 2012 Chief Executive Officer, President, Director

Xiaoli Deng

49 2014 Chief Risk Officer, Vice President

Anhua Ding

52 2012 Vice President

Zongjun Li

2015 Vice President

Yizheng Sun

48 2009 Vice President

Jiantao Xiong

48 2005 Vice President

Huifeng Wu

42 2014 Secretary of the Board

Dong Cao

47 2014 Director

Jian Guo

52 2014 Director

Li Hua

45 2014 Director

Jian Huang

47 2012 Director

Lei Peng

44 2007 Director

Min Su

48 Director

Daxiong Wang

56 Director

Xianliang Xiong

49 2014 Director

Huiping Ding

60 2014 Independent Director

Jialing Liu

53 2011 Independent Director

Jun Yang

58 2011 Independent Director

Xiqun Yi

69 2013 Independent Director

Haiwu Zhu

50 Independent Director

Biographies

Name Description

Shaolin Gong

Mr. Gong Shaolin has been serving as Chairman of the Board in China Merchants Securities Co., Ltd. since December 2001. He is also Director in China Merchants Group. He used to serve as Deputy Head of Bank in China Merchants Bank, Chairman of the Board in an investment company and another company, as well as Deputy Head of Shenzhen Branch of People's Bank of China. He graduated in 1982 from Central University of Finance and Economics with a Bachelor's degree in Finance and in 1998 from Southwestern University of Finance and Economics with a Ph.D. in Economics.

Yan Wang

Mr. Wang Yan has been Chief Executive Officer, President and Director of China Merchants Securities Co., Ltd. since January 2012. He used to be Chief Executive Officer, President and Chief Operating Officer in BOC International Holdings Limited, Deputy General Manager, Alternate Administrative President and Director in Industrial and Commercial Bank of China (Asia) Limited, as well as Deputy General Manager and Alternate Administrative President in Hong Kong Branch of Industrial and Commercial Bank of China. He obtained his Bachelor's degree in International Law in 1986, Master's degree in International Law in 1989, as well as Ph.D. of Economics in 2005 from Peking University.

Xiaoli Deng

Ms. Deng Xiaoli has been serving as Chief Risk Officer and Vice President in China Merchants Securities Co., Ltd. since August 2014. She is also Vice Chairman of the Board in China Merchants Fund Management Co., Ltd., as well as Director in another company. She used to serve as General Manager of Risk Management in the Company. She graduated in 1989 with a Bachelor's degree from Shandong University, and obtained a Master's degree and a Ph.D. both in Economics from State University of New York in 1992 and 1996, respectively.

Anhua Ding

Mr. Ding Anhua has been serving as Vice President in China Merchants Securities Co., Ltd. since 2012. He was Chief Economist and Director of Research of the Company, General Manager of Strategic Research Division in China Merchants Holdings, where he used to work as Deputy General Manager, Assistant General Manager of Business Development Division and Deputy General Manager of Business Planning Division. He obtained a Master's degree from South China University of Technology, China, in 1989, and a Bachelor's degree from Changsha University of Science and Technology in 1984.

Zongjun Li

Mr. Li Zongjun has been serving as Vice President in China Merchants Securities Co., Ltd. since July 2015. He is also Chairman of the Board in China Merchants Zhiyuan Capital Investment Co., Ltd. He obtained a Bachelor's degree in Economics from Nankai University in June 1987, and a Master's degree in Economics from Nankai University in April 1990.

Yizheng Sun

Mr. Sun Yizheng has been serving as Vice President in China Merchants Securities Co., Ltd. since September 1, 2009. He was Assistant President, General Manager and Director of Investment Banking Business in the Company. He was Vice President and Manager of Securities in two other companies. He graduated from Xi'an Jiaotong University with a Bachelor of Engineering in Industrial Management in 1989 and a Master of Engineering in Industrial Management in 1992, and obtained a Ph.D. in Technology Economics from Tsinghua University,, China in 2001.

Jiantao Xiong

Mr. Xiong Jiantao has been serving as Vice President in China Merchants Securities Co., Ltd. since December 2005. He is also Chairman of the Board in CHINA MERCHANTS FUTURES Co., Ltd. and China Merchants Securities Asset Management Co., Ltd., as well as Director in Bosera Asset Management Co., Ltd. and another company. He used to serve as Chief Technology Officer, General Manager of Technology Center, General Manager of Computers, Deputy Manager and Manager of Computers in the Company. He graduated from Nanjing University of Posts & Telecommunications in 1989 with a Bachelor of Engineering, and obtained a Master of Engineering from Huazhong University of Science and Technology, China in 1992.

Huifeng Wu

Mr. Wu Huifeng has been serving as Secretary of the Board in China Merchants Securities Co., Ltd. since December 2014. He obtained a Bachelor's degree in Accounting from Shanghai University of Finance and Economics in July 1996, and a Master's degree in Economics from Peking University in January 2012.

Dong Cao

Mr. Cao Dong has been serving as Director in China Merchants Securities Co., Ltd. since May 2014. He obtained a Bachelor's degree in Economics from Hebei University in July 1991, and a Master's degree in Engineering from University of Electronic Science and Technology of China in December 2011.

Jian Guo

Mr. Guo Jian has been serving as Director in China Merchants Securities Co., Ltd. since May 2014. He is also General Manager in China Merchants Kunlun Capital Co., Ltd. and Zhongxinjian Merchant Equity Investment Co., Ltd., Deputy General Manager in China Merchants Capital Management Co., Ltd., Director in two Shenzhen-based companies, as well as Chairman of the Board in other two Shenzhen-based companies. He was General Manager-International Business, Assistant to the President, Director-Investment Bank and General Manager-Investment Bank in the Company. He used to be Finance Manager and Chief Financial Officer in a Shenzhen-based investment management company, as well as Finance Manager in a Shekou-based fashionable dress company. He obtained his Bachelor's degree from Shanghai Maritime University, China in 1985.

Li Hua

Mr. Hua Li has been serving as Director in China Merchants Securities Co., Ltd. since July 2014. He is also Director in China Merchants Energy Shipping Co., Ltd. He obtained a Bachelor of Arts in Accounting from Shanghai Maritime University in July 1993, and a Master's degree in Accounting from Chinese University of Hong Kong in December 2005. He is a Certified Public Accountant (Inactive).

Jian Huang

Mr. Huang Jian has been serving as Director in China Merchants Securities Co., Ltd. since August 2012. He currently also serves as Deputy General Manager-Finance Department of China Ocean Shipping(Group) Company. He used to be Chief Financial Officer and General Manager-Finance Department of another company. He received a Bachelor's degree from a university that now under the name Capital University of Economics and Business, and a Master of Business Administration from Beijing Institute of Technology, China.

Lei Peng

Ms. Peng Lei has been serving as Director in China Merchants Securities Co., Ltd. since May 2007. She is also Director in GREAT WALL SECURITIES INC. and Stanley Huaxin Fund Management Company Limited, as well as Assistant General Manager in China Merchants Finance Holdings Co., Ltd. where she used to be General Manager-Securities. She was Executive Director and Deputy General Manager of General Management in China Merchants Finance Holdings Co., Ltd. She graduated in 1994 from Southwestern University of Finance and Economics, China with a Bachelor's degree in Economics in 1994 and received a Master's degree in Economics from Peking University, China.

Min Su

Daxiong Wang

Xianliang Xiong

Mr. Xiong Xianliang has been serving as Director in China Merchants Securities Co., Ltd. since December 2014. He obtained a Master's degree in Economics from Nankai University in June 1991, and a Ph.D. in Economics from Nankai University in December 1993.

Huiping Ding

Mr. Ding Huiping has been serving as Independent Director in China Merchants Securities Co., Ltd. since July 2014. He is also Independent Director in Huadian Power International Corporation Limited and Jingtou Yintai Co., Ltd. He is also a professor.

Jialing Liu

Mr. Liu Jialing has been serving as Independent Director in China Merchants Securities Co., Ltd. since January 31, 2011. He is also General Manager and Director in Cinda International Holdings Limited. He obtained his Bachelor's degree in Electrical Engineering from Peking University in 1982 and Master's degree in Theoretical Physics from Massachusetts Institute of Technology in 1989.

Jun Yang

Mr. Yang Jun has been serving as Independent Director in China Merchants Securities Co., Ltd. since June 9, 2011. He is also Assistant President, General Manager-Beijing Branch and Head-Financial Transactions of Property Right Center of Shanghai United Assets and Equity Exchange. He used to be Guest Professor in Fudan University, Shanghai Jiao Tong University, Shanghai University and East China University of Political science and Law. He obtained his Bachelor's degree in Law from East China University of Political science and Law in 1983 and Master's degree in Law from Peking University in 1991.

Xiqun Yi

Mr. Yi Xiqun has been serving as Independent Director in China Merchants Securities Co., Ltd. since May 31, 2013. He also serves as Non-Executive Independent Director in SOHO China Ltd, China Merchants Bank Co., Ltd., Asian Capital Holdings Limited and Zheshang Jinhui Trust Holdings Co., Ltd. He used to be Chairman of the Board in BEIJING JINGTAI ENTERPRISES CO., LTD., Beijing Enterprises Holdings Ltd and Beijing Enterprises Group Co., Ltd. He holds a Bachelor's degree in Polymer Chemistry from a university that is under the new name, Beijing University of Chemical Technology, China, and a Master's degree in Corporate Management from Tsinghua University, China.

Haiwu Zhu

Basic Compensation

Name Fiscal Year Total

Shaolin Gong

3,020,900

Yan Wang

3,008,600

Xiaoli Deng

1,900,300

Anhua Ding

2,089,800

Zongjun Li

--

Yizheng Sun

2,050,300

Jiantao Xiong

2,030,200

Huifeng Wu

--

Dong Cao

--

Jian Guo

2,028,300

Li Hua

--

Jian Huang

--

Lei Peng

--

Min Su

--

Daxiong Wang

--

Xianliang Xiong

--

Huiping Ding

--

Jialing Liu

120,000

Jun Yang

120,000

Xiqun Yi

--

Haiwu Zhu

--
As Of  30 Dec 2012