Edition:
United States

AllianceBernstein Holding LP (AB)

AB on New York Consolidated

21.80USD
26 May 2017
Change (% chg)

$0.55 (+2.59%)
Prev Close
$21.25
Open
$21.15
Day's High
$21.90
Day's Low
$21.10
Volume
514,458
Avg. Vol
427,059
52-wk High
$25.12
52-wk Low
$20.40

Summary

Name Age Since Current Position

Robert Zoellick

2017 Chairman of the Board

Seth Bernstein

55 2017 President, Chief Executive Officer, Director

John Weisenseel

57 2012 Chief Financial Officer, Senior Vice President of the General Partner

Robert van Brugge

48 2011 Chairman and Chief Executive Officer of Bernstein Research Services

James Gingrich

58 2011 Chief Operating Officer

Laurence Cranch

70 2004 General Counsel

Denis Duverne

63 1996 Director of the General Partner

Anders Malmstrom

48 2017 Director

Mark Pearson

59 2011 Director of the General Partner

Ramon de Oliveira

62 2017 Independent Director

Barbara Fallon-Walsh

62 2017 Independent Director

Daniel Kaye

62 2017 Independent Director

Biographies

Name Description

Robert Zoellick

Mr. Robert B. Zoellick Chairman of the Board of the company. He has served as the eleventh President of the World Bank Group from 2007 to 2012. Previously, he served as Vice Chairman, International of the Goldman Sachs Group, Managing Director, and Chairman of Goldman Sachs’ Board of International Advisors from 2006 to 2007. Zoellick served as Deputy Secretary of the U.S. State Department from 2005 to 2006 and in the cabinet as U.S. Trade Representative from 2001 to 2005.

Seth Bernstein

Mr. Seth Bernstein is President, Chief Executive Officer, Director of the company. He was appointed as President and Chief Executive Officer of AB to provide services pursuant to an employment agreement effective May 1, 2017. From 2014 to 2017, Mr. Bernstein was Managing Director and Global Head of Managed Solutions and Strategy at JPMorgan Asset Management. In this role, he was responsible for the management of all discretionary assets within the Private Banking client segment. From 2012 to 2014, Mr. Bernstein was Managing Director and Global Head of Asset Management Solutions for JPMorgan Chase & Co. Among other roles, Mr. Bernstein was Managing Director and Global Head of Fixed Income & Currency from 2002 to 2012. Previously, Mr. Bernstein served as Chief Financial Officer at JPMorgan Chase’s investment management and private banking division. He is a member of the Board of Managers of Haverford College.

John Weisenseel

Mr. John C. Weisenseel is Chief Financial Officer, Senior Vice President of AllianceBernstein Corporation, the General Partner of the Company. From 2004 to April 2012, he worked at The McGraw Hill Companies (“McGraw Hill”), where he served initially as Senior Vice President and Corporate Treasurer and, since 2007, as CFO of the firm’s Standard & Poor’s subsidiary. Prior to joining McGraw Hill, Mr. Weisenseel was Vice President and Corporate Treasurer for Barnes & Noble, Inc. Prior to joining Barnes & Noble, he spent ten years in various derivatives trading and financial positions at Citigroup. A Certified Public Accountant, Mr. Weisenseel also worked at KPMG LLP.

Robert van Brugge

Mr. Robert P. van Brugge is Chairman of the Board and Chief Executive Officer of Bernstein Research Services. Prior to becoming Chairman and CEO, Mr. van Brugge served as Global Director of Research from January 2008 to December 2011. He joined our firm in 2002 as a senior research analyst with Bernstein Research Services.

James Gingrich

Mr. James A. Gingrich is Chief Operating Officer of the Company. He joined Company's firm in 1999 as a senior research analyst with SCB LLC and has been firm’s Chief Operating Officer since December 2011. Prior to becoming COO, Mr. Gingrich held senior managerial positions with SCB LLC, including Chairman and Chief Executive Officer of SCB LLC from February 2007 to November 2011 and Global Director of Research from December 2002 to January 2007.

Laurence Cranch

Mr. Laurence E. Cranch is General Counsel of the Company. He has been General Counsel since he joined the firm in 2004. Prior to joining AllianceBernstein, Mr. Cranch was a partner of Clifford Chance, an international law firm. Mr. Cranch joined Clifford Chance in 2000 when Rogers & Wells, a New York law firm of which he was Managing Partner, merged with Clifford Chance.

Denis Duverne

Mr. Denis Duverne is Director of AllianceBernstein Corporation, the General Partner of the Company. In April 2010, he was appointed the Deputy Chief Executive Officer of AXA and a member of the Board of Directors of AXA. In January 2010, he was selected to oversee AXA Group strategy, finance and operations with AXA’s Chief Operating Officer, Chief Financial Officer and Chief Risk Officer reporting to him. Mr. Duverne was a member of the AXA Management Board from February 2003 through the change in AXA’s governance in April 2010. He was Chief Financial Officer of AXA from May 2003 through December 2009. From January 2000 to May 2003, Mr. Duverne served as Group Executive Vice President-Finance, Control and Strategy. Mr. Duverne joined AXA as Senior Vice President in 1995. He is a Director of AXA Financial, AXA Equitable and various other privately-held subsidiaries and affiliates of the AXA Group.

Anders Malmstrom

Mr. Anders Malmstrom is Director of the company. He is the Senior Executive Vice President and Chief Financial Officer of AXA Financial, Inc. He is also Senior Executive Director and Chief Financial Officer of AXA Equitable Life Insurance Company as well as a member of the company’s executive committee. Malmstrom joined AXA in 2012 from AXA Winterthur in Switzerland, where he was a member of the Executive Board and head of the Life Department. Before joining AXA Winterthur in 2009, Malmstrom was head of product management, Group Life Insurance, at The Swiss Life Group in Zurich.

Mark Pearson

Mr. Mark Pearson is Director of AllianceBernstein Corporation, the General Partner of the Company. Also during February 2011, he succeeded Mr. Condron as Director, President and Chief Executive Officer of AXA Financial, and as Chairman and Chief Executive Officer of AXA Equitable. Having joined AXA in 1995 when AXA acquired National Mutual Funds Management Limited (presently AXA Asia Pacific Holdings Limited), Mr. Pearson became a member of the Executive Committee of AXA in 2008 and the Management Committee of AXA in 2011. He was appointed Regional Chief Executive of AXA Asia Life in 2001 and, in 2008, was named President and Chief Executive Officer of AXA Japan Holding Co., Ltd. and AXA Life Insurance Co., Ltd. Prior to joining AXA, Mr. Pearson spent approximately 20 years in the insurance sector, holding several senior management positions at National Mutual and Friends Provident.

Ramon de Oliveira

Mr. Ramon de Oliveira is Independent Director of the company. He is the Managing Director of the consulting firm Investment Audit Practice, LLC. Previously, he held several executive positions at JPMorgan & Co. over the course of a 24-year tenure, including five years as the Chairman and Chief Executive Officer of JPMorgan Investment Management. He was also a member of the firm's Management Committee since its inception in 1995. De Oliveira is a director of AXA Financial, AXA Equitable and MONY Life Insurance Company of America.

Barbara Fallon-Walsh

Ms. Barbara Fallon-Walsh is Independent Director of the company. She has held several executive positions at The Vanguard Group between 1995 and her retirement in 2012. She previously served in executive positions at Security Pacific Bank Corporation, which merged with Bank of America in 1992. Fallon-Walsh is a director of AXA Financial, AXA Equitable and MONY Life Insurance Company of America. She formerly served as a director of AXA Investment Managers S.A., AXA IM Inc. and AXA Rosenberg Group LLC.

Daniel Kaye

Mr. Daniel G. Kaye is Independent Director of the company. He has served as Interim Chief Financial Officer and Treasurer of HealthEast Care System from January 2013 to May 2014. Kaye retired from Ernst & Young LLP in 2012 after a 35-year career, including 25 years as an audit partner, during which he gained extensive financial services experience. Kaye is a director of AXA Financial, AXA Equitable, MONY Life Insurance Company of America and AXA Insurance Company.