People: American Capital Ltd (ACAS.O)

ACAS.O on Nasdaq

15.60USD
28 Jul 2014
Price Change (% chg)

$-0.14 (-0.89%)
Prev Close
$15.74
Open
$15.75
Day's High
$15.75
Day's Low
$15.59
Volume
1,252,777
Avg. Vol
3,177,999
52-wk High
$16.37
52-wk Low
$12.42

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Summary

Name Age Since Current Position

Malon Wilkus

62 2008 Chairman of the Board, Chief Executive Officer

John Erickson

54 2008 Chief Financial Officer, President - Structured Finance

Gordon O'Brien

48 2008 President - Specialty Finance and Operations

Ira Wagner

61 2008 President - European Private Finance

Samuel Flax

57 2005 Executive Vice President, Chief Compliance Officer, General Counsel, Secretary

Brian Graff

48 2008 Senior Vice President, Senior Managing Director

Darin Winn

49 2008 Senior Vice President, Senior Managing Director

Philip Harper

70 2010 Lead Independent Director

Susan Nestegard

53 2013 Director

Mary Baskin

63 2000 Independent Director

Neil Hahl

65 1997 Independent Director

Stan Lundine

75 1997 Independent Director

Kenneth Peterson

61 2001 Independent Director

Alvin Puryear

76 1998 Independent Director

Biographies

Name Description

Malon Wilkus

Mr. Malon Wilkus is Chairman of the Board, Chief Executive Officer of American Capital Ltd. Mr. Wilkus founded American Capital in 1986 and has served as our Chief Executive Officer and Chairman of the Board of Directors since that time, except for the period from 1997 to 1998 during which he served as Chief Executive Officer and Vice Chairman of the Board of Directors. He also served as our President from 2001 to 2008 and from 1986 to 1999. In addition, Mr. Wilkus is the President of American Capital Asset Management, LLC, our fund management portfolio company. He is also Chief Executive Officer and Chair of the Board of Directors of American Capital Agency Corp., the Chief Executive Officer and Chair of the Board of Directors of American Capital Mortgage Investment Corp. and the Chair and Chief Executive Officer of American Capital Senior Floating, Ltd.

John Erickson

Mr. John R. Erickson is Chief Financial Officer, President - Structured Finance of American Capital Ltd. Mr. Erickson has served as the President, Structured Finance since 2008 and as our Chief Financial Officer (“CFO”) since 1998. He also served as our Secretary from 1999 to 2005 and an Executive Vice President from 2001 to 2008. From 1998 to 2001, Mr. Erickson was a Vice President. He is also Chief Financial Officer, Executive Vice President and a member of the Board of Directors of American Capital Mortgage Investment Corp. and Chief Financial Officer, Executive Vice President and a member of the Board of Directors of American Capital Agency Corp. Mr. Erickson is also the Executive Vice President and Chief Financial Officer of American Capital Senior Floating, Ltd.

Gordon O'Brien

Mr. Gordon J. O'Brien is President - Specialty Finance and Operations of American Capital Ltd., since 2008. From 2001 to 2008 he served as a Senior Vice President and Managing Director. Prior to his election as a Senior Vice President, he served as a Vice President in 2001. From 1998 to 2001, he was a Principal. Mr. O’Brien was a Vice President at Pennington Partners & Company, a private equity fund from 1995 to 1998.

Ira Wagner

Mr. Ira J. Wagner is President - European Private Finance of American Capital Ltd., since 2008. He previously served as our Chief Operating Officer from 2001 to 2008 and as a Senior Vice President in 2001, prior to becoming an Executive Vice President from 2001 to 2008. He has been an employee since 1997 and has also held the positions of Principal and Senior Investment Officer. From 1993 to 1997, Mr. Wagner was a self-employed consultant and financial advisor.

Samuel Flax

Mr. Samuel A. Flax is Executive Vice President, Chief Compliance Officer, General Counsel, Secretary of American Capital Ltd., since 2005. From 1990 to 2005, he was a partner in the Washington, D.C. law firm of Arnold & Porter LLP, where he served as our principal external counsel. He is also Executive Vice President, Secretary and a member of the Board of Directors of American Capital Agency Corp. and Executive Vice President, Secretary and a member of the Board of Directors of American Capital Mortgage Investment Corp. In addition, he is Executive Vice President, Chief Compliance Officer and Secretary of American Capital Senior Floating, Ltd.

Brian Graff

Mr. Brian S. Graff is Senior Vice President, Senior Managing Director of American Capital Ltd. Mr. Graff has served as a Senior Vice President since 2004 and as a Senior Managing Director since 2008. From 2005 to 2008 he served as a Regional Managing Director and from 2004 to 2005 he served as a Managing Director. Mr. Graff also served as a Vice President and Principal from 2001 to 2004. From 2000 to 2001, he was a Principal of Odyssey Investments Partners, a private equity fund.

Darin Winn

Mr. Darin R. Winn is Senior Vice President, Senior Managing Director of American Capital Ltd. Mr. Winn has served as a Senior Vice President since 2002 and as a Senior Managing Director since 2008. From 2005 to 2008 he served as a Regional Managing Director and from 2002 to 2005 he served as a Managing Director. Mr. Winn also served as a Vice President from 2001 to 2002. From 1998 to 2001, he was a Principal. Prior to joining the Company, he worked at Stratford Equity Partners, a mezzanine and equity fund, from 1995 to 1998.

Philip Harper

Mr. Philip R. Harper is Lead Independent Director of American Capital Ltd. Mr. Harper is the retired Chairman of US Investigations Services, LLC (“USIS”), a company that provides business intelligence and risk management solutions, security and related services and expert staffing solutions for businesses and federal agencies. He served as Chairman from 1996 to 2007. From 1996 to 2005, he was also the Chief Executive Officer and President of USIS. From 1991 to 1994, Mr. Harper served as President of Wells Fargo Alarm Services. From 1988 to 1991, Mr. Harper served as President of Burns International Security Services-Western Business Unit. Mr. Harper served in the U.S. Army from 1961 to 1982, where he commanded airborne infantry and intelligence units.

Susan Nestegard

Ms. Susan K. Nestegard has been appointed as Director of American Capital, Ltd., effective June 13, 2013. Ms. Nestegard is the former Executive Vice President and President, Global Healthcare Sector, of Ecolab Inc., a provider of water, hygiene and energy technologies and services. She led the healthcare sector from 2008 to 2012, and was Senior Vice President, Research, Development and Engineering, and Chief Technical Officer for Ecolab from 2003 to 2008. Ms. Nestegard also has over 20 years experience with 3M Company in research and development, technology leadership, and business management. Since 2009, she has been a Director of Hormel Foods Corporation (NYSE: HRL).

Mary Baskin

Ms. Mary C. Baskin is an Independent Director of American Capital Ltd., since 2000. Ms. Baskin has been Managing Director of the Ansley Consulting Group, a retained executive search firm, since 1999. From 1997 to 1999, Ms. Baskin served as Partner of Quayle Partners, a start-up consulting firm that she helped found. From 1996 to 1997, Ms. Baskin served as Vice President and Senior Relationship Manager for Harris Trust and Savings Bank. From 1990 to 1996, Ms. Baskin served as Director, Real Estate Division and Account Officer, Special Accounts Management Unit, for the Bank of Montreal. The Board has determined that Ms. Baskin is an “audit committee financial expert” (as defined in Item 407 of Regulation S-K under the Securities Act of 1933, as amended (the “Securities Act”)).

Neil Hahl

Mr. Neil M. Hahl is an Independent Director of American Capital Ltd., since 1997. Mr. Hahl is a general business consultant. He was President of The Weitling Group, a business consulting firm, from 1996 to 2001. From 1995 to 1996, Mr. Hahl served as Senior Vice President of the American Financial Group. From 1982 to 1995, Mr. Hahl served as Senior Vice President and Chief Financial Officer and a Director of The Penn Central Corporation. The Board has also determined that Mr. Hahl is an “audit committee financial expert” (as defined in Item 407 of Regulation S-K under the Securities Act).

Stan Lundine

Mr. Stan Lundine is an Independent Director of American Capital Ltd., since 1997. Mr. Lundine is a former U.S. Congressman and retired attorney and hospital executive. From 1995 to 2008, he served as Of Counsel to the law firm of Sotir and Goldman and as Executive Director of the Chautauqua County Health Network, a consortium of four hospitals. He was also President of the Chautauqua Integrated Delivery System, Inc., a for-profit Physician/Hospital organization. From 1987 to 1994, Mr. Lundine served as Lieutenant Governor of New York and chaired several boards and councils in addition to assisting the Governor on a variety of tasks. From 1976 until 1987, Lundine was a Member of Congress serving on the Banking Committee and the Committee on Science and Technology. From 1970 until his election to Congress, Lundine was Mayor of Jamestown, NY and an executive or board member of various governmental entities and institutions. Mr. Lundine currently services on the board of directors of American Capital Senior Floating, Ltd. and has served on the boards of numerous other private and non-profit companies.

Kenneth Peterson

Mr. Kenneth D. Peterson, Jr. is an Independent Director of American Capital Ltd., since 2001. Mr. Peterson has been Chief Executive Officer of Columbia Ventures Corporation, a private equity firm holding interests in domestic and international telecommunications, specialty chemicals, real estate and other industries, since 1988. He is also a member of the Board of Directors of Metro One Telecommunications, Inc. and Washington Policy Center.

Alvin Puryear

Dr. Alvin N. Puryear is an Independent Director of American Capital Ltd., since 1998. Dr. Puryear is Professor Emeritus of Management and Entrepreneurship at Baruch College of the City University of New York where he was the initial recipient of the Lawrence N. Field Professorship in Entrepreneurship. Dr. Puryear is also a management consultant, who advises existing and new businesses with high-growth potential. Prior to his appointment at Baruch College, Dr. Puryear was on the faculty of the graduate school of business administration at Rutgers University. During leaves-of-absence from Baruch, he served as a Vice President at the Ford Foundation and First Deputy Comptroller for the City of New York. Before joining the academic community, he held executive positions in finance and information technology with the Mobil Corporation and Allied Chemical Corporation, respectively. He is also a member of the Boards of Directors of American Capital Agency Corp. and American Capital Mortgage Investment Corp. In the past five years, Dr. Puryear also served as a director of the Bank of Tokyo-Mitsubishi UFG Trust Company.

Basic Compensation

Name Fiscal Year Total

Malon Wilkus

9,537,730

John Erickson

5,282,060

Gordon O'Brien

4,537,900

Ira Wagner

4,537,900

Samuel Flax

4,537,900

Brian Graff

--

Darin Winn

5,492,710

Philip Harper

--

Susan Nestegard

--

Mary Baskin

--

Neil Hahl

--

Stan Lundine

--

Kenneth Peterson

--

Alvin Puryear

--
As Of 30 Dec 2013

Options Compensation

Name Options Value

Malon Wilkus

1,072,846 3,782,025

John Erickson

707,020 3,441,748

Gordon O'Brien

653,929 4,806,934

Ira Wagner

1,204,620 7,459,060

Samuel Flax

269,370 2,318,100

Brian Graff

0 0

Darin Winn

525,029 4,375,780

Philip Harper

5,000 50,068

Susan Nestegard

0 0

Mary Baskin

20,000 103,755

Neil Hahl

21,666 207,455

Stan Lundine

21,666 207,455

Kenneth Peterson

15,000 44,700

Alvin Puryear

21,666 207,455
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