People: Ameriprise Financial Inc (AMP)

AMP on New York Consolidated

112.67USD
31 Aug 2015
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Summary

Name Age Since Current Position

James Cracchiolo

56 2005 Chairman of the Board, Chief Executive Officer

Walter Berman

72 2005 Chief Financial Officer, Executive Vice President

Neal Maglaque

58 2012 President - Advice & Wealth Management, Business Development, Chief Operating Officer

Joseph Sweeney

53 2012 President - Advice & Wealth Management, Products and Service Delivery

William Truscott

55 2012 Chief Executive Officer - Global Asset Management

John Woerner

45 2012 President - Insurance & Annuities, Chief Strategy Officer

Colin Moore

56 2013 Executive Vice President, Global Chief Investment Officer

Randy Kupper

56 2012 Executive Vice President, Chief Information Officer

John Junek

65 2005 Executive Vice President, General Counsel

Deirdre McGraw

44 2014 Executive Vice President - Marketing, Communications and Community Relations

Kelli Hunter

53 2005 Executive Vice President - Human Resources

David Stewart

61 2005 Senior Vice President, Principal Accounting Officer, Controller

Robert Sharpe

63 2013 Independent Presiding Director

Dianne Blixt

55 2014 Independent Director

Amy DiGeso

62 2014 Independent Director

Lon Greenberg

64 2011 Independent Director

Siri Marshall

66 2013 Independent Director

Jeffrey Noddle

68 2005 Independent Director

H. Jay Sarles

69 2005 Independent Director

William Turner

75 2005 Independent Director

Alicia Charity

Senior Vice President, Investor Relations

Biographies

Name Description

James Cracchiolo

Mr. James M. Cracchiolo is Chairman of the Board, Chief Executive Officer of Company. Mr. Cracchiolo has been chairman and chief executive officer of Ameriprise Financial, Inc. since September 30, 2005, when American Express Financial Corporation completed its spin-off from American Express Company. Prior to that, Mr. Cracchiolo was chairman and chief executive officer of American Express Financial Corporation since March 2001, president and chief executive officer of American Express Financial Corporation since November 2000, and group president, global financial services of American Express since June 2000. He served as chairman of American Express Bank Ltd. from September 2000 until April 2005 and served as president and chief executive officer of Travel Related Services International from May 1998 through July 2003. Mr. Cracchiolo joined American Express in 1982. He is an advisor to the March of Dimes and previously served on the boards of the American Council of Life Insurers, The Financial Services Roundtable, Tech Data Corporation and the March of Dimes.

Walter Berman

Mr. Walter S. Berman is Chief Financial Officer, Executive Vice President of Company. Prior to that, Mr. Berman served as Executive Vice President and Chief Financial Officer of AEFC, a position he held since January 2003. From April 2001 to January 2004, Mr. Berman served as Corporate Treasurer of American Express.

Neal Maglaque

Mr. Neal Maglaque is President - Advice & Wealth Management, Business Development, Chief Operating Officer of Company. Maglaque is responsible for driving strategic growth for Advice & Wealth Management. Key areas of focus include growth through experienced advisor recruiting, development of the Ameriprise Advisor Center, Risk Mitigation and leadership of opportunities to expand our advisor business internationally. Maglaque joined Ameriprise Financial in 2005 as senior vice president of finance. Prior to joining Ameriprise Maglaque held several positions at American Express, including senior vice president for strategic planning and business development; senior vice president overseeing consumer card and financial services in Germany and Austria; and vice president for finance in the consumer card business. Prior to American Express, Maglaque held a series of positions in Citibank’s card business in New York and Frankfurt, Germany. Maglaque earned a Bachelor of Arts degree from Colgate University and a Masters of Business Administration from New York University. He is fluent in French and German.

Joseph Sweeney

Mr. Joseph E. Sweeney is President - Advice & Wealth Management, Products and Service Delivery of Company. Prior to that time, Mr. Sweeney served as President — Advice and Wealth Management, Products and Services since May 2009 and as President — Financial Planning, Products and Services since 2005Prior to that, Mr. Stewart served as Vice President and Controller of AEFC and its subsidiaries since June 2002, when he joined American Express. Prior thereto, Mr. Stewart held various management and officer positions in accounting, financial reporting and treasury operations at Lutheran Brotherhood, now known as Thrivent Financial for Lutherans, where he was Vice President-Treasurer from 1997 until 2001.

William Truscott

Mr. William F. Truscott is Chief Executive Officer - Global Asset Management of Company. Prior to that time, Mr. Truscott had served as CEO — U.S. Asset Management and President, Annuities since May 2010, as President — U.S. Asset Management, Annuities and Chief Investment Officer since February 2008 and as President — U.S. Asset Management and Chief Investment Officer since September 2005. Prior to that, Mr. Truscott served as Senior Vice President and Chief Investment Officer of AEFC, a position he held since he joined the company in September 2001.

John Woerner

Mr. John R. Woerner is President - Insurance & Annuities, Chief Strategy Officer of Company. Prior to that time, he served as President — Insurance and Chief Strategy Officer since February 2008 and, as Senior Vice President — Strategy and Business Development since September 2005. Prior to that, Mr. Woerner served as Senior Vice President — Strategic Planning and Business Development of AEFC since March 2005. Prior to joining AEFC, Mr. Woerner was a Principal at McKinsey & Co., where he spent approximately ten years serving leading U.S. and European financial services firms, and co-led McKinsey’s U.S. Asset Management Practice.

Colin Moore

Mr. Colin Moore is Executive Vice President, Global Chief Investment Officer of Company. Mr. Moore joined the firm in 2002 as head of equity and was also head of fixed income and liquidity strategies from 2009 to 2010. He has been a member of the investment community since 1983. Prior to joining the firm, Mr. Moore was chief investment officer of global and international value equities and associate director of research at Putnam Investments. He was also director of research and chief investment officer for Rockefeller & Co. in New York and London. Throughout his career in the investment industry, he has held portfolio management positions with three London-based asset management firms, as well as a role in product development.

Randy Kupper

Mr. Randy Kupper is an Executive Vice President, Chief Information Officer of Company. Prior to that, Mr. Kupper had served as Executive Vice President — Applications Development since January 2010 and as Senior Vice President — Applications Development since November 2008. Prior to joining Ameriprise in 2008, he served as a Senior Vice President — Technology of U.S. Consumer and Small Business Services at American Express, where he spent approximately ten years holding leadership positions in the technologies organization.

John Junek

Mr. John C. Junek is an Executive Vice President, General Counsel of Company. Prior to that, Mr. Junek served as Senior Vice President and General Counsel of AEFC since June 2000.

Deirdre McGraw

Ms. Deirdre Davey McGraw is Executive Vice President - Marketing, Communications and Community Relations of Company. Previously, Ms. McGraw served as Executive Vice President, Corporate Communications and Community Relations since February 2010. Prior to that, Ms. McGraw served as Senior Vice President-Corporate Communications and Community Relations since February 2007 and as Vice President-Corporate Communications since May 2006. Prior thereto, Ms. McGraw served as Vice President-Business Planning and Communications for Chairman’s Office, and prior to that, she served as Vice President-Business Planning and Communications for the Group President, Global Financial Services at American Express.

Kelli Hunter

Ms. Kelli A. Hunter is an Executive Vice President - Human Resources of Company. Prior to that, Ms. Hunter served as Executive Vice President of Human Resources of AEFC since joining the company in June 2005. Prior to joining AEFC, Ms. Hunter was Senior Vice President — Global Human Capital for Crown Castle International Corporation in Houston, Texas. Prior to that, she held a variety of senior level positions in human resources for Software Spectrum, Inc., Mary Kay, Inc., as well as Morgan Stanley Inc. and Bankers Trust New York Corporation.

David Stewart

Mr. David K. Stewart is Senior Vice President, Principal Accounting Officer, Controller of Ameriprise Financial Inc., since September 30, 2005. Prior to that, Mr. Stewart served as Vice President and Controller of AEFC and its subsidiaries since June 2002, when he joined American Express. Prior thereto, Mr. Stewart held various management and officer positions in accounting, financial reporting and treasury operations at Lutheran Brotherhood, now known as Thrivent Financial for Lutherans, where he was Vice President-Treasurer from 1997 until 2001.

Robert Sharpe

Robert F. Sharpe, Jr. Independent Presiding Director of Company. Mr. Sharpe retired in November 2010, having most recently served as a senior advisor to ConAgra Foods, Inc. Previously, he had served in a variety of senior positions with ConAgra since November 2005, including President of Commercial Foods since 2008 and Chief Administrative Officer since 2009. From 2002 until joining ConAgra, Mr. Sharpe was a partner at the Brunswick Group LLC, an international financial public relations firm. Prior to that, he served as senior vice president — public affairs, secretary and general counsel for PepsiCo, Inc. from 1998 to 2002. Previously, Mr. Sharpe was senior vice president and general counsel for RJR Nabisco, Inc. Mr. Sharpe is a member of the board of directors of Swedish Match AB. Mr. Sharpe, who is an attorney-at-law, has been responsible for a wide range of functions as an executive officer and general counsel of Fortune 500 companies. His day-to-day experience with the current financial, legal, regulatory and operational issues facing public companies has been valuable to the Board. Mr. Sharpe offers an informed perspective on executive compensation programs to the Board and has advised it on communications with our institutional shareholders. In addition, he has a sound understanding of risk management, financial reporting and disclosure and corporate governance issues.

Dianne Blixt

Dianne Neal Blixt is Independent Director of Company. Ms. Blixt has been a director of Lorillard, Inc., a tobacco company, since January 2011. She served as Executive Vice President and Chief Financial Officer of Reynolds American Inc. from July 2004 until her retirement in December 2007. Prior to that, she had served as Executive Vice President and Chief Financial Officer of R.J. Reynolds Tobacco Holdings, Inc., a wholly owned subsidiary of Reynolds American Inc., from July 2003 to June 2004. She also served in various roles of increasing responsibility with Reynolds American Inc. and its subsidiaries since 1988. Ms. Blixt served on the board of directors of LandAmerica Financial Group, Inc. from 2006 to 2009 and Metavante Technologies, Inc. from 2007 to 2009. She is also the chair person for the board of trustees for the Reynolda House Museum of American Art.

Amy DiGeso

Amy DiGes is Independent Director of Company. Ms. DiGeso was Executive Vice President, Global Human Resources, at The Estée Lauder Companies, Inc., one of the world's leading manufacturers and marketers of quality skin care, makeup, fragrance and hair care products, until retiring from the position in September 2013. Ms. DiGeso remained with the Company as Executive Vice President, Senior Advisor to William P. Lauder, Executive Chairman and Fabrizio Freda, President and Chief Executive Officer through June 30, 2014. Prior to rejoining The Estée Lauder Companies in May 2005, Ms. DiGeso was Managing Partner, Human Capital, responsible for global human resources at PricewaterhouseCoopers, a worldwide professional services firm with over 125,000 employees in 142 countries. She has also served as President of Popular Club, Inc., a direct marketing/sales subsidiary of Macy's, Inc., and held a number of executive management positions at Mary Kay Inc., including that of Chief Executive Officer. Earlier in her career she held positions of increasing responsibility at Bankers Trust Company, the American Express Company and Olivetti Corporation of America. She worked previously at The Estée Lauder Companies as Executive Director of Human Resources. Ms. DiGeso is a Pennsylvania State University (Penn State) Alumni Fellow. She holds a Bachelor of Science degree from Penn State and an MBA from Fordham University.

Lon Greenberg

Lon R. Greenberg is Independent Director of Company. Mr. Greenberg is Chairman and former Chief Executive Officer of UGI Corporation. UGI Corporation is an international distributor and marketer of energy products and services including propane, butane, natural gas and electricity. He joined UGI in 1980 and held various positions until he became CEO in 1995, a position he held through April 2013. He is also Chairman of AmeriGas Propane, Inc. (a subsidiary of UGI Corporation). Prior to joining UGI, Mr. Greenberg received his B.S. in Economics from The Wharton School of the University of Pennsylvania. He continued his education at Villanova Law School and the Harvard Business School's Advanced Management Program. After clerking for the Superior Court of Pennsylvania, he joined the law firm of Morgan Lewis. Mr. Greenberg also serves on the boards of directors of: AmerisourceBergen Corporation; and Aqua America, Inc. In addition, Mr. Greenberg serves on the boards of these organizations: Temple University and Temple University Health System (he currently serves as Chairman); and United Way of Greater Philadelphia and Southeastern New Jersey (currently serves as Chairman). Mr. Greenberg is a former Chairman of the World LP Gas Association and currently serves as its Treasurer and a member of its Board of Directors.

Siri Marshall

Siri S. Marshall is Independent Director of Company. Ms. Marshall is the former senior vice president, general counsel and secretary and chief governance and compliance officer at General Mills, Inc. Prior to joining General Mills in 1994, Ms. Marshall was senior vice president, general counsel and secretary of Avon Products, Inc. Ms. Marshall is also a director of Equifax, Inc., Alphatec Holdings, Inc., and the Yale Center for the Study of Corporate Law. She has served as a director of NovaCare, Inc., Jafra Cosmetics International, Snack Ventures Europe, BioHorizons, Inc. and the American Arbitration Association. She has also served as a member of The New York Stock Exchange Legal Advisory Committee. Ms. Marshall was the recipient of the Sandra Day O'Connor Board Excellence Award in 2011. Ms. Marshall is an attorney-at-law and former general counsel, chief governance officer, and compliance officer at a Fortune 500 company. As a result, she is very familiar with the broad range of executive leadership issues at large public companies, and in particular, legal, regulatory, and corporate governance challenges. Through her service on the boards of other companies and participation in panel discussions at conferences for directors and attorneys, she keeps the Board informed on current trends in corporate governance, the approaches taken by other companies to shareholder concerns, and emerging board practices. She has also offered insights into executive succession planning and communications with institutional shareholders and proxy advisory firms.

Jeffrey Noddle

Jeffrey Noddle is Independent Director of Company. Mr. Noddle served as chairman of the board of directors of Supervalu Inc. from 2002 until he retired in 2010. Previously, Mr. Noddle also served as chief executive officer of SUPERVALU since 2001. Prior to that time, Mr. Noddle held a number of other leadership positions at SUPERVALU, including president and chief operating officer from 2000-2001, corporate executive vice president and president and chief operating officer of Supervalu's distribution food companies, corporate vice president — merchandising and president of the company's Fargo and former Miami divisions. Mr. Noddle serves as a member of the boards of directors of The Clorox Company and Donaldson Company, Inc. He is also a former chairman of the Food Marketing Institute. Mr. Noddle's service as the chairman and chief executive officer of a Fortune 500 company provided him with valuable experience in a number of areas that are important to the Company, including: mergers and acquisitions, including integration planning and execution; shareholder relations and communications; corporate governance issues; executive officer succession planning; balance sheet management; financial reporting; and long-range planning. He also has contributed to the Board's knowledge of the director recruitment process as it continues to review the current composition and needs of the Board.

H. Jay Sarles

H. Jay Sarles is Independent director of Company. Mr. Sarles is retired, having most recently served as vice chairman of Bank of America Corporation. Prior to that, he served as vice chairman and chief administrative officer of FleetBoston Financial with responsibility for administrative functions, risk management, technology and operations, treasury services, corporate strategy and mergers and acquisitions. During his 37 years at Fleet, Mr. Sarles oversaw virtually all of Fleet's businesses at one time or another, including the company's wholesale banking businesses from 2001 to 2003. These included commercial finance, real estate finance, capital markets, global services, industry banking, middle market and large corporate lending, small business services and investment banking businesses. Mr. Sarles is also a member of the board of directors of AvalonBay Communities, Inc. Previously Mr. Sarles served on several other boards in the financial services industry.

William Turner

William H. Turner is Independent Director of Company. Mr. Turner is the Chairman of International College and a former senior advisor with Opera Solutions, LLC. Previously, he was the dean of Montclair State University until January 1, 2010, the founding dean of the College of Business at Stony Brook University, and a senior partner at Summus Limited. Prior to that, Mr. Turner was president and chief executive officer of PNC Bank, New Jersey from 1997 to 2000 and chairman of PNC Bank, N.A., New Jersey and Northeast Region from 2000 until his retirement in 2002. Before joining PNC, Mr. Turner was president and co-chief executive officer at Franklin Electronic Publishers, Inc. and vice chairman of Chemical Banking Corporation, which merged with The Chase Manhattan Corporation in 1995. Mr. Turner is currently a member of the boards of directors of FineMark Holdings Inc., Standard Motor Products, Inc. and Volt Information Sciences, Inc. Previously, Mr. Turner had served as director of Franklin Electronic Publishers, Inc. and New Jersey Resources, Inc. Mr. Turner enjoyed a long career in the financial services industry, particularly in the retail banking sector. Originally trained as a credit officer, he has held a variety of senior banking positions. As a result, he is very familiar with the types of products and services that we offer to our clients and the importance of close cooperation with our regulators. He works closely with our chief financial officer, general auditor, and independent public accountants on a wide range of issues related to financial reporting and disclosure, risk management, regulatory compliance, balance sheet management, and internal controls. Mr. Turner has proven especially helpful in providing guidance and advice to our subsidiary Ameriprise National Trust Bank and the Audit Committee of another subsidiary, Threadneedle Asset Management Holdings Sàrl. Mr. Turner's service on other boards and his past leadership roles in the academic world allow him to bring a wide range of expe

Alicia Charity

Options Compensation

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