People: Ameriprise Financial Inc (AMP)

AMP on New York Consolidated

123.19USD
22 Aug 2014
Price Change (% chg)

$-0.29 (-0.23%)
Prev Close
$123.48
Open
$123.11
Day's High
$124.04
Day's Low
$123.05
Volume
725,596
Avg. Vol
789,825
52-wk High
$127.00
52-wk Low
$85.24

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Summary

Name Age Since Current Position

James Cracchiolo

55 2005 Chairman of the Board, Chief Executive Officer

Walter Berman

71 2005 Chief Financial Officer, Executive Vice President

Donald Froude

58 2008 President - The Personal Advisors Group

Neal Maglaque

57 2012 President - Advice & Wealth Management, Business Development, Chief Operating Officer

Joseph Sweeney

52 2012 President - Advice & Wealth Management, Products and Service Delivery

William Truscott

54 2012 Chief Executive Officer - Global Asset Management

John Woerner

44 2012 President - Insurance & Annuities, Chief Strategy Officer

Colin Moore

55 Executive Vice President, Global Chief Investment Officer

Randy Kupper

55 2012 Executive Vice President, Chief Information Officer

John Junek

64 2005 Executive Vice President, General Counsel

Kelli Hunter

52 2005 Executive Vice President - Human Resources

Deirdre McGraw

43 2010 Executive Vice President - Corporate Communications and Community Relations

David Stewart

60 2005 Senior Vice President, Principal Accounting Officer, Controller

Robert Sharpe

62 2013 Independent Presiding Director

Dianne Blixt

54 2014 Independent Director

Amy DiGeso

61 2014 Independent Director

Lon Greenberg

63 2011 Independent Director

W. Walker Lewis

69 2005 Independent Director

Siri Marshall

65 2013 Independent Director

Jeffrey Noddle

67 2005 Independent Director

H. Sarles

68 2005 Independent Director

William Turner

74 2005 Independent Director

Alicia Charity

Senior Vice President, Investor Relations

Biographies

Name Description

James Cracchiolo

Mr. James M. Cracchiolo is Chairman of the Board, Chief Executive Officer of Ameriprise Financial Inc. Mr. Cracchiolo has been chairman and chief executive officer of Ameriprise Financial, Inc. since September 30, 2005, when American Express Financial Corporation completed its spin-off from American Express Company. Prior to that, Mr. Cracchiolo was chairman and chief executive officer of American Express Financial Corporation since March 2001, president and chief executive officer of American Express Financial Corporation since November 2000, and group president, global financial services of American Express since June 2000. He served as chairman of American Express Bank Ltd. from September 2000 until April 2005 and served as president and chief executive officer of Travel Related Services International from May 1998 through July 2003. Mr. Cracchiolo joined American Express in 1982. He is an advisor to the March of Dimes and previously served on the board of Tech Data Corporation.

Walter Berman

Mr. Walter S. Berman is Chief Financial Officer, Executive Vice President of Ameriprise Financial Inc., since September 2005. Prior to that, Mr. Berman served as Executive Vice President and Chief Financial Officer of AEFC, a position he held since January 2003. From April 2001 to January 2004, Mr. Berman served as Corporate Treasurer of American Express.

Donald Froude

Mr. Donald E. Froude is President - The Personal Advisors Group of Ameriprise Financial Inc., since September 2, 2008. Prior to joining the company, Mr. Froude served as managing director and head of U.S. distribution for Legg Mason, Inc. since 2006. Prior to that, he served as President of Intermediary Distribution for Columbia Management, a division of Bank of America, from 2004 to 2006. Prior thereto, he was president and chief executive officer of Quick & Reilly.

Neal Maglaque

Mr. Neal Maglaque is President - Advice & Wealth Management, Business Development, Chief Operating Officer of Ameriprise Financial Inc., since June 2012. Maglaque is responsible for driving strategic growth for Advice & Wealth Management. Key areas of focus include growth through experienced advisor recruiting, development of the Ameriprise Advisor Center, Risk Mitigation and leadership of opportunities to expand our advisor business internationally. Maglaque joined Ameriprise Financial in 2005 as senior vice president of finance. Prior to joining Ameriprise Maglaque held several positions at American Express, including senior vice president for strategic planning and business development; senior vice president overseeing consumer card and financial services in Germany and Austria; and vice president for finance in the consumer card business. Prior to American Express, Maglaque held a series of positions in Citibank’s card business in New York and Frankfurt, Germany. Maglaque earned a Bachelor of Arts degree from Colgate University and a Masters of Business Administration from New York University. He is fluent in French and German.

Joseph Sweeney

Mr. Joseph E. Sweeney is President - Advice & Wealth Management, Products and Service Delivery of Ameriprise Financial Inc., since June 2012. Prior to that time, Mr. Sweeney served as President — Advice and Wealth Management, Products and Services since May 2009 and as President — Financial Planning, Products and Services since 2005. Prior to that, Mr. Sweeney served as Senior Vice President and General Manager of Banking, Brokerage and Managed Products of AEFC since April 2002. Prior thereto, he served as Senior Vice President and Head, Business Transformation, Global Financial Services of American Express from March 2001 until April 2002. Mr. Sweeney is currently on the board of directors of the Securities Industry and Financial Markets Association.

William Truscott

Mr. William F. Truscott is Chief Executive Officer - Global Asset Management of Ameriprise Financial Inc., since September 2012. Prior to that time, Mr. Truscott had served as CEO — U.S. Asset Management and President, Annuities since May 2010, as President — U.S. Asset Management, Annuities and Chief Investment Officer since February 2008 and as President — U.S. Asset Management and Chief Investment Officer since September 2005. Prior to that, Mr. Truscott served as Senior Vice President and Chief Investment Officer of AEFC, a position he held since he joined the company in September 2001.

John Woerner

Mr. John R. Woerner is President - Insurance & Annuities, Chief Strategy Officer of Ameriprise Financial Inc., since September 2012. Prior to that time, he served as President — Insurance and Chief Strategy Officer since February 2008 and, as Senior Vice President — Strategy and Business Development since September 2005. Prior to that, Mr. Woerner served as Senior Vice President — Strategic Planning and Business Development of AEFC since March 2005. Prior to joining AEFC, Mr. Woerner was a Principal at McKinsey & Co., where he spent approximately ten years serving U.S. and European financial services firms, and co-led McKinsey's U.S. Asset Management Practice.

Colin Moore

Mr. Colin Moore is Executive Vice President, Global Chief Investment Officer of Ameriprise Financial Inc. Mr. Moore joined the firm in 2002 as head of equity and was also head of fixed income and liquidity strategies from 2009 to 2010. He has been a member of the investment community since 1983. Prior to joining the firm, Mr. Moore was chief investment officer of global and international value equities and associate director of research at Putnam Investments. He was also director of research and chief investment officer for Rockefeller & Co. in New York and London. Throughout his career in the investment industry, he has held portfolio management positions with three London-based asset management firms, as well as a role in product development.

Randy Kupper

Mr. Randy Kupper is an Executive Vice President, Chief Information Officer of Ameriprise Financial Inc., since June 2012. Prior to that, Mr. Kupper had served as Executive Vice President — Applications Development since January 2010 and as Senior Vice President — Applications Development since November 2008. Prior to joining Ameriprise in 2008, he served as a Senior Vice President — Technology of U.S. Consumer and Small Business Services at American Express, where he spent approximately ten years holding leadership positions in the technologies organization.

John Junek

Mr. John C. Junek is an Executive Vice President, General Counsel of Ameriprise Financial Inc., since September 30, 2005. Prior to that, Mr. Junek served as Senior Vice President and General Counsel of AEFC since June 2000.

Kelli Hunter

Ms. Kelli A. Hunter is an Executive Vice President - Human Resources of Ameriprise Financial Inc., since September 30, 2005. Prior to that, Ms. Hunter served as Executive Vice President of Human Resources of AEFC since joining the company in June 2005. Prior to joining AEFC, Ms. Hunter was Senior Vice President — Global Human Capital for Crown Castle International Corporation in Houston, Texas. Prior to that, she held a variety of senior level positions in human resources for Software Spectrum, Inc., Mary Kay, Inc., as well as Morgan Stanley Inc. and Bankers Trust New York Corporation.

Deirdre McGraw

Ms. Deirdre Davey McGraw is an Executive Vice President - Corporate Communications and Community Relations of Ameriprise Financial Inc., since February 2010. Previously, Ms. McGraw served as Senior Vice President — Corporate Communications and Community Relations since February 2007 and as Vice President — Corporate Communications since May 2006. Prior thereto, Ms. McGraw served as Vice President — Business Planning and Communications for the company Chairman's Office, and prior to that, she served as Vice President — Business Planning and Communications for the Group President, Global Financial Services at American Express.

David Stewart

Mr. David K. Stewart is Senior Vice President, Principal Accounting Officer, Controller of Ameriprise Financial Inc., since September 30, 2005. Prior to that, Mr. Stewart served as Vice President and Controller of AEFC and its subsidiaries since June 2002, when he joined American Express. Prior thereto, Mr. Stewart held various management and officer positions in accounting, financial reporting and treasury operations at Lutheran Brotherhood, now known as Thrivent Financial for Lutherans, where he was Vice President — Treasurer from 1997 until 2001.

Robert Sharpe

Mr. Robert F. Sharpe Jr., is an Independent Presiding Director of Ameriprise Financial Inc., since September 30, 2005. Mr. Sharpe retired in November 2010, having served as a senior advisor to ConAgra Foods, Inc. Previously, he had served in a senior positions with ConAgra since November 2005, including President of Commercial Foods since 2008 and Chief Administrative Officer since 2009. From 2002 until joining ConAgra, Mr. Sharpe was a partner at the Brunswick Group LLC, an international financial public relations firm. Prior to that, he served as senior vice president — public affairs, secretary and general counsel for PepsiCo, Inc. from 1998 to 2002. Previously, Mr. Sharpe was senior vice president and general counsel for RJR Nabisco, Inc. Mr. Sharpe is a member of the board of directors of Swedish Match AB.

Dianne Blixt

Ms. Dianne Neal Blixt is Independent Director of Ameriprise Financial Inc. Ms. Blixt was most recently executive vice president and chief financial officer of Reynolds American Inc. from 2003 to 2007. She has extensive experience in business analysis and financial reporting, having held multiple senior finance and accounting roles over a 20-year career with the company. Ms. Blixt is currently a director of Lorillard, Inc., is co-founder and principal of C&D Ventures, and served on North Carolina Governor-Elect Pat McCrory’s budget appropriations advisory team.

Amy DiGeso

Ms. Amy DiGeso is Independent Director of Ameriprise Financial Inc. Ms. DiGeso was most recently executive vice president – global human resources at The Estee Lauder Companies, Inc. from 2005 to 2013 and currently serves as executive vice president and senior advisor to the executive chairman and CEO. Ms. DiGeso brings a deep knowledge of managing all aspects of human capital across global organizations. She was managing partner – human capital at PriceWaterhouseCoopers, president of Popular Club, Inc., chief executive officer of Mary Kay Inc., and held senior positions in human resources at Bankers Trust Company and American Express Company.

Lon Greenberg

Mr. Lon R. Greenberg is an Independent Director of Ameriprise Financial, Inc. since June 7, 2011. Mr. Greenberg has been Chairman and Chief Executive Officer of UGI Corporation since 1996. UGI Corporation is a distributor and marketer of energy products and services including propane, butane, natural gas and electricity. He joined UGI in 1980 and held various positions until he became CEO in 1995. He is also Chairman of AmeriGas Propane, Inc. Prior to joining UGI, Mr. Greenberg received his B.S. in Economics from The Wharton School of the University of Pennsylvania. He continued his education at Villanova Law School and the Harvard Business School's Advanced Management Program. After clerking for the Superior Court of Pennsylvania, he joined the law firm of Morgan Lewis. Mr. Greenberg also serves on the boards of directors of Aqua America, Inc.; Temple University and Temple University Health System; PA Business Council; the Greater Philadelphia Chamber of Commerce's CEO Council for Growth and the United Way of Greater Philadelphia and Southeastern New Jersey (currently serves as Chairman). Mr. Greenberg is a former Chairman of the World LP Gas Association and currently serves as a member of its Board of Directors.

W. Walker Lewis

Mr. W. Walker Lewis is an Independent Director of Ameriprise Financial Inc., since September 30, 2005. Mr. Lewis serves as chairman of Devon Value Advisers, a financial consulting and investment banking firm that he founded in 1997. Prior to that, Mr. Lewis was a senior advisor at Dillon Read and served as a managing director of Kidder Peabody, where he was a member of the firm's management committee. From 1991 to 1993, Mr. Lewis was president of Avon Products Incorporated, North America and a member of the Office of the Chairman of Avon Incorporated. For over twenty years, from 1970 to 1991, Mr. Lewis was a strategic management consultant at Boston Consulting, as Founding Chairman of Strategic Planning Associates, and as Chairman of Mercer Management Consulting, a division of Marsh and McLennan. In his management consulting practice Mr. Lewis consulted to a number of money center banks, life and casualty insurers, and money management companies. Mr. Lewis has served on twenty public company boards (Owens Corning, Scientific Games, American Management Systems, etc.), and private company boards (Mrs. Fields, Applied Predictive Technologies, etc.) and has participated in a number of public and private company transactions as a financial adviser, consultant, and board member.

Siri Marshall

Ms. Siri S. Marshall is an Independent Director of Ameriprise Financial Inc. Ms. Marshall is a director since September 30, 2005. Ms. Marshall is the former senior vice president, general counsel and secretary and chief governance and compliance officer at General, Mills, Inc., having retired from those positions as of January 1, 2008. Prior to joining General Mills in 1994, Ms. Marshall was senior vice president, general counsel and secretary of Avon Products, Inc. Ms. Marshall is also a director of Equifax, Inc., Alphatec Holdings, Inc., BioHorizons, Inc. and the Yale Center for the Study of Corporate Law and is a Distinguished Advisor to the Straus Institute for Dispute Resolution. She has served as a director of NovaCare, Inc., Jafra Cosmetics International, Snack Ventures Europe and the American Arbitration Association. She has served as a member of The New York Stock Exchange Legal Advisory Committee. Ms. Marshall was the recipient of the Sandra Day O'Connor Board Excellence Award in 2011.

Jeffrey Noddle

Mr. Jeffrey Noddle is an Independent Director of Ameriprise Financial Inc., since September 20, 2005. Mr. Noddle served as chairman of the board of directors of SUPERVALU INC. from 2002 until he retired in 2010. Previously, Mr. Noddle also served as chief executive officer of SUPERVALU since 2001. Prior to that time, Mr. Noddle held a number of other leadership positions at SUPERVALU, including president and chief operating officer from 2000-2001, corporate executive vice president and president and chief operating officer of SUPERVALU's distribution food companies, corporate vice president — merchandising and president of the company's Fargo and former Miami divisions. Mr. Noddle serves as a member of the boards of directors of The Clorox Company and Donaldson Company, Inc. He is a former chairman of the Food Marketing Institute.

H. Sarles

Mr. H. Jay Sarles is an Independent Director of Ameriprise Financial Inc., since September 30, 2005. Mr. Sarles is retired, having most recently served as vice chairman of Bank of America Corporation. Prior to that, he served as vice chairman and chief administrative officer of FleetBoston Financial with responsibility for administrative functions, risk management, technology and operations, treasury services, corporate strategy and mergers and acquisitions. During his 37 years at Fleet, Mr. Sarles oversaw virtually all of Fleet's businesses at one time or another, including the company's wholesale banking businesses from 2001 to 2003. These included commercial finance, real estate finance, capital markets, global services, industry banking, middle market and corporate lending, small business services and investment banking businesses. Mr. Sarles is a member of the boards of directors of AvalonBay Communities, Inc. and ConnectEDU. Previously, Mr. Sarles had served as director of Carlyle Capital Corporation from 2006 to 2009.

William Turner

Mr. William H. Turner is an Independent Director of Ameriprise Financial Inc., since September 30, 2005. Mr. Turner is the Chairman of International College and a senior advisor with Opera Solutions, LLC. Previously, he was the dean of Montclair State University until January 1, 2010, the founding dean of the College of Business at Stony Brook University, and a senior partner at Summus Limited. Prior to that, Mr. Turner was president and chief executive officer of PNC Bank, New Jersey from 1997 to 2000 and chairman of PNC Bank, N.A., New Jersey and Northeast Region from 2000 until his retirement in 2002. Before joining PNC, Mr. Turner was president and co-chief executive officer at Franklin Electronic Publishers, Inc. and vice chairman of Chemical Banking Corporation, which merged with The Chase Manhattan Corporation in 1995. Mr. Turner is a member of the boards of directors of FineMark Holdings Inc., Standard Motor Products, Inc. and Volt Information Sciences, Inc. Previously, Mr. Turner had served as director of Franklin Electronic Publishers, Inc. and New Jersey Resources, Inc.

Alicia Charity

Options Compensation

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