People: Bancroft Fund Ltd (BCV)
BCV on American Stock Exchange
17.95USD
24 May 2013
17.95USD
24 May 2013
Price Change (% chg)
$0.03 (+0.17%)
$0.03 (+0.17%)
Prev Close
$17.92
$17.92
Open
$17.95
$17.95
Day's High
$17.99
$17.99
Day's Low
$17.92
$17.92
Volume
4,085
4,085
Avg. Vol
11,946
11,946
52-wk High
$18.27
$18.27
52-wk Low
$15.33
$15.33
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Thomas Dinsmore |
59 | 1996 | Chairman of the Board of Trustee, Chief Executive Officer |
Jane O'Keeffe |
57 | 1995 | President, Trustee |
Gary Levine |
55 | 2004 | Chief Financial Officer, Executive Vice President, Secretary |
Mercedes Pierre |
51 | 2005 | Vice President, Chief Compliance Officer |
James Dinsmore |
30 | 2009 | Vice President |
H. Tucker Lake |
65 | 2002 | Vice President |
Germaine Ortiz |
43 | 1999 | Vice President |
Kinchen Bizzell |
58 | 2008 | Independent Trustee |
Elizabeth Bogan |
68 | 1990 | Independent Trustee |
Daniel Harding |
60 | 2007 | Independent Trustee |
Nicolas Platt |
59 | 1997 | Independent Trustee |
Biographies
| Name | Description |
|---|---|
Thomas Dinsmore |
Mr. Thomas H. Dinsmore is Chairman of the Board of Trustee, Chief Executive Officer of Bancroft Fund Ltd. He has been Chairman, Chief Executive Officer and portfolio manager of the Trust and Ellsworth Fund since 1996. Mr. Dinsmore is a member of the Executive Committee of the Closed-End Fund Association, and formerly served as its president. He received a B.S. degree in Economics from the Wharton School of Business at the University of Pennsylvania and an M.A. degree in Economics from Fairleigh Dickinson University. Mr. Dinsmore is a CFA charterholder. |
Jane O'Keeffe |
Ms. Jane D. O'Keeffe is President, Trustee of Bancroft Fund Ltd. She has been President of the Trust, Ellsworth Fund and Dinsmore Capital since 1996. Ms. O’Keeffe received a B.A. degree from the University of New Hampshire and attended the Lubin Graduate School of Pace University. |
Gary Levine |
Mr. Gary I. Levine is Chief Financial Officer, Executive Vice President, Secretary of Bancroft Fund Ltd. He is Executive Vice President and Chief Financial Officer of the Trust, Ellsworth Fund and Dinsmore Capital (since April 2004); Secretary of the Trust, Ellsworth Fund and Dinsmore Capital (since November 2003); and Treasurer of Dinsmore Capital (since 1997). |
Mercedes Pierre |
Ms. Mercedes A. Pierre is Vice President, Chief Compliance Officer of Bancroft Fund Ltd. She has been Vice President of the Trust and Ellsworth Fund (since April 2004); Chief Compliance Officer of the Trust and Ellsworth Fund (since July 2004); and Vice President and Chief Compliance Officer of Dinsmore Capital (since 2004). |
James Dinsmore |
Mr. James Andrew Dinsmore is Vice President of Bancroft Fund Ltd. He is Vice President of the Trust, Ellsworth Fund and Dinsmore Capital (since 2009). |
H. Tucker Lake |
Mr. H. Tucker Lake is Vice President of Bancroft Fund Ltd. Mr. Lake has been Vice President of Ellsworth Fund since 2002 and Dinsmore Capital since 1997. |
Germaine Ortiz |
Ms. Germaine M. Ortiz is Vice President of Bancroft Fund Ltd. She has been Vice President of the Trust, Ellsworth Fund and Dinsmore Capital (since 1999). |
Kinchen Bizzell |
Mr. Kinchen C. Bizzell is an Independent Trustee of Bancroft Fund Ltd., since January 1, 2008. He has been Senior Counselor with Burson-Marsteller, a global public relations and communications firm, since 2004. Previously, Mr. Bizzell was Managing Director in Burson-Marsteller’s corporate and financial practice. He provides compliance and corporate finance consulting services to Point Capital Markets, a securities broker-dealer. Mr. Bizzell is a CFA charterholder and is a member of the New York State Bar. He received a B.A. degree from North Carolina State University, a J.D. degree from Duke University, and holds securities licenses from the Financial Industry Regulatory Authority (FINRA). |
Elizabeth Bogan |
Dr. Elizabeth C. Bogan is an Independent Trustee of Bancroft Fund Ltd. She has been Senior Lecturer in Economics at Princeton University since 1992. Dr. Bogan was formerly Chair of the Economics and Finance Department, Fairleigh Dickinson University, and a member of the Executive Committee for the College of Business Administration. She received an A.B. degree in Economics from Wellesley College, an M.A. degree in Quantitative Economics from the University of New Hampshire, and a Ph.D. degree in Economics from Columbia University. |
Daniel Harding |
Mr. Daniel D. Harding is an Independent Trustee of Bancroft Fund Ltd., since January 1, 2007. He is co-founder and was Chief Investment Officer of Harding Loevner Management LP, an investment advisory firm, from 1989 through 2003. He received his undergraduate degree from Colgate University and is a CFA charterholder. Mr. Harding manages two private investment partnerships and is a trustee of Ellsworth Fund. He is a director of Legg Mason Trust Co. and chairs the Trust Investment Committee of Legg Mason Investment Counsel, a globally recognized asset management firm. Mr. Harding is a general partner of Latitude Capital Partners, LLC, a private investment firm. Mr. Harding has experience in investment management and financial research. |
Nicolas Platt |
Mr. Nicolas W. Platt is an Independent Trustee of Bancroft Fund Ltd. He has been a partner at Point Capital Partners, LLC, a private merchant bank, since May 2011. Mr. Platt was Managing Director of FTI Consulting Inc. (FCN-NYSE), an international consulting company, from March 2009 to May 2011, and Managing Director of Rodman & Renshaw, LLC, an investment banking firm, from August 2006 to March 2009. He was President of CNC-US, an international consulting company, from January 2003 to August 2006. Prior to this Mr. Platt was a senior executive at Burson-Marsteller and Ogilvy Public Relations Worldwide, subsidiaries of WPP Group, UK. Mr. Platt is a member of the NYSE MKT LLC US Committee of Securities Listing Qualifications Panel which reviews the continued listing qualifications for companies on the NYSE MKT LLC. He has been elected and serves as the Deputy Mayor in Harding Township. Mr. Platt received a B.A. degree from Skidmore College and an M.A. degree in Economics from Columbia University. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Thomas Dinsmore |
-- |
Jane O'Keeffe |
-- |
Gary Levine |
-- |
Mercedes Pierre |
-- |
James Dinsmore |
-- |
H. Tucker Lake |
-- |
Germaine Ortiz |
-- |
Kinchen Bizzell |
-- |
Elizabeth Bogan |
-- |
Daniel Harding |
-- |
Nicolas Platt |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
Thomas Dinsmore |
0 | 0 |
Jane O'Keeffe |
0 | 0 |
Gary Levine |
0 | 0 |
Mercedes Pierre |
0 | 0 |
James Dinsmore |
0 | 0 |
H. Tucker Lake |
0 | 0 |
Germaine Ortiz |
0 | 0 |
Kinchen Bizzell |
0 | 0 |
Elizabeth Bogan |
0 | 0 |
Daniel Harding |
0 | 0 |
Nicolas Platt |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
BOGAN ELIZABETH CHAPIN |
400 | $16.21 |
BOGAN ELIZABETH CHAPIN |
1,400 | $16.23 |
BOGAN ELIZABETH CHAPIN |
800 | $16.26 |
BOGAN ELIZABETH CHAPIN |
400 | $16.24 |
FINNICAN PETER M |
516 | $16.65 |
FINNICAN SALLY JEAN |
516 | $16.65 |
BIZZELL KINCHEN C |
295 | $16.85 |
FINNICAN PETER M |
1,000 | $15.55 |
FINNICAN SALLY JEAN |
1,000 | $15.55 |
FINNICAN SALLY JEAN |
500 | $15.60 |
FINNICAN PETER M |
500 | $15.60 |
FINNICAN SALLY JEAN |
945 | $17.22 |
FINNICAN PETER M |
945 | $17.22 |

