Edition:
United States

BlackRock Capital Investment Corp (BKCC.O)

BKCC.O on Nasdaq

8.29USD
22 Jul 2016
Change (% chg)

-- (+0.00%)
Prev Close
$8.29
Open
$8.29
Day's High
$8.34
Day's Low
$8.28
Volume
119,134
Avg. Vol
415,276
52-wk High
$10.20
52-wk Low
$5.88

Summary

Name Age Since Current Position

Steven Sterling

52 2015 Chairman of the Board, Chief Executive Officer

Donna Milia

41 2015 Interim Chief Financial Officer, Treasurer

Charles Park

49 2015 Chief Compliance Officer

James Maher

66 2015 Director

John Baron

58 2013 Independent Director

Francois de Saint Phalle

69 2005 Independent Director

Brian Finn

56 2013 Independent Director

Jerrold Harris

74 2005 Independent Director

William Mayer

76 2005 Independent Director

Maureen Usifer

55 2005 Independent Director

Biographies

Name Description

Steven Sterling

Mr. Steven F. Sterling is Chairman of the Board, Chief Executive Officer of the Company, Steven Sterling is Managing Director and head of BlackRock’s Global Capital Markets Group. Prior to joining BlackRock in 2010, Mr. Sterling was a Managing Director at the Carlyle Group. From 2006 to 2008, he was a Senior Managing Director at Bear Stearns.

Donna Milia

Ms. Donna Milia is Interim Chief Financial Officer, Treasurer of BlackRock Capital Investment Corporation. has worked with the Registrant since its inception in 2005. In connection with the acquisition of certain assets of BlackRock Kelso Capital Advisors LLC, the Registrant’s former investment advisor (the “Former Advisor”), by BlackRock Advisors, LLC, the Registrant’s current investment advisor (the “Advisor”), in March 2015 (the “Transaction”), Ms. Milia became a Managing Director at the Advisor. Prior to the Transaction, Ms. Milia served as a Managing Director of Finance at the Former Advisor, where she was primarily responsible for the Former Advisor’s Finance, Tax and Accounting Group, as well as providing substantial finance, tax and accounting support for the Registrant since 2005. From 1999 to 2005, Ms. Milia served as Assistant Controller for The Millburn Corporation, an affiliate of quantitative investment manager Millburn Ridgefield Corporation. Prior to that, she was a Senior Accountant with Grant Thornton from 1996 to 1999. Ms. Milia has worked directly with Ms. Pankovcin since January 2011, when Ms. Pankovcin first became associated with the Registrant and the Former Advisor. Ms. Milia earned a B.S. in Accounting from Lehigh University and is a Certified Public Accountant.

Charles Park

Mr. Charles C.S. Park is Chief Compliance Officer of the Company. Mr. Park is the Chief Compliance Officer to BlackRock’s U.S. Mutual Funds (since 2014), Closed-End Funds (since 2014), and iShares Exchange-Traded Funds (since 2006) (the “Funds”) and the Funds’ registered investment advisers, BlackRock Advisors, LLC and BlackRock Fund Advisors. Mr. Park became a Managing Director of BlackRock following the merger of Barclays Global Investors (“BGI”) with BlackRock in 2009 (the “Merger”). Prior to the Merger, from 2006, he served as Chief Compliance Officer to BGI’s Mutual Funds and iShares Exchange-Traded Funds and their registered investment adviser, Barclays Global Fund Advisors. Prior to joining BGI, Mr. Park was employed by American Century Investments where he served as Chief Compliance Officer from 2004 to 2006 and as Counsel from 1995 to 2004. Mr. Park earned a B.A. in Economics and a Juris Doctor from the University of Michigan, Ann Arbor.

James Maher

Mr. James R. Maher serves as Director of the Company. Prior to March 6, 2015. Mr. Maher was Chairman of the Board and Chief Executive Officer of the Company and Chairman of the Board and Chief Executive Officer of BlackRock Kelso Capital Advisors LLC (the “Previous Advisor”), the Company’s investment adviser prior to the transaction whereby the Advisor purchased substantially all of the business of the Previous Advisor. Mr. Maher is a co-founder of the Company and had served as its Chairman and Chief Executive Officer since its formation in 2004. Mr. Maher was, from 2001 until June 2004, a Partner at Park Avenue, a private equity fund specializing in middle-market management buyouts and growth capital investments. Prior to joining Park Avenue, Mr. Maher was President of MacAndrews & Forbes Holdings Inc., a diversified holding company with interests primarily in consumer products and financial services companies. Mr. Maherserved as Chairman of Laboratory Corporation of America Holdings (“LabCorp”), after serving as President and ChiefExecutive Officer of National Health Laboratories, LabCorp’s predecessor, from 1992 to 1995. Prior to joining NationalHealth Laboratories, Mr. Maher was Vice Chairman and a member of the Operating Committee of The First Boston Corporation, an international investment-banking firm. He served on the Group Executive Committee of CS First Boston,Inc., where he was responsible for the global oversight of merger and acquisition activities, as well as the investmentcommittee. He was also Head of the Investment Banking Group for more than four years. Mr. Maher is a Trustee of Prep for Prep, an organization that assists intellectually gifted public school students from minority group backgrounds, and prepares them for placement in independent schools. Mr. Maher received a Master’s in Business Administration from Columbia University and an undergraduate degree from Boston College.

John Baron

Mr. John R. Baron has been appointed as an Independent Director of BlackRock Kelso Capital Corp., effective June 17, 2013. Mr. Baron is Managing Partner of Crystal Ridge Partners, LP, a New Jersey based private equity firm. Prior to joining Crystal Ridge Partners, Mr. Baron was a Senior Partner of JP Morgan Partners, LP, a global private equity firm, and its predecessors. Prior to joining the private equity unit in 1995, Mr. Baron previously held senior management positions in banking and investment banking with JP Morgan and its predecessors. In addition to serving on the board of a number of not-for-profit organizations, Mr. Baron currently serves as a Director for Crystal Ridge Partners, Big Rock Sports, a leading distributor of hunting and fishing products and Bronco Manufacturing, a leading manufacturer of spare parts for oil and gas drilling rigs. Mr. Baron also serves on the compensation committee for Big Rock Sports. Mr. Baron received a BS from Lehigh University, an MBA from Fordham University and he completed the Management Corporate Finance program at Harvard University.

Francois de Saint Phalle

Mr. Francois de Saint Phalle is an Independent Director of Blackrock Kelso Capital Corp. Mr. de Saint Phalle has been a private equity investor, financial advisor and investment banker for more than thirty-five years. Mr. de Saint Phalle has been a private investor since 2000 and was a consultant for Evercore Partners, Inc. from 2000 to 2002. From 1989 to 2000 he was Chief Operating Officer and Vice Chairman of Dillon, Read & Co. Inc. before it was merged into UBS. In this capacity Mr. de Saint Phalle was responsible for the oversight of the firm’s capital commitments in debt and equity markets. Previously, Mr. de Saint Phalle worked for 21 years at Lehman Brothers. Mr. de Saint Phalle was named a general partner of the firm in 1976 and at various points he managed the Corporate Syndicate Department, the Equity Division and co-headed the Corporate Finance Department. From 1985 to 1989 Mr. de Saint Phalle served as Chairman of Lehman International, with a primary responsibility for developing a coordinated international finance strategy with American Express which had acquired Lehman in 1984. Mr. de Saint Phalle was named to Lehman’s Operating and Compensation Committees in 1980. Mr. de Saint Phalle is a Director of Evercore Partners, Inc. and Cornerstone Management Solutions, Inc. Mr. de Saint Phalle is a member Emeritus of the Board of Visitors of Columbia College. He received his B.A. from Columbia College.

Brian Finn

Mr. Brian D. Finn has been appointed as an Independent Director of BlackRock Kelso Capital Corp., since June 17, 2013. Mr. Finn is currently retired. Mr. Finn was previously the Chief Executive Officer of Asset Management Finance LLC from 2009 to March 2013 and its Chairman from 2008 to March 2013. He has over 30 years of experience in the financial industry. During his career, Mr. Finn served in various senior manager and senior adviser positions in investment banking and private equity within the Credit Suisse Group from 2002 to March 2013 and from 1991 to 1997. From 1997 to 2002, Mr. Finn served as principal and partner of Clayton, Dubilier & Rice. In addition to serving on the board of a number of not-for-profit organizations, Mr. Finn serves as a director of Duff & Phelps Corporation, a valuation and investment banking firm, and The Scotts Miracle-Gro Company, a marketer of branded consumer lawn and garden products. Mr. Finn received a BS in Economics from The Wharton School, University of Pennsylvania.

Jerrold Harris

Mr. Jerrold B. Harris is an Independent Director of Blackrock Kelso Capital Corp., since 2005. Mr. Harris has been retired since 1999. From 1990 to 1999, Mr. Harris was President and Chief Executive Officer of VWR Scientific Products Corporation (which was acquired by Merck KGaA in 1999). From 1996 to 2007, Mr. Harris was a director of the BlackRock Liquidity Funds. Mr. Harris is currently a director of the active exchange-listed funds comprising the BlackRock Closed-End Fund Complex and of Henry Troemner LLC. Mr. Harris was previously a Director of the Delta Waterfowl Foundation and is currently a director emeritus of Ursinus College. Mr. Harris earned a B.S. degree from the University of California at Berkeley in 1964.

William Mayer

Mr. William E. Mayer is an Independent Director of Blackrock Kelso Capital Corp. Since 1999, Mr. Mayer has been a partner at Park Avenue Equity Partners, L.P. (“Park Avenue”), which he co-founded. From 1996 until the formation of Park Avenue, Mr. Mayer was a founding Partner of Development Capital, which invested in private and public companies. From the fall of 1992 until December 1996, Mr. Mayer was a professor and Dean of the College of Business and Management at the University of Maryland. From 1991 to 1992, Mr. Mayer served as a professor and Dean of the Simon Graduate School of Business at the University of Rochester. Mr. Mayer worked for The First Boston Corporation (now Credit Suisse), a major investment bank, from 1967 to 1990. During his career at The First Boston Corporation, Mr. Mayer held numerous management positions including President and Chief Executive Officer. Mr. Mayer is currently a board member of Lee Enterprises (a newspaper company owning or having stakes in over 50 daily newspapers) and WR Hambrecht & Co. (a financial services firm that uses technology and auction processes to access financial markets). Mr. Mayer is also a director of Premier, Inc. (a healthcare performance improvement alliance for hospitals, and served as a director of DynaVox Inc. (a leading provider of speech generating devices and special education software for persons with speech, language and learning challenges) from 2004 until 2014 and PEOPLExpress™ Airlines (an airlines company) until 2014. Mr. Mayer is also a trustee of the Columbia Group of Mutual Funds. Mr. Mayer has been a director of numerous public, private and not-for-profit boards over the years. Mr. Mayer is a Trustee of the Aspen Institute and serves on its executive committee. Mr. Mayer is a former member of the Board of Trustees of The University of Maryland. Mr. Mayer holds a B.S. degree and an M.B.A. degree from the University of Maryland.

Maureen Usifer

Ms. Maureen K. Usifer is an Independent Director of Blackrock Kelso Capital Corp., since 2005. Ms. Usifer has been Chief Financial Officer of Seventh Generation Inc., a distributor of its brand of household and personal care products, since April 2012. From April 2009 until April 2012, Ms. Usifer served as Vice President of Investor Relations with Church & Dwight Co., Inc. (“Church & Dwight”), a major producer of baking soda and consumer products. From May 2004 until April 2009, she was a senior finance director with Church & Dwight. From October 2001 until May 2004, Ms. Usifer was the Chief Financial Officer for Armkel, LLC a joint venture with Church & Dwight and Kelso & Company, L.P. which encompassed over $400 million in personal care sales. Ms. Usifer was Division Controller of Church & Dwight’s Armus joint venture, which encompassed $500 million in laundry sales, from May 2000 through October 2001. From 1996 through 2000, Ms. Usifer was a Senior Finance Manager of Church & Dwight responsible for all of the Arm & Hammer’s personal care businesses. Ms. Usifer currently sits on the Board of Advisors for the University of Vermont’s Sustainable Entrepreneurship MBA program. Ms. Usifer received an undergraduate degree in business from St. Michael’s College and an M.B.A. in Finance from Clarkson University.