People: John Hancock Financial Opportunities Fund (BTO)

BTO on New York Consolidated

22.14USD
20 May 2013
Price Change (% chg)

$0.04 (+0.18%)
Prev Close
$22.10
Open
$22.08
Day's High
$22.27
Day's Low
$22.06
Volume
64,651
Avg. Vol
85,695
52-wk High
$22.39
52-wk Low
$15.07

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Summary

Name Age Since Current Position

Steven Pruchansky

 68 2011 Independent Chairman of the Board

Keith Hartstein

 56 President, Chief Executive Officer

Charles Rizzo

 55 Chief Financial Officer

Andrew Arnott

 41 Chief Operating Officer, Senior Vice President

Francis Knox

 65 Chief Compliance Officer

Salvatore Schiavone

 47 Treasurer

Thomas Kinzler

 57 Secretary, Chief Legal Officer

James Carlin

 72 1994 Independent Trustee

William Cunningham

 68 1994 Independent Trustee

Deborah Jackson

 60 2008 Independent Trustee

Stanley Martin

 65 2008 Independent Trustee

Hugh McHaffie

 53 2010 Trustee

John Moore

 73 2002 Independent Trustee

Patti Peterson

 69 2002 Independent Trustee

Gregory Russo

 63 2008 Independent Trustee

John Vrysen

 57 2009 Trustee
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Biographies

Name Description

Steven Pruchansky

 Mr. Steven R. Pruchansky is Independent Chairman of the Board of John Hancock Bank and Thrift Opportunity Fund. Chairman (since January 2011); Chairman and Chief Executive Officer, Greenscapes of Southwest Florida, Inc. (since 2000); Director and President, Greenscapes of Southwest Florida, Inc. (until 2000); Member, Board of Advisors, First American Bank (until 2010); Managing Director, Jon James, LLC (real estate) (since 2000); Director, First Signature Bank & Trust Company (until 1991); Director, Mast Realty Trust (until 1994); President, Maxwell Building Corp. (until 1991).

Keith Hartstein

 Mr. Keith F. Hartstein is President, Chief Executive Officer of John Hancock Bank and Thrift Opportunity Fund. Senior Vice President, John Hancock Financial Services (since 2004); Director, President and Chief Executive Officer, John Hancock Advisers, LLC and John Hancock Funds, LLC (since 2005); Director, John Hancock Asset Management a division of Manulife Asset Management (US) LLC (since 2005); Director, John Hancock Investment Management Services, LLC (since 2006); President and Chief Executive Officer, John Hancock retail funds (since 2005); Member, Investment Company Institute Sales Force Marketing Committee (since 2003).

Charles Rizzo

 Mr. Charles A. Rizzo is Chief Financial Officer of John Hancock Bank and Thrift Opportunity Fund. Vice President, John Hancock Financial Services (since 2008); Senior Vice President, John Hancock Advisers, LLC and John Hancock Investment Management Services, LLC (since 2008); Chief Financial Officer, John Hancock retail funds, John Hancock Funds II and John Hancock Variable Insurance Trust (since 2007); Assistant Treasurer, Goldman Sachs Mutual Fund Complex (2005 – 2007); Vice President, Goldman Sachs (2005 – 2007).

Andrew Arnott

 Mr. Andrew G. Arnott is Chief Operating Officer, Senior Vice President of John Hancock Bank and Thrift Opportunity Fund. Senior Vice President, John Hancock Financial Services (since 2009); Executive Vice President, John Hancock Advisers, LLC (since 2005); Executive Vice President, John Hancock Investment Management Services, LLC (since 2006); Executive Vice President, John Hancock Funds, LLC (since 2004); Chief Operating Officer, John Hancock retail funds (since 2009); Senior Vice President, John Hancock retail funds (since 2010); Vice President, John Hancock Funds II and John Hancock Variable Insurance Trust (since 2006); Senior Vice President, Product Management and Development, John Hancock Funds, LLC (until 2009).

Francis Knox

 Mr. Francis V. Knox, Jr., is Chief Compliance Officer of John Hancock Bank and Thrift Opportunity Fund. Vice President, John Hancock Financial Services (since 2005); Chief Compliance Officer, John Hancock retail funds, John Hancock Funds II, John Hancock Variable Insurance Trust, John Hancock Advisers, LLC and John Hancock Investment Management Services, LLC (since 2005); Vice President and Chief Compliance Officer, John Hancock Asset Management a division of Manulife Asset Management (US) LLC (2005 – 2008).

Salvatore Schiavone

 Mr. Salvatore Schiavone is Treasurer of John Hancock Bank and Thrift Opportunity Fund. Assistant Vice President, John Hancock Financial Services (since 2007); Vice President, John Hancock Advisers, LLC and John Hancock Investment Management Services, LLC (since 2007); Treasurer, John Hancock retail funds (since 2010); Treasurer, John Hancock closed-end funds (since 2009); Assistant Treasurer, John Hancock Funds II and John Hancock Variable Insurance Trust (since 2010); Assistant Treasurer, John Hancock retail funds, John Hancock Funds II and John Hancock Variable Insurance Trust (2007 – 2009); Assistant Treasurer, Fidelity Group of Funds (2005 – 2007); Vice President, Fidelity Management Research Company (2005 – 2007).

Thomas Kinzler

 Mr. Thomas M. Kinzler is Secretary, Chief Legal Officer of John Hancock Bank and Thrift Opportunity Fund. Vice President, John Hancock Financial Services (since 2006); Secretary and Chief Legal Counsel, John Hancock Advisers, LLC, John Hancock Investment Management Services, LLC and John Hancock Funds, LLC (since 2007); Secretary and Chief Legal Officer, John Hancock retail funds, John Hancock Funds II and John Hancock Variable Insurance Trust (since 2006); Vice President and Associate General Counsel, Massachusetts Mutual Life Insurance Company (1999 – 2006); Secretary and Chief Legal Counsel, MML Series Investment Fund (2000 – 2006); Secretary and Chief Legal Counsel, MassMutual Select Funds and MassMutual Premier Funds (2004 – 2006).

James Carlin

 Mr. James F. Carlin is Independent Trustee of John Hancock Bank and Thrift Opportunity Fund. Chief Executive Officer, Director and Treasurer, Alpha Analytical Laboratories (environmental, chemical and pharmaceutical analysis) (since 1985); Part Owner and Treasurer, Lawrence Carlin Insurance Agency, Inc. (since 1995); Chairman and Chief Executive Officer, CIMCO, LLC (management/investments) (since 1987).

William Cunningham

 Dr. William H. Cunningham, Ph.D. is Independent Trustee of John Hancock Bank and Thrift Opportunity Fund. Professor, University of Texas, Austin, Texas (since 1971); former Chancellor, University of Texas System and former President of the University of Texas, Austin, Texas; Director of the following: LIN Television (since 2009); Lincoln National Corporation (insurance) (Chairman since 2009 and Director since 2006); Resolute Energy Corporation (since 2009); Nanomedical Systems, Inc. (biotechnology company) (Chairman since 2008); Yorktown Technologies, LP (tropical fish) (Chairman since 2007); Greater Austin Crime Commission (since 2001); Southwest Airlines (since 2000); former Director of the following: Introgen (manufacturer of biopharmaceuticals) (until 2008); Hicks Acquisition Company I, Inc. (until 2007); Jefferson-Pilot Corporation (diversified life insurance company) (until 2006); and former Advisory Director, JP Morgan Chase Bank (formerly Texas Commerce Bank – Austin) (until 2009).

Deborah Jackson

 Ms. Deborah C. Jackson is Independent Trustee of John Hancock Bank and Thrift Opportunity Fund. President, Cambridge College, Cambridge, Massachusetts (since May 2011); Chief Executive Officer, American Red Cross of Massachusetts Bay (2002 – May 2011); Board of Directors of Eastern Bank Corporation (since 2001); Board of Directors of Eastern Bank Charitable Foundation (since 2001); Board of Directors of American Student Assistance Corporation (1996 – 2009); Board of Directors of Boston Stock Exchange (2002 – 2008); Board of Directors of Harvard Pilgrim Healthcare (health benefits company) (2007 – 2011).

Stanley Martin

 Mr. Stanley Martin is Independent Trustee of John Hancock Bank and Thrift Opportunity Fund. Senior Vice President/Audit Executive, Federal Home Loan Mortgage Corporation (2004 – 2006); Executive Vice President/Consultant, HSBC Bank USA (2000 – 2003); Chief Financial Officer/Executive Vice President, Republic New York Corporation & Republic National Bank of New York (1998 – 2000); Partner, KPMG LLP (“KPMG”) (1971 – 1998). As a Certified Public Accountant and former partner in a independent certified public accounting firm, Mr. Martin has accounting and executive experience. Mr. Martin also has experience as a former senior officer of a federal government-sponsored entity and of two banks.

Hugh McHaffie

 Mr. Hugh McHaffie is Trustee of John Hancock Bank and Thrift Opportunity Fund. Executive Vice President, John Hancock Financial Services (since 2006, including prior positions); President of John Hancock Variable Insurance Trust and John Hancock Funds II (since 2009); Trustee, John Hancock retail funds(3) (since 2010); Chairman and Director, John Hancock Advisers, LLC, John Hancock Investment Management Services, LLC and John Hancock Funds, LLC (since 2010); Senior Vice President, Individual Business Product Management, MetLife, Inc. (1999 – 2006).

John Moore

 Dr. John A. Moore is Independent Trustee of John Hancock Bank and Thrift Opportunity Fund. President and Chief Executive Officer, Institute for Evaluating Health Risks, (nonprofit institution) (until 2001); Senior Scientist, Sciences International (health research) (until 2003); Former Assistant Administrator & Deputy Administrator, Environmental Protection Agency; Principal, Hollyhouse (consulting) (since 2000); Director, CIIT Center for Health Science Research (nonprofit research) (until 2007).

Patti Peterson

 Ms. Patti McGill Peterson is Independent Trustee of John Hancock Bank and Thrift Opportunity Fund. Presidential Advisor for Global Initiatives, American Council on Education (since 2011); Chairperson of the Board of John Hancock retail funds(3) (during 2009 and 2010); Principal, PMP Globalinc (consulting) (2007 – 2011); Senior Associate, Institute for Higher Education Policy (2007 – 2011); Executive Director, CIES (international education agency) (until 2007); Vice President, Institute of International Education (until 2007); Former President Wells College, St. Lawrence University and the Association of Colleges and Universities of the State of New York. Director of the following: Mutual Fund Directors Forum (since 2011); Niagara Mohawk Power Corporation (until 2003); Security Mutual Life (insurance) (until 1997); ONBANK (until 1993). Trustee of the following: Board of Visitors, The University of Wisconsin, Madison (since 2007); Ford Foundation, International Fellowships Program (until 2007); UNCF, International Development Partnerships (until 2005); Roth Endowment (since 2002); Council for International Educational Exchange (since 2003).

Gregory Russo

 Mr. Gregory A. Russo is Independent Trustee of John Hancock Bank and Thrift Opportunity Fund. Vice Chairman, Risk & Regulatory Matters, KPMG LLP (“KPMG”) (2002 – 2006); Vice Chairman, Industrial Markets, KPMG (1998 – 2002).

John Vrysen

 Mr. John G. Vrysen is Trustee of John Hancock Bank and Thrift Opportunity Fund. Senior Vice President, John Hancock Financial Services (since 2006); Director, Executive Vice President and Chief Operating Officer, John Hancock Advisers, LLC, John Hancock Investment Management Services, LLC and John Hancock Funds, LLC (since 2005); Chief Operating Officer, John Hancock Funds II and John Hancock Variable Insurance Trust (since 2007); Chief Operating Officer, John Hancock retail funds(3) (until 2009); Trustee, John Hancock retail funds(3) (since 2009).

Insider Trading

Name Shares Traded Price

MCCLELLAN HASSELL H

 444 $20.32

MCCLELLAN HASSELL H

 100 $20.32

KINZLER THOMAS M

 100 $19.91

KINZLER THOMAS M

 150 $19.92

BURGESS PETER S

 5 $19.30

BURGESS PETER S

 100 $19.26

BURGESS PETER S

 418 $19.26

BURGESS PETER S

 100 $19.30

RUSSO GREGORY A

 265 $18.92

CUNNINGHAM WILLIAM H

 100 $17.40

CUNNINGHAM WILLIAM H

 187 $17.40

VRYSEN JOHN G

 1,000 $16.75

JACKSON DEBORAH C

 200 $14.28

JACKSON DEBORAH C

 150 $13.17

RUSSO GREGORY A

 313 $16.01
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