People: Caterpillar Inc (CAT)

CAT on New York Consolidated

86.95USD
23 May 2013
Price Change (% chg)

$-0.75 (-0.86%)
Prev Close
$87.70
Open
$86.03
Day's High
$87.38
Day's Low
$85.78
Volume
6,028,520
Avg. Vol
7,102,739
52-wk High
$99.70
52-wk Low
$78.25

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Summary

Name Age Since Current Position

Douglas Oberhelman

 60 2010 Chairman of the Board, Chief Executive Officer

Bradley Halverson

 52 2013 Group President, Chief Financial Officer

Stuart Levenick

 60 2004 Group President - Customer and Dealer Support

Edward Rapp

 55 2013 Group President - Construction Industries

D. James Umpleby

 54 2013 Group President - Energy & Power Systems

Steven Wunning

 61 2004 Group President - Resource Industries

James Buda

 65 2012 Executive Vice President - Law and Public Policy

Jananne Copeland

 50 2012 Chief Accounting Officer

David Calhoun

 55 2011 Independent Director

Daniel Dickinson

 52 2006 Independent Director

Juan Gallardo

 65 1998 Independent Director

David Goode

 72 1993 Independent Director

Jesse Greene

 67 2011 Independent Director

Jon Huntsman

 52 2012 Independent Director

Peter Magowan

 71 1993 Independent Director

Dennis Muilenburg

 49 2011 Independent Director

William Osborn

 65 2000 Independent Director

Charles Powell of Bayswater

 71 2001 Independent Director

Edward Rust

 62 2003 Independent Director

Susan Schwab

 57 2009 Independent Director

Joshua Smith

 71 1993 Independent Director

Miles White

 58 2011 Independent Director
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Biographies

Name Description

Douglas Oberhelman

 Mr. Douglas R. Oberhelman is Chairman of the Board, Chief Executive Officer of Caterpillar Inc. Prior to his current position, Mr. Oberhelman served as Vice Chairman and Chief Executive Officer-Elect and as a Group President of Caterpillar Inc. Other current directorships: Eli Lilly and Company. Other directorships within the last five years: Ameren Corporation. Mr. Oberhelman has been a director of the Company since 2010.

Bradley Halverson

 Mr. Bradley M. Halverson is Group President, Chief Financial Officer of Caterpillar Inc., since January 1, 2013. Mr. Halverson was elected to his current position as a Vice President of the Company in 2010 with responsibility for the Finance Services Division. As Vice President, his primary responsibilities included management and oversight of the accounting, finance, treasury and tax functions of the Company, reporting directly to Mr. Rapp. During his 25 year career, Mr. Halverson has held a number of positions with increasing responsibilities. After gaining auditing and tax experience with the former Price Waterhouse firm (now PricewaterhouseCoopers LLP), he joined the Company in 1988 as an accountant. In 1993, he moved to Geneva, Switzerland, as a strategy and planning consultant with Caterpillar Overseas, S.A. (“COSA”), and in 1995 was named the Controller for COSA with responsibility for financial reporting in EAME. Following Mr. Halverson’s return to the United States in 1996, he became the General Accounting & Finance Systems Manager, and from 1998 to 2002, he was the Business Resource Manager for the Company’s Engine Division. He was the Corporate Business Development Manager before becoming the Company’s Corporate Controller in December 2004, a position which he held until his election as Vice President for the Finance Services Division.

Stuart Levenick

 Mr. Stuart L. Levenick is Group President - Customer and Dealer Support of Caterpillar Inc. He has administrative responsibility for Customer and Dealer Support for Caterpillar Inc., which includes Europe-Africa-Middle East, Americas and Asia Pacific Distribution divisions, Remanufacturing and Components, Customer Services Support and Parts Distribution and Logistics. Levenick brings a background in marketing and general management as well as broad global experience from the United States, Canada, Russia, Asia Pacific and Japan. Levenick joined Caterpillar as a sales and marketing development representative in 1977. After serving in various management positions in marketing, commercial management and product source planning, he became a division manager in 1989, regional manager for Cat Asia Pte. Ltd. in 1995 and general manager for company operations in the Commonwealth of Independent States (CIS) in 1998. Prior to becoming group president, he served as vice president of Caterpillar's Asia Pacific Division and chairman of Shin Caterpillar Mitsubishi Ltd. (SCM), formerly a Tokyo, Japan-based joint venture between Caterpillar and Mitsubishi Heavy Industries Ltd., now Caterpillar Japan Ltd. (CJL). Levenick graduated from the University of Illinois with a Bachelor of Science degree in forestry and is a Sloan Fellow with a Master of Science degree in management from the Massachusetts Institute of Technology.

Edward Rapp

 Mr. Edward J. Rapp is Group President - Construction Industries of Caterpillar Inc. since January 1, 2013. He has responsibility for the Finance Services Division, Human Services Division, Global Information Services Division, Global Purchasing Division and Financial Products Division, as well as Strategy & Business Development, Corporate Auditing and Investor Relations. Since joining Caterpillar as a pricing analyst in 1979, Rapp has held positions related to pricing, production scheduling, marketing, dealer development, manufacturing and product development. In 1987, he transferred to the North American Commercial Division where he held positions in Planning Support and as district manager of the San Francisco district. He later transferred to Johannesburg, South Africa, as area manager and then on to Geneva, Switzerland, where he was the department manager in Building Construction Products, and Europe Region Manager. In 2000, Rapp became an Officer of Caterpillar as the vice president of the Europe-Africa-Middle East (EAME) Marketing Division. Prior to becoming a group president in 2007, Rapp served as vice president of Caterpillar's Building Construction Products (BCP) Division, based in Cary, N.C. Rapp has a B.A. in finance from the University of Missouri-Columbia and is a graduate of the University of Illinois Executive Development program. He is a member of the board of directors of FMGlobal and Junior Achievement (J.A.) USA. Rapp is also a member of the University of Missouri College of Business Strategic Development Board.

D. James Umpleby

 Mr. D. James Umpleby III is Group President - Energy & Power Systems of Caterpillar Inc., since January 1, 2013. He was elected to his current position as a Vice President of the Company and President of Solar Turbines Incorporated (“Solar”), in 2010. During his 32 year career, Mr. Umpleby has held a number of positions with increasing responsibilities. Mr. Umpleby joined Solar in 1980 as an associate engineer and over the next fifteen years, he held various engineering and sales positions with responsibilities in the U.S. and Asia. In 1995, he became the Director of Power Systems Operations and Facility Manager of Solar’s Kearny Mesa gas turbine packaging facility. In 1997, he became a Solar Vice President with responsibility for customer services, followed by responsibilities as Vice President of Turbomachinery Products and Power Generation. In 2005, Mr. Umpleby assumed responsibilities as the General Manager, Global Services in the Product Support Division. He was named Solar’s Vice President for Oil and Gas in 2007, a position which he held until his election as Vice President of the Company and President of Solar.

Steven Wunning

 Mr. Steven H. Wunning is Group President - Resource Industries of Caterpillar Inc. He has administrative responsibility for the Resource Industries Group, which includes Advanced Components and Systems Division, Diversified Products Division, Integrated Manufacturing Operations Division, Global Mining Division and Product Development and Global Technology Division. He is also responsible for manufacturing excellence through the Caterpillar Production System and the integration of the newly acquired Bucyrus International Inc. Since joining Caterpillar in 1973, Wunning has held numerous positions with increasing responsibility in the areas of quality, manufacturing, product support and logistics. In 1987, he was one of the first employees in the newly formed subsidiary Caterpillar Logistics Services, Inc. (Cat Logistics), which was established to leverage Caterpillar's by providing logistics services to other companies. He became vice president of Cat Logistics in 1990 and president in 1994. In 1998, Wunning was named corporate vice president with responsibility for the Logistics and Product Services Division. In 2000, he became corporate vice president with responsibility for Cat Logistics, which combined all of the internal Caterpillar and external client logistics operations into a single unit. In 2004, the Caterpillar Board of Directors named Wunning to group president. Wunning has a bachelor's degree from the University of Missouri Rolla - now Missouri University of Science and Technology - and an Executive MBA from the University of Illinois.

James Buda

 Mr. James B. Buda is Executive Vice President - Law and Public Policy of Caterpillar Inc. Mr. Buda joined Caterpillar in 1987 as an attorney in the legal department. He has served in a number of senior corporate attorney positions and was named Associate General Counsel in 1996. In 1999, Buda assumed the position of Associate General Counsel for the Legal Services Division in the United Kingdom legal office. He has held his current position since 2001. Mr. Buda has a Bachelor's degree from Ball State University, a Law Degree from the University of Notre Dame and completed a Harvard University executive program. Mr. Buda is a member of the American Bar Association, American Corporate Counsel Association, American Society of Corporate Secretaries, American Trial Lawyers Association, Association of General Counsels, Civil Justice Reform Group, Corporate Executive Board - General Counsel Roundtable, Defense Research Institute, Federation of Corporate and Insurance Counsel, Illinois and Indiana State Bar Associations, International Association of Defense Counsel, Product Liability Advisory Council, Trial Attorneys of America, Who's Who in American Law and the Illinois Equal Justice Foundation Board.

Jananne Copeland

 Ms. Jananne A. Copeland is Chief Accounting Officer of Caterpillar Inc. She served as Corporate Controller of the company until Dec. 13, 2012. She was Corporate Consolidations & Tax Accounting Manager (2002-2004), Corporate Financial Reporting Manager, Corporate Services Division (2004-2006), Corporate Financial Reporting Manager, Global Finance & Strategic Support Division (2006 - 2007).

David Calhoun

 Mr. David L. Calhoun has been appointed as Independent Director of Caterpiller Inc., since June 2011. He is currently Chief Executive Officer (since May 2010) and Executive Director (since January 2011) of Nielsen Holdings N.V. (marketing and media information) and Chairman of the Executive Board and Chief Executive Officer of The Nielsen Company B.V. Prior to his positions at Nielsen, Mr. Calhoun served as Vice Chairman of General Electric Company and President and Chief Executive Officer of GE Infrastructure. Other current directorships: Medtronic, Inc. and The Boeing Company.

Daniel Dickinson

 Mr. Daniel M. Dickinson is Independent Director of Caterpillar Inc., since December 2006. He is currently Managing Partner of HCI Equity Partners (private equity investment). Other current directorships: Progressive Waste Solutions Ltd., Mistras Group, Inc. and HCI Equity Partners.

Juan Gallardo

 Mr. Juan Gallardo is Independent Director of Caterpillar Inc., since February 1998. He is currently Chairman and was formerly CEO of Grupo Embotelladoras Unidas S.A.B. de C.V. (beverages and bottling). Other current directorships: Lafarge SA. Other directorships within the last five years: Grupo Mexico, S.A. de C.V.

David Goode

 Mr. David R. Goode is Independent Director of Caterpillar Inc., since 1993. He was formerly Chairman, President and CEO of Norfolk Southern Corporation (holding company engaged principally in surface transportation). Other current directorships: Delta Air Lines, Inc. and Texas Instruments Incorporated.

Jesse Greene

 Mr. Jesse J. Greene Jr., is Independent Director of Caterpillar Inc., effective January 1, 2011. Mr. Greene was formerly Vice President of Financial Management and Chief Financial Risk Officer (2009-2010) and Vice President and Treasurer (2002-2007), International Business Machines Corporation (computer and office equipment).

Jon Huntsman

 Governer Jon M. Huntsman, Jr., has been appointed as Independent Director of Caterpillar Inc., effective April 11, 2012. He is the former United States Ambassador to China (2009-2011) and the former governor of Utah (2005-2009). Huntsman's foreign policy experience also includes an appointment as the United States Ambassador to Singapore (1992-1993) and service as the United States Trade Ambassador (2001-2003). He is currently the Chairman of the Huntsman Cancer Foundation, which provides funding for cancer research, improved treatment and cancer education and awareness. Governor Huntsman is also a director of the Ford Motor Company and serves on the boards of the Huntsman Corporation, the Naval Academy Foundation and the National Committee on US-China Relations.

Peter Magowan

 Mr. Peter A. Magowan is Independent Director of Caterpillar Inc., since 1993. He was formerly President and Managing General Partner (1993-2008) of the San Francisco Giants (league baseball team) and Chairman (1980-1998) and Chief Executive Officer (1980-1993) of Safeway Inc. (food retailer). Other current directorships: none. Other directorships within the last five years: DaimlerChrysler AG.

Dennis Muilenburg

 Mr. Dennis A. Muilenburg has been appointed as Independent Director of Caterpillar Inc., effective June 8, 2011. He has been Executive Vice President of The Boeing Company and President and Chief Executive Officer of Boeing Defense, Space & Security since September 2009. Muilenburg joined Boeing in 1985 and, since that time, he has held a series of key positions with increasing responsibilities with Boeing. Muilenburg serves on Boeing's Executive Council. He also serves on the Association of the United States Army ("AUSA") Council of Trustees and the Washington University Board of Trustees, and he is an Associate Fellow of the American Institute of Aeronautics and Astronautics and a Fellow of the Royal Aeronautical Society. Muilenburg holds a Bachelor's Degree in aerospace engineering from Iowa State University, and received a Master's Degree in aeronautics and astronautics from the University of Washington.

William Osborn

 Mr. William A. Osborn is Independent Director of Caterpillar Inc., since October 2000. He was formerly Chairman and CEO of Northern Trust Corporation (multibank holding company) and The Northern Trust Company (bank). Other current directorships: Abbott Laboratories and General Dynamics Corporation. Other directorships within the last five years: Nicor Inc., Tribune Company and Northern Trust Corporation.

Charles Powell of Bayswater

 Lord Charles D. Powell is Independent Director of Caterpillar Inc., since January 2001. He is currently Chairman of Capital Generation Partners (asset and investment management), LVMH Services Limited (luxury goods) and Magna Holdings (real estate investment). Prior to his current positions, Lord Powell was Chairman of Sagitta Asset Management Limited (asset management). Other current directorships: LVMH Moët-Hennessy Louis Vuitton and Textron Inc.

Edward Rust

 Mr. Edward B. Rust, Jr., is Independent Director of Caterpillar Inc., since May 2003. He is currently Chairman, CEO and President of State Farm Mutual Automobile Insurance Company (insurance). He is also President and CEO of State Farm Fire and Casualty Company, State Farm Life Insurance Company and other principal State Farm affiliates as well as Trustee and President of State Farm Mutual Fund Trust and State Farm Variable Product Trust. Other current directorships: Helmerich & Payne, Inc. and The McGraw-Hill Companies, Inc.

Susan Schwab

 Ambassador Susan C. Schwab, Ph.D., is Independent Director of Caterpillar Inc., since June 2009. She is currently a Professor at the University of Maryland School of Public Policy and a Strategic Advisor for Mayer Brown LLP. Prior to her current positions, Ambassador Schwab held various positions including United States Trade Representative (member of the President’s cabinet) and Deputy United States Trade Representative. Other current directorships: FedEx Corporation and The Boeing Company.

Joshua Smith

 Mr. Joshua I. Smith is Independent Director of Caterpillar Inc., since 1993. He is currently Chairman and Managing Partner of the Coaching Group, LLC (management consulting). Other current directorships: Comprehensive Care Corporation, FedEx Corporation and The Allstate Corporation. Other directorships within the last five years: CardioComm Solutions Inc.

Miles White

 Mr. Miles D. White is Independent Director of Caterpillar Inc., since January 1, 2011. He is currently Chairman and Chief Executive Officer of Abbott Laboratories (pharmaceutical and medical products). Other current directorships: McDonald’s Corporation. Other directorships within the last five years: Motorola, Inc. and Tribune Company.

Insider Trading

Name Shares Traded Price

COPELAND JANANNE A

 3,720 $89.49

COPELAND JANANNE A

 3,720 $38.63

POWELL CHARLES D

 36 $84.37

GALLARDO JUAN T

 8,000 $26.03

POWELL CHARLES D

 8,000 $26.03

POWELL CHARLES D

 3,045 $84.53

RAPP EDWARD J

 78 $86.18

RAPP EDWARD J

 185 $86.18

RAPP EDWARD J

 392 $0.00

POWELL CHARLES D

 35 $87.32

GALLARDO JUAN T

 273 $90.64

POWELL CHARLES D

 96 $90.64

WHITE MILES D

 406 $90.64

UMPLEBY DONALD J III

 159 $91.05

RAPP EDWARD J

 1,530 $91.05

GREENE JESSE J JR

 1,115 $0.00

DICKINSON DANIEL M

 1,115 $0.00

OBERHELMAN DOUGLAS R

 4,353 $91.05

OSBORN WILLIAM A

 1,115 $0.00

BUDA JAMES B

 1,532 $91.05

COPELAND JANANNE A

 170 $91.05

HUNTSMAN JON M JR

 1,115 $0.00

MAGOWAN PETER A

 1,115 $0.00

LEVENICK STUART L

 1,530 $91.05

MUILENBURG DENNIS A

 1,115 $0.00
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