People: Caterpillar Inc (CAT)

CAT on New York Consolidated

105.28USD
24 Apr 2014
Price Change (% chg)

$1.90 (+1.84%)
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Summary

Name Age Since Current Position

Douglas Oberhelman

60 2010 Chairman of the Board, Chief Executive Officer

Bradley Halverson

52 2013 Group President, Chief Financial Officer

Stuart Levenick

60 2004 Group President

Edward Rapp

55 2013 Group President

D. James Umpleby

54 2013 Group President

Steven Wunning

62 2004 Group President

James Buda

65 2012 Executive Vice President - Law and Public Policy

Jananne Copeland

50 2012 Chief Accounting Officer

Jill Daugherty

2013 Corporate Controller

David Calhoun

56 2011 Independent Director

Daniel Dickinson

52 2006 Independent Director

Juan Gallardo

65 1998 Independent Director

Jesse Greene

68 2011 Independent Director

Jon Huntsman

53 2012 Independent Director

Peter Magowan

71 1993 Independent Director

Dennis Muilenburg

50 2011 Independent Director

William Osborn

65 2000 Independent Director

Edward Rust

63 2003 Independent Director

Susan Schwab

58 2009 Independent Director

Miles White

58 2011 Independent Director

Biographies

Name Description

Douglas Oberhelman

Mr. Douglas R. Oberhelman is Chairman of the Board, Chief Executive Officer of Caterpillar Inc. Prior to his current position, Mr. Oberhelman served as Vice Chairman and Chief Executive Officer-Elect and as a Group President of Caterpillar Inc. Other current directorships: Eli Lilly and Company. Other directorships within the last five years: Ameren Corporation. Mr. Oberhelman has been a director of the Company since 2010.

Bradley Halverson

Mr. Bradley M. Halverson is Group President, Chief Financial Officer of Caterpillar Inc., since January 1, 2013. Mr. Halverson was elected to his current position as a Vice President of the Company in 2010 with responsibility for the Finance Services Division. As Vice President, his primary responsibilities included management and oversight of the accounting, finance, treasury and tax functions of the Company, reporting directly to Mr. Rapp. During his 25 year career, Mr. Halverson has held a number of positions with increasing responsibilities. After gaining auditing and tax experience with the former Price Waterhouse firm (now PricewaterhouseCoopers LLP), he joined the Company in 1988 as an accountant. In 1993, he moved to Geneva, Switzerland, as a strategy and planning consultant with Caterpillar Overseas, S.A. (“COSA”), and in 1995 was named the Controller for COSA with responsibility for financial reporting in EAME. Following Mr. Halverson’s return to the United States in 1996, he became the General Accounting & Finance Systems Manager, and from 1998 to 2002, he was the Business Resource Manager for the Company’s Engine Division. He was the Corporate Business Development Manager before becoming the Company’s Corporate Controller in December 2004, a position which he held until his election as Vice President for the Finance Services Division.

Stuart Levenick

Mr. Stuart L. Levenick is Group President of Caterpillar Inc. He has administrative responsibility for Customer and Dealer Support for Caterpillar Inc., which includes Europe-Africa-Middle East, Americas and Asia Pacific Distribution divisions, Remanufacturing and Components, Customer Services Support and Parts Distribution and Logistics. Levenick brings a background in marketing and general management as well as broad global experience from the United States, Canada, Russia, Asia Pacific and Japan. Levenick joined Caterpillar as a sales and marketing development representative in 1977. After serving in various management positions in marketing, commercial management and product source planning, he became a division manager in 1989, regional manager for Cat Asia Pte. Ltd. in 1995 and general manager for company operations in the Commonwealth of Independent States (CIS) in 1998. Prior to becoming group president, he served as vice president of Caterpillar's Asia Pacific Division and chairman of Shin Caterpillar Mitsubishi Ltd. (SCM), formerly a Tokyo, Japan-based joint venture between Caterpillar and Mitsubishi Heavy Industries Ltd., now Caterpillar Japan Ltd. (CJL). Levenick graduated from the University of Illinois with a Bachelor of Science degree in forestry and is a Sloan Fellow with a Master of Science degree in management from the Massachusetts Institute of Technology.

Edward Rapp

Mr. Edward J. Rapp is Group President of Caterpillar Inc. since January 1, 2013. He has responsibility for the Finance Services Division, Human Services Division, Global Information Services Division, Global Purchasing Division and Financial Products Division, as well as Strategy & Business Development, Corporate Auditing and Investor Relations. Since joining Caterpillar as a pricing analyst in 1979, Rapp has held positions related to pricing, production scheduling, marketing, dealer development, manufacturing and product development. In 1987, he transferred to the North American Commercial Division where he held positions in Planning Support and as district manager of the San Francisco district. He later transferred to Johannesburg, South Africa, as area manager and then on to Geneva, Switzerland, where he was the department manager in Building Construction Products, and Europe Region Manager. In 2000, Rapp became an Officer of Caterpillar as the vice president of the Europe-Africa-Middle East (EAME) Marketing Division. Prior to becoming a group president in 2007, Rapp served as vice president of Caterpillar's Building Construction Products (BCP) Division, based in Cary, N.C. Rapp has a B.A. in finance from the University of Missouri-Columbia and is a graduate of the University of Illinois Executive Development program. He is a member of the board of directors of FMGlobal and Junior Achievement (J.A.) USA. Rapp is also a member of the University of Missouri College of Business Strategic Development Board.

D. James Umpleby

Mr. D. James Umpleby, III, is Group President of Caterpillar Inc., since January 1, 2013. He was elected to his current position as a Vice President of the Company and President of Solar Turbines Incorporated (“Solar”), in 2010. During his 32 year career, Mr. Umpleby has held a number of positions with increasing responsibilities. Mr. Umpleby joined Solar in 1980 as an associate engineer and over the next fifteen years, he held various engineering and sales positions with responsibilities in the U.S. and Asia. In 1995, he became the Director of Power Systems Operations and Facility Manager of Solar’s Kearny Mesa gas turbine packaging facility. In 1997, he became a Solar Vice President with responsibility for customer services, followed by responsibilities as Vice President of Turbomachinery Products and Power Generation. In 2005, Mr. Umpleby assumed responsibilities as the General Manager, Global Services in the Product Support Division. He was named Solar’s Vice President for Oil and Gas in 2007, a position which he held until his election as Vice President of the Company and President of Solar.

Steven Wunning

Mr. Steven H. Wunning is Group President of Caterpillar Inc. He has administrative responsibility for the Resource Industries Group, which includes Advanced Components and Systems Division, Diversified Products Division, Integrated Manufacturing Operations Division, Global Mining Division and Product Development and Global Technology Division. He is also responsible for manufacturing excellence through the Caterpillar Production System and the integration of the newly acquired Bucyrus International Inc. Since joining Caterpillar in 1973, Wunning has held numerous positions with increasing responsibility in the areas of quality, manufacturing, product support and logistics. In 1987, he was one of the first employees in the newly formed subsidiary Caterpillar Logistics Services, Inc. (Cat Logistics), which was established to leverage Caterpillar's by providing logistics services to other companies. He became vice president of Cat Logistics in 1990 and president in 1994. In 1998, Wunning was named corporate vice president with responsibility for the Logistics and Product Services Division. In 2000, he became corporate vice president with responsibility for Cat Logistics, which combined all of the internal Caterpillar and external client logistics operations into a single unit. In 2004, the Caterpillar Board of Directors named Wunning to group president. Wunning has a bachelor's degree from the University of Missouri Rolla - now Missouri University of Science and Technology - and an Executive MBA from the University of Illinois.

James Buda

Mr. James B. Buda is Executive Vice President - Law and Public Policy of Caterpillar Inc. Mr. Buda joined Caterpillar in 1987 as an attorney in the legal department. He has served in a number of senior corporate attorney positions and was named Associate General Counsel in 1996. In 1999, Buda assumed the position of Associate General Counsel for the Legal Services Division in the United Kingdom legal office. He has held his current position since 2001. Mr. Buda has a Bachelor's degree from Ball State University, a Law Degree from the University of Notre Dame and completed a Harvard University executive program. Mr. Buda is a member of the American Bar Association, American Corporate Counsel Association, American Society of Corporate Secretaries, American Trial Lawyers Association, Association of General Counsels, Civil Justice Reform Group, Corporate Executive Board - General Counsel Roundtable, Defense Research Institute, Federation of Corporate and Insurance Counsel, Illinois and Indiana State Bar Associations, International Association of Defense Counsel, Product Liability Advisory Council, Trial Attorneys of America, Who's Who in American Law and the Illinois Equal Justice Foundation Board.

Jananne Copeland

Ms. Jananne A. Copeland is Chief Accounting Officer of Caterpillar Inc. She served as Corporate Controller of the company until Dec. 13, 2012. She was Corporate Consolidations & Tax Accounting Manager (2002-2004), Corporate Financial Reporting Manager, Corporate Services Division (2004-2006), Corporate Financial Reporting Manager, Global Finance & Strategic Support Division (2006 - 2007).

Jill Daugherty

Ms. Jill Daugherty has been appointed as Corporate Controller of Caterpillar Inc., effective October 1, 2013. Daugherty joined Caterpillar as an intern in 1990. Upon graduating from Purdue University with a bachelor's degree in accounting, she was hired as a production accounting clerk. Over the next 10 years, she held a series of positions with increasing responsibility in accounting and business support. In 2002, she was named controller for the Engine Division. She was previously the corporate consolidation manager based in Peoria, Ill., business support manager for Asia based in Singapore, business resource manager in Gosselies, Belgium, and group CFO in Geneva, Switzerland. In addition to her bachelor's degree from Purdue, Daugherty has a master's degree in business administration from Indiana Wesleyan University. She is a certified public accountant.

David Calhoun

Mr. David L. Calhoun has been Independent Director of Caterpiller Inc., since 2011. He is currently Chief Executive Officer (since May 2010) and a Director (since January 2011) of Nielsen Holdings N.V. (marketing and media information) and Chairman of the Executive Board and Chief Executive Officer of The Nielsen Company B.V. (since September 2006). Prior to his positions at Nielsen, Mr. Calhoun served as Vice Chairman of General Electric Company and President and Chief Executive Officer of GE Infrastructure. Other current directorships: The Boeing Company. Other directorships within the last five years: Medtronic, Inc.

Daniel Dickinson

Mr. Daniel M. Dickinson, J.D., is Independent Director of Caterpillar Inc., since 2006. He is currently Managing Partner of HCI Equity Partners (private equity investment). Other current directorships: Mistras Group, Inc. and HCI Equity Partners. Other directorships within the last five years: Progressive Waste Solutions Ltd.

Juan Gallardo

Mr. Juan Gallardo is Independent Director of Caterpillar Inc., since 1998. He is currently Chairman and was formerly CEO of Grupo Embotelladoras Unidas S.A.B. de C.V. (beverages and bottling). Other current directorships: Lafarge SA. Other directorships within the last five years: Grupo Mexico, S.A. de C.V.

Jesse Greene

Mr. Jesse J. Greene, Jr., is Independent Director of Caterpillar Inc., since 2011. Mr. Greene is currently an instructor at Columbia Business School in New York City where he teaches corporate governance, risk management and other business topics at the graduate and executive education levels. He was formerly Vice President of Financial Management and Chief Financial Risk Officer of International Business Machines Corporation (computer and office equipment). Other current directorships: none. Other directorships within the last five years: none.

Jon Huntsman

Governor Jon M. Huntsman, Jr., has been Independent Director of Caterpillar Inc., since April 2012. He is former United States Ambassador to China (2009-2011) and former governor of Utah (2005-2009). Other current directorships: Ford Motor Company and Huntsman Corporation.

Peter Magowan

Mr. Peter A. Magowan is Independent Director of Caterpillar Inc., since 1993. He was formerly President and Managing General Partner (1993-2008) of the San Francisco Giants (league baseball team) and Chairman (1980-1998) and Chief Executive Officer (1980-1993) of Safeway Inc. (food retailer). Other current directorships: none. Other directorships within the last five years: DaimlerChrysler AG.

Dennis Muilenburg

Mr. Dennis A. Muilenburg has been Independent Director of Caterpillar Inc., since 2011. He has been Executive Vice President of The Boeing Company (aerospace/defense products and services) and President and Chief Executive Officer of Boeing Defense, Space & Security since September 2009. Prior to his current position, Mr. Muilenburg was President of Boeing Global Services & Support (2008-2009) and Vice President and General Manager of the Boeing Combat Systems division (2006-2008). Other current directorships: none. Other directorships within the last five years: none.

William Osborn

Mr. William A. Osborn is Independent Director of Caterpillar Inc., since 2000. He was formerly Chairman and CEO of Northern Trust Corporation (multibank holding company) and The Northern Trust Company (bank). Other current directorships: Abbott Laboratories and General Dynamics Corporation. Other directorships within the last five years: Nicor Inc., Tribune Company and Northern Trust Corporation.

Edward Rust

Mr. Edward B. Rust, Jr., is Independent Director of Caterpillar Inc., since 2003. He is currently Chairman, CEO and President of State Farm Mutual Automobile Insurance Company (insurance). He is also President and CEO of State Farm Fire and Casualty Company, State Farm Life Insurance Company and other principal State Farm affiliates as well as Trustee and President of State Farm Mutual Fund Trust and State Farm Variable Product Trust. Other current directorships: Helmerich & Payne, Inc. and The McGraw-Hill Companies, Inc.

Susan Schwab

Ambassador Susan C. Schwab, Ph.D., is Independent Director of Caterpillar Inc., since 2009. She is currently a Professor at the University of Maryland School of Public Policy and a Strategic Advisor for Mayer Brown LLP. Prior to her current positions, Ambassador Schwab held various positions including United States Trade Representative (member of the President’s cabinet) and Deputy United States Trade Representative. Other current directorships: FedEx Corporation and The Boeing Company.

Miles White

Mr. Miles D. White is Independent Director of Caterpillar Inc., since 2011. He is currently Chairman and Chief Executive Officer of Abbott Laboratories (pharmaceutical and medical products). Other current directorships: McDonald’s Corporation. Other directorships within the last five years: Motorola, Inc. and Tribune Company.

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