People: Capitol Federal Financial (CFFN.F)

Summary

Name	Age	Since	Current Position
John Dicus	51	2009	Chairman of the Board, President, Chief Executive Officer; President of Capitol Federal Savings
Kent Townsend	51	2005	Chief Financial Officer, Executive Vice President of the Company and the Bank
Natalie Haag	53	2012	Executive Vice President, General Counsel of the company and the bank
Tara Van Houweling	39		First Vice President, Principal Accounting Officer and Reporting Director
Richard Aleshire	65	1997	Executive Vice President - Retail Operations of the Capitol Federal Savings Bank
Rick Jackson	47	2010	Executive Vice President, Chief Lending Officer and Community Development Director of the Bank
Carlton Ricketts	55	2012	Executive Vice President, Chief Corporate Services Officer of Federal Savings Bank
Morris Huey	63	2010	Director
James Morris		2013	Director
Reginald Robinson	55	2012	Director
Jeffrey Thompson	51	2004	Director
Jeffrey Johnson	46	2005	Independent Director
Michael McCoy	63	2005	Independent Director
Marilyn Ward	73	1999	Independent Director

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Biographies

Name	Description
John Dicus	Mr. John B. Dicus is Chairman of the Board of Directors, President, Chief Executive Officer of Capitol Federal Financial and President of the Capitol Federal Savings Bank, the subsidiary of the company. He became Chief Executive Officer of Capitol Federal Savings and the Company effective January 1, 2003 and became Chairman of the Board of Directors of Capitol Federal Savings and the Company in January 2009. Prior to his appointment as Chief Executive Officer, he served as President and Chief Operating Officer for Capitol Federal Savings since 1996 and for the Company since its inception in March 1999. Before that, he served as Executive Vice President of Corporate Services for Capitol Federal Savings for four years. He has been with Capitol Federal Savings in various other positions since 1985. Mr. Dicus’s many years of service in all areas of the operations of Capitol Federal Savings and his duties as President and Chief Executive Officer of the Company and Capitol Federal Savings bring a special knowledge of the financial, economic and regulatory challenges the Company faces and he is well suited to educating the Board on these matters.
Kent Townsend	Mr. Kent G. Townsend is Executive Vice President, Chief Financial Officer of Capitol Federal Financial and also for Capitol Federal Savings Bank. Mr. Townsend also serves as Treasurer for the Company, Capitol Funds, Inc. and CFMRC. Mr. Townsend was promoted to Executive Vice President, Chief Financial Officer and Treasurer on September 1, 2005. Prior to that, he served as Senior Vice President, a position he held since April 1999, and Controller of the Company, a position he held since March 1999. He has served in similar positions with the Bank since September 1995. He served as the Financial Planning and Analysis Officer with the Bank for three years and other financial related positions since joining the Bank in 1984.
Natalie Haag	Ms. Natalie G. Haag serves as Executive Vice President, General Counsel of Capitol Federal Financial and Federal Savings Bank, subsidiary of Capitol Federal Financial . Prior to joining the Bank in August of 2012, Ms. Haag was 2nd Vice President, Director of Governmental Affairs and Assistant General Counsel for Security Benefit Corporation and Security Benefit Life Insurance Company in Topeka, Kansas. Security Benefit provides retirement products and services, including annuities and mutual funds. Ms. Haag was employed by Security Benefit since June 2003. The Security Benefit companies are not parents, subsidiaries or affiliates of the Bank or the Company.
Tara Van Houweling	Ms. Tara D. Van Houweling serves as the First Vice President, Principal Accounting Officer and Reporting Director of Capitol Federal Financial. She has been employed with the Bank and Company since May 2003. She has held the position of Reporting Director since May 2003. Prior to being employed by the Bank and Company, Ms. Van Houweling was the Assistant Controller for First Specialty Insurance Corporation, a subsidiary of Employers Reinsurance Corporation, from August 2002 to May 2003. Prior to that, Ms. Van Houweling was employed by Deloitte & Touche, LLP in the Audit Services Department as an Audit Senior and then Audit Manager from June 1999 to August 2002.
Richard Aleshire	Mr. Richard Joe Aleshire is Executive Vice President - Retail Operations of Capitol Federal Savings Bank, subsidiary of Capitol Federal Financial. He has been employed with the Bank since 1973 and currently serves as Executive Vice President for Retail Operations, a position he has held since 1997. Prior to that, he was employed by the Bank as the Wichita Area Manager for 17 years.
Rick Jackson	Mr. Rick C. Jackson is Executive Vice President, Chief Lending Officer and Community Development Director of Capitol Federal Savings Bank, a subsidiary of Capitol Federal Financial. He also serves as the President of Capitol Funds, Inc., a subsidiary of the Bank and President of CFMRC. He has been with the Bank since 1993 and has held the position of Community Development Director since that time. He has held the position of Chief Lending Officer since February 2010.
Carlton Ricketts	Mr. Carlton Ricketts serves as Executive Vice President, Chief Corporate Services Officer of Federal Savings Bank, subsidiary of Capitol Federal Financial. In 2007, Mr. Ricketts joined Capitol Federal Savings Bank, bringing with him 25 years’ experience in the electric and gas utility industry; the last 12 years in executive management. In 1980 and 1981, respectively, he earned a Bachelor’s degree in Accounting and Master’s degree in Business Administration from Emporia State University. Prior to his promotion to Executive Vice President-Corporate Services, he served as First Vice President-Chief Strategic Planning Officer.
Morris Huey	Mr. Morris J. Huey, II, is Director of Capitol Federal Financial. Mr. Huey retired from Capitol Federal Savings in January 2010. From June 2002 until his retirement, Mr. Huey served as Executive Vice President and Chief Lending Officer of Capitol Federal Savings and President of Capitol Funds, Inc., a wholly owned subsidiary of Capitol Federal Savings. From August 2002 until his retirement, he also served as President of Capitol Federal Mortgage Reinsurance Company, a wholly owned subsidiary of Capitol Funds, Inc. Prior to that, he served as the Central Region Lending Officer since joining Capitol Federal Savings in 1991. Mr. Huey’s many years of service in various areas of Capitol Federal Savings’s operations and his duties as Executive Vice President and Chief Lending Officer of Capitol Federal Savings bring a special knowledge of the financial, economic and regulatory challenges the Company faces and he is well suited to educating the Board on these matters.
James Morris	Mr. James G. Morris has been appointed as Director of Capitol Federal Financial, effective January 22, 2013. A certified public accountant, Morris retired from KPMG LLP on September 30, 2012, after having served as partner-in-charge of the financial services practice of the firm's Kansas City office. When the firm was known as Peat Marwick Mitchell & Co, Morris joined in 1976 as an auditor and was promoted to partner in 1988. At KPMG, Morris served a wide range of financial services clients, including banks, thrifts, mortgage companies, investment advisors and real estate companies.
Reginald Robinson	Mr. Reginald L. Robinson has been appointed as Director of Capitol Federal Financial, Inc., effective January 24, 2012. Since 2010, Mr. Robinson has served as a Professor of Law at the Washburn University School of Law and as the Inaugural Director of the school’s Center for Law and Government. Between 2002 and 2010, Mr. Robinson served as President and Chief Executive Officer of the Kansas Board of Regents, which governs the state’s six universities, 19 community colleges, six technical colleges and municipal university. From 1998 to 2002, Mr. Robinson held dual positions at the University of Kansas, serving as Chief of Staff to the Chancellor and as a Visiting Associate Professor of Law. From 1993 to 1998, Mr. Robinson held several senior positions with the United States Department of Justice. From 1988 to 1993, Mr. Robinson served as an Associate Professor of Law at the University of Kansas.
Jeffrey Thompson	Mr. Jeffrey R. Thompson is Director of Capitol Federal Financial. In 2007, Mr. Thompson became Chief Executive Officer of Salina Vortex Corp., a Salina, Kansas-based manufacturing company, after having served as Chief Financial Officer of that company since 2002. From 2001 to 2002, he served as Vice President, Supply Chain, for The Coleman Company, Wichita, Kansas, a manufacturer and marketer of consumer products. From 1992 to 2001, he served in a variety of capacities for Koch Industries, Inc., Wichita, Kansas, including President of Koch Financial Services, Inc. from 1998 to 2001. From 1986 to 1992, he worked in several positions for Chrysler Capital Public Finance, Kansas City, Missouri, primarily in the areas of originating, underwriting and servicing tax-exempt municipal leases. Mr. Thompson has over 25 years of business experience, including 20 years in the financial services business and 15 years with profit and loss responsibility in manufacturing companies.
Jeffrey Johnson	Mr. Jeffrey M. Johnson is Independent Director of Capitol Federal Financial. Mr. Johnson is President of Flint Hills National Golf Club, Andover, Kansas, a position he has held since March 2003. From March 1997 until joining Flint Hills, Mr. Johnson was an investment advisor with Raymond James Financial Services in Wichita, Kansas. Mr. Johnson’s knowledge of investments and the regulated financial services industry supports the Board’s and the Audit Committee’s knowledge in those areas. Before 1997, he served in a variety of restaurant management positions with Lone Star Steakhouse & Saloon, Inc. and Coulter Enterprises, Inc. Mr. Johnson is also part-owner of several restaurants in Lawrence, Manhattan and Wichita, Kansas and parts of Texas. He brings general business, financial and risk management skills to Capitol Federal Savings, including knowledge of compensation matters, which is important to his service on the company's Compensation Committee. His participation in the Wichita, Kansas business community and his service on local non-profit boards for over 15 years bring knowledge of the local economy and business opportunities for Capitol Federal Savings.
Michael McCoy	Dr. Michael T. McCoy, M.D., is Independent Director of Capitol Federal Financial. Dr. McCoy has been an orthopedic surgeon in private practice for over 25 years. In his private practice, he has employed up to 15 employees and gained the accounting, financial and risk management skill necessary to operate a small business. Since October 2004, he has also served as Chief of Orthopedic Surgery at Stormont Vail Regional Medical Center in Topeka, Kansas. He previously served as Chief of Surgery at Stormont Vail from January 1987 to January 1988. His management and business experience in his private practice and these hospital positions bring knowledge and experience to his service on the Board and the Compensation and Audit Committees. Dr. McCoy is a member of the Kansas Medical Society, the Shawnee County Medical Society, the American Academy of Orthopedic Surgeons and the American Orthopedic Society for Sports Medicine.
Marilyn Ward	Ms. Marilyn S. Ward is Independent Director of Capitol Federal Financial. From 1985 until her retirement in 2004, Ms. Ward was Executive Director of ERC/Resource & Referral, a family resource center located in Topeka, Kansas, where she was responsible for financial operations, including fund-raising, budgeting and grant writing. Ms. Ward is a past president of the board of Child Care Aware of Kansas, a state-wide organization that oversees the Kansas network of child care resource and referral agencies, where she was involved in overseeing financial and accounting matters. Ms. Ward also is a past president of the board and the executive committee of the Kansas Children’s Service League Foundation, which oversees and manages the foundation funds of the organization.

Basic Compensation

Name	Fiscal Year Total
John Dicus	1,783,230
Kent Townsend	973,667
Natalie Haag	--
Tara Van Houweling	--
Richard Aleshire	540,014
Rick Jackson	625,642
Carlton Ricketts	--
Morris Huey	339,672
James Morris	--
Reginald Robinson	--
Jeffrey Thompson	--
Jeffrey Johnson	--
Michael McCoy	--
Marilyn Ward	--

As Of 29 Sep 2012

Options Compensation

Name	Options	Value
John Dicus	441,550	6,628,712
Kent Townsend	18,000	164,933
Natalie Haag	0	0
Tara Van Houweling	0	0
Richard Aleshire	30,000	781,100
Rick Jackson	0	0
Carlton Ricketts	0	0
Morris Huey	30,000	297,000
James Morris	0	0
Reginald Robinson	0	0
Jeffrey Thompson	0	0
Jeffrey Johnson	0	0
Michael McCoy	0	0
Marilyn Ward	0	0

Insider Trading

Name	Shares Traded	Price
HAAG NATALIE G	1,600	$11.99
MORRIS JAMES G	500	$11.74
MORRIS JAMES G	500	$11.86
TOWNSEND KENT G	2,038	$11.86
DICUS JOHN B	2,741	$11.86
TOWNSEND KENT G	1,964	$0.00
VAN HOUWELING TARA	330	$0.00
RICKETTS CARLTON A	341	$11.69
VAN HOUWELING TARA	330	$11.69
TOWNSEND KENT G	1,964	$11.69
RICKETTS CARLTON A	341	$0.00
JACKSON RICK C	249	$11.69
DICUS JOHN B	6,487	$0.00
JACKSON RICK C	249	$0.00
DICUS JOHN B	6,487	$11.69
ALESHIRE RICHARD JOE	100,000	$11.58
ALESHIRE RICHARD JOE	100,000	$11.84
HAAG NATALIE G	16,000	$0.00
MCCOY MICHAEL T	2,000	$11.84
ALESHIRE RICHARD JOE	50,000	$11.80
ALESHIRE RICHARD JOE	1,572	$11.91
ALESHIRE RICHARD JOE	40,803	$11.76
HUEY MORRIS JACK II	5,000	$0.00
THOMPSON JEFFREY R	5,000	$0.00
TOWNSEND KENT G	30,000	$0.00

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People: Capitol Federal Financial (CFFN.F)

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Summary

Biographies

Basic Compensation

Options Compensation

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