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United States

Capitol Federal Financial Inc (CFFN.O)

CFFN.O on Nasdaq

14.23USD
23 Sep 2016
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Summary

Name Age Since Current Position

John Dicus

54 2009 Chairman of the Board, President, Chief Executive Officer of the Company and the Bank

Kent Townsend

54 2005 Chief Financial Officer, Executive Vice President of the Company and the Bank

Natalie Haag

56 2012 Executive Vice President, General Counsel of the company and the bank

Rick Jackson

50 2010 Executive Vice President, Chief Lending Officer and Community Development Director of the Bank and the Company

Frank Wright

66 2013 Executive Vice President, Chief Retail Operations Officer of the Bank and the Company

Tara Van Houweling

42 First Vice President, Principal Accounting Officer and Reporting Director

Carlton Ricketts

58 2012 Executive Vice President, Chief Corporate Services Officer of the Bank and the Company

Morris Huey

66 2010 Independent Director

Jeffrey Johnson

49 2005 Independent Director

Michael McCoy

66 2005 Independent Director

James Morris

61 2013 Independent Director

Reginald Robinson

58 2012 Independent Director

Jeffrey Thompson

54 2004 Independent Director

Marilyn Ward

76 1999 Independent Director

James Wempe

IR Contact Officer

Biographies

Name Description

John Dicus

Mr. John B. Dicus is Chairman of the Board of Directors, President, Chief Executive Officer of Capitol Federal Financial and Capitol Federal Savings Bank, the subsidiary of the company. Mr. Dicus became Chief Executive Officer of Capitol Federal Savings and the Company effective January 1, 2003 and became Chairman of the Board of Directors of Capitol Federal Savings and the Company in January 2009. Prior to his appointment as Chief Executive Officer, he served as President and Chief Operating Officer for Capitol Federal Savings since 1996 and for the Company since its inception in March 1999. Before that, he served as Executive Vice President of Corporate Services for Capitol Federal Savings for four years. He has been with Capitol Federal Savings in various other positions since 1985. Mr. Dicus's many years of service in all areas of the operations of Capitol Federal Savings and his duties as President and Chief Executive Officer of the Company and Capitol Federal Savings bring a special knowledge of the financial, economic and regulatory challenges the Company faces and he is well suited to educating the Board on these matters.

Kent Townsend

Mr. Kent G. Townsend is Chief Financial Officer, Executive Vice President of Capitol Federal Financial Inc., and Capitol Federal Savings Bank. Mr. Townsend serves as Executive Vice President and Chief Financial Officer of the Bank, its subsidiary, and the Company. Mr. Townsend also serves as Treasurer for the Company, Capitol Funds, Inc. and CFMRC. Mr. Townsend was promoted to Executive Vice President, Chief Financial Officer and Treasurer on September 1, 2005. Prior to that, he served as Senior Vice President, a position he held since April 1999, and Controller of the Company, a position he held since March 1999. He has served in similar positions with the Bank since September 1995. He served as the Financial Planning and Analysis Officer with the Bank for three years and other financial related positions since joining the Bank in 1984.

Natalie Haag

Ms. Natalie G. Haag is Executive Vice President, General Counsel of Capitol Federal Financial Inc., and Federal Savings Bank, subsidiary of Capitol Federal Financial . Prior to joining the Bank in August of 2012, Ms. Haag was 2nd Vice President, Director of Governmental Affairs and Assistant General Counsel for Security Benefit Corporation and Security Benefit Life Insurance Company in Topeka, Kansas. Security Benefit provides retirement products and services, including annuities and mutual funds. Ms. Haag was employed by Security Benefit since June 2003. The Security Benefit companies are not parents, subsidiaries or affiliates of the Bank or the Company.

Rick Jackson

Mr. Rick C. Jackson is Executive Vice President, Chief Lending Officer and Community Development Director of Capitol Federal Savings Bank, and Capitol Federal Financial Inc. He also serves as the President of Capitol Funds, Inc., a subsidiary of the Bank and President of CFMRC. He has been with the Bank since 1993 and has held the position of Community Development Director since that time. He has held the position of Chief Lending Officer since February 2010.

Frank Wright

Mr. Frank H. Wright is no longer Executive Vice President, Chief Retail Operations Officer of Capitol Federal Financial, Inc., and Capitol Federal Savings Bank, effective October 31, 2016. Prior to accepting those responsibilities in 2013, he served as Senior Vice President for Retail Operations, a position held since 1999. Mr. Wright has been an officer of the Bank since 1972, primarily in various roles within retail and electronic banking operations.

Tara Van Houweling

Ms. Tara D. Van Houweling is First Vice President, Principal Accounting Officer and Reporting Director of Capitol Federal Financial Inc. Ms. Van Houweling has been employed with the Bank and Company since May 2003 and currently serves as First Vice President, Principal Accounting Officer and Reporting Director. She has held the position of Reporting Director since May 2003.

Carlton Ricketts

Mr. Carlton A. Ricketts is Executive Vice President, Chief Corporate Services Officer of Federal Savings Bank, subsidiary of Capitol Federal Financial Inc. Prior to accepting those responsibilities in 2012, he served as Chief Strategic Planning Officer of the Bank for the previous five years.

Morris Huey

Mr. Morris J. Huey, II is Independent Director of Capitol Federal Financial Inc. Mr. Huey retired from Capitol Federal Savings in January 2010. From June 2002 until his retirement, Mr. Huey served as Executive Vice President and Chief Lending Officer of Capitol Federal Savings and President of Capitol Funds, Inc., a wholly owned subsidiary of Capitol Federal Savings. From August 2002 until his retirement, he also served as President of Capitol Federal Mortgage Reinsurance Company, a wholly owned subsidiary of Capitol Funds, Inc. Prior to that, he served as the Central Region Lending Officer since joining Capitol Federal Savings in 1991. Mr. Huey's many years of service in various areas of Capitol Federal Savings's operations and his duties as Executive Vice President and Chief Lending Officer of Capitol Federal Savings bring a special knowledge of the financial, economic and regulatory challenges the Company faces and he is well suited to educating the Board on these matters.

Jeffrey Johnson

Mr. Jeffrey M. Johnson is Independent Director of Capitol Federal Financial Inc. In 2007, Mr. Johnson is President of Flint Hills National Golf Club, Andover, Kansas, a position he has held since March 2003. From March 1997 until joining Flint Hills, Mr. Johnson was an investment advisor with Raymond James Financial Services in Wichita, Kansas. Mr. Johnson’s extensive knowledge of investments and the regulated financial services industry supports the Board’s and the Audit Committee’s knowledge in those areas. Before 1997, he served in a variety of restaurant management positions with Lone Star Steakhouse & Saloon, Inc. and Coulter Enterprises, Inc. Mr. Johnson is also part-owner of several restaurants in Lawrence, Manhattan and Wichita, Kansas and parts of Texas. He brings general business, financial and risk management skills to Capitol Federal Savings, including knowledge of compensation matters, which is important to his service on our Compensation Committee. His participation in the Wichita, Kansas business community and his service on local non-profit boards for over 15 years bring knowledge of the local economy and business opportunities for Capitol Federal Savings.

Michael McCoy

Dr. Michael T. McCoy, M.D. is Independent Director of Capitol Federal Financial Inc. Dr. McCoy has been an orthopedic surgeon in private practice for over 25 years. In his private practice, he has employed up to 15 employees and gained the accounting, financial and risk management skill necessary to operate a small business. Since October 2004, he has also served as Chief of Orthopedic Surgery at Stormont Vail Regional Medical Center in Topeka, Kansas. He previously served as Chief of Surgery at Stormont Vail from January 1987 to January 1988. His management and business experience in his private practice and these hospital positions bring knowledge and experience to his service on the Board and the Compensation and Audit Committees. Dr. McCoy is a member of the Kansas Medical Society, the Shawnee County Medical Society, the American Academy of Orthopedic Surgeons and the American Orthopedic Society for Sports Medicine.

James Morris

Mr. James G. Morris is Independent Director of Capitol Federal Financial Inc. Mr. Huey retired from Capitol Federal Savings in January 2010. From June 2002 until his retirement, Mr. Huey served as Executive Vice President and Chief Lending Officer of Capitol Federal Savings and President of Capitol Funds, Inc., a wholly owned subsidiary of Capitol Federal Savings. From August 2002 until his retirement, he also served as President of Capitol Federal Mortgage Reinsurance Company, a wholly owned subsidiary of Capitol Funds, Inc. Prior to that, he served as the Central Region Lending Officer since joining Capitol Federal Savings in 1991. Mr. Huey’s many years of service in various areas of Capitol Federal Savings’s operations and his duties as Executive Vice President and Chief Lending Officer of Capitol Federal Savings bring a special knowledge of the financial, economic and regulatory challenges the Company faces and he is well suited to educating the Board on these matters.

Reginald Robinson

Mr. Reginald L. Robinson is Independent Director of Capitol Federal Financial, Inc. In June 2014, Mr. Robinson was named as the new director of the Kansas University top-ranked School of Public Affairs and Administration. From 2010 until that appointment, Mr. Robinson served as a Professor of Law at the Washburn University School of Law and as the Inaugural Director of the school's Center for Law and Government. Between 2002 and 2010, Mr. Robinson served as President and Chief Executive Officer of the Kansas Board of Regents, which governs the state's six universities, and provides state-level coordination for the other 27 public institutions of higher education in Kansas. From 1998 to 2002, Mr. Robinson held dual positions at the University of Kansas, serving as Chief of Staff to the Chancellor and as a Visiting Associate Professor of Law. From 1993 to 1998, Mr. Robinson held several senior positions with the United States Department of Justice. From 1988 to 1993, Mr. Robinson served as an Associate Professor of Law at the University of Kansas. Mr. Robinson's strong legal background and executive experience make him a valuable member of the Board.

Jeffrey Thompson

Mr. Jeffrey R. Thompson is Independent Director of Capitol Federal Financial Inc. In 2007, Mr. Thompson became Chief Executive Officer of Salina Vortex Corp., a Salina, Kansas-based manufacturing company, after having served as Chief Financial Officer of that company since 2002. From 2001 to 2002, he served as Vice President, Supply Chain, for The Coleman Company, Wichita, Kansas, a manufacturer and marketer of consumer products. From 1992 to 2001, he served in a variety of capacities for Koch Industries, Inc., Wichita, Kansas, including President of Koch Financial Services, Inc. from 1998 to 2001. From 1986 to 1992, he worked in several positions for Chrysler Capital Public Finance, Kansas City, Missouri, primarily in the areas of originating, underwriting and servicing tax-exempt municipal leases. Mr. Thompson has over 25 years of business experience, including 20 years in the financial services business and 15 years with profit and loss responsibility in manufacturing companies. He brings general business, financial and risk management skills to Capitol Federal Savings, including knowledge of compensation matters, which is important to his service on our Compensation Committee. Mr. Thompson is a certified public accountant and his accounting knowledge and experience is important to his service on our Audit Committee. His participation in the Wichita,Kansas business community for over 20 years brings knowledge of the local economy and business opportunities for Capitol Federal Savings.

Marilyn Ward

Ms. Marilyn S. Ward is Independent Director of Capitol Federal Financial Inc. From 1985 until her retirement in 2004, Ms. Ward was Executive Director of ERC/Resource & Referral, a family resource center located in Topeka, Kansas, where she was responsible for financial operations, including fund-raising, budgeting and grant writing. Ms. Ward is a past president of the board of Child Care Aware of Kansas, a state-wide organization that oversees the Kansas network of child care resource and referral agencies, where she was involved in overseeing financial and accounting matters. She continues to serve on the organization's audit committee. Ms. Ward also is a past president of Kansas Children's Service League Foundation, which oversees and manages the foundation funds of the organization. She brings general business, financial and accounting skills to Capitol Federal Savings, including knowledge of compensation matters, which is important to her service on our Audit and Compensation Committees.

James Wempe

Basic Compensation