People: Capital Southwest Corp (CSWC.O)
CSWC.O on Nasdaq
136.99USD
20 May 2013
136.99USD
20 May 2013
Price Change (% chg)
$1.53 (+1.13%)
$1.53 (+1.13%)
Prev Close
$135.46
$135.46
Open
$135.30
$135.30
Day's High
$137.50
$137.50
Day's Low
$135.00
$135.00
Volume
2,894
2,894
Avg. Vol
5,524
5,524
52-wk High
$139.00
$139.00
52-wk Low
$82.46
$82.46
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Gary Martin |
66 | 2008 | Chairman of the Board, President, Chief Executive Officer |
Tracy Morris |
46 | 2012 | Chief Financial Officer, Chief Operating Officer, Chief Compliance Officer, Treasurer, Controller, Secretary |
Glenn Neblett |
41 | 2012 | Senior Vice President, Chief Investment Officer |
William Ashbaugh |
56 | 2005 | Senior Vice President |
Jeffrey Peterson |
38 | 2009 | Vice President |
Ray Schwertner |
63 | 2009 | Vice President |
Scott Shedd |
2012 | Vice President | |
William Thomas |
42 | 2010 | Vice President |
Samuel Ligon |
73 | 2003 | Independent Director |
T. Duane Morgan |
63 | 2012 | Independent Director |
Richard Strup |
59 | 2012 | Independent Director |
John Wilson |
70 | 1988 | Independent Director |
Biographies
| Name | Description |
|---|---|
Gary Martin |
Mr. Gary L. Martin has been appointed as Non-Executive Chairman of the Board of Capital Southwest Corporation effective December 31, 2013. He has served as Executive Chairman of the Board of the Company from June 17, 2013 to December 31, 2013. He is no longer President, Chief Executive Officer of the Company effective June 17, 2013. He is Chairman of the Board since 2008; President of the Corporation since 2007; President of The Whitmore Manufacturing Company and Vice President of the Company from 1979 – 2007. He is Director of Alamo Group Inc.; CapStar Holdings, Corporation; Heelys, Inc.; Humac Company; Lifemark Group (sold 6/10/2010); Media Recovery, Inc.; The RectorSeal Corporation; The Whitmore Manufacturing Company. Mr. Martin has been associated with the Company since 1972, including serving as a director since 1988, while serving as Chief Executive Officer of The Whitmore Manufacturing Company, a specialty lubricant manufacturer and wholly-owned portfolio company of Capital Southwest Corporation. Mr. Martin has experience serving as Chairman and/or Director on public company boards (see list above) and brings a breadth of business experience across a broad range of industries. Mr. Martin holds a Bachelor of Business Administration from the University of Oklahoma and was a certified public accountant in the state of Texas (now retired, inactive status). |
Tracy Morris |
Ms. Tracy L. Morris is Chief Financial Officer, Chief Operating Officer, Chief Compliance Officer, Treasurer, Controller, Secretary of Capital Southwest Corp. She has been appointed as Chief Operating Officer of the Company effective June 1, 2012. She is Chief Financial Officer since 2008; Treasurer since 2008; Secretary and Chief Compliance Officer since 2009 and Controller from 2007 - 2008. She previously served as Controller of Best Merchant Partners, LP and Silverleaf Resorts, Inc. She received a Bachelor of Science in business administration and is a Certified Public Accountant. |
Glenn Neblett |
Mr. Glenn M. Neblett is Senior Vice President, Chief Investment Officer of Capital Southwest Corp., effective June 1, 2012. joined Capital Southwest in 2010 as a Vice President and has spearheaded the Company’s focus on investing in targeted sectors. Prior to joining the Company, he served as Director in the corporate finance and financial sponsors groups at Houlihan Lokey, where he advised clients in mergers and acquisitions, private placements and restructurings from 2000 to 2010. Glenn holds undergraduate and graduate degrees from Baylor University, and is a Chartered Financial Analyst and Certified Public Accountant. Mr. Neblett is concentrating on direct investment opportunities, and will serve as a director on the boards of multiple portfolio companies. |
William Ashbaugh |
Mr. William M. Ashbaugh is Senior Vice President of Capital Southwest Corporation. He has served as Senior Vice President of Capital Southwest Corp., since 2005 and Vice President since 2001of the company. He previously served as Managing Director in the corporate finance departments of Hoak Breedlove Wesneski & Co. from 1998 to 2001, Principal Financial Securities from 1997 to 1998 and Southwest Securities from 1995 to 1997. Other Directorships held by him are Cinatra Clean Technologies, Inc.; CMI Holding Company, Inc.; iMemories, Inc.; Palm Harbor Homes, Inc.; Trax Holdings, Inc. |
Jeffrey Peterson |
Mr. Jeffrey G. Peterson is Vice President of Capital Southwest Corp. He is Secretary and Chief Compliance Officer 2007-2009; Vice President since 2005; Secretary and Chief Compliance Officer 2007-2009; Investment Associate from 2001 - 2005. He previously held positions with the investment banking division of Scott & Stringfellow, Inc. and the corporate lending division of Bank One. Other Directorships held by him are Heelys, Inc.; Media Recovery, Inc.; PalletOne, Inc.; The RectorSeal Corporation; The Whitmore Manufacturing Company. |
Ray Schwertner |
Mr. Raymond D. Schwertner is Vice President of Capital Southwest Corporation. He joins Capital Southwest after having served in a variety of responsibilities at The Whitmore Manufacturing Company the past 19 years, serving as its President and Chief Executive Officer. Whitmore is a wholly-owned portfolio company of Capital Southwest. Capital Southwest also announced that Jeffrey G. Peterson will join Whitmore as its President and Chief Executive Officer effective November 30, 2009. Mr. Peterson will remain a Vice President of Capital Southwest Corporation and continue to serve as a director of several of the Company’s core holdings. Other Directorships are Boxx Technologies, Inc.; CapStar Holdings Corporation; Via Holdings, Inc.; Wellogix, Inc. |
Scott Shedd |
Mr. Scott Shedd serves as Vice President of Capital Southwest Corp. He joined Capital Southwest in 2012. Previously, he was a Managing Director at Blackland Group, LLC, an aerospace & defense focused private equity firm. Prior to that, Scott was a Vice President at Jefferies & Company where he started and ran the Private Equity Placements Group and worked within the Financial Sponsors Group. His earlier experience includes management and technology consulting roles at Trading Technologies, Widepoint Corporation, IBM & Accenture. Scott served eight years in the United States Army and the Indiana National Guard. He holds an MBA from the Kellogg School of Management at Northwestern University and a BA in Computer Science from Indiana University. |
William Thomas |
Mr. William R. Thomas, III, is Vice President of Capital Southwest Corp. He was Assistant Vice President from 2008 - 2010; Investment Associate from 2006 - 2008. He previously served as a U.S. Air Force officer in varied positions including chief pilot of an airlift group, director of logistics operations and chief of aircraft development contracts. He has also served as a consultant for Investor Group Services, where he analyzed potential investments in mid-market companies. Other Directorships held by him are All Components, Inc.; Discovery Alliance, LLC; Encore Wire, Inc.; Extreme International, Inc. |
Samuel Ligon |
Mr. Samuel B. Ligon is Independent Director of Capital Southwest Corporation. Mr. Ligon has over 30 years experience as a CEO of a private company, demonstrating his leadership ability and business acumen, and has experience supervising principal financial officers, working with auditors for private and public companies, evaluating financial statements and control systems, as well as analyzing acquisitions. Mr. Ligon has experience serving as Chairman on several public company audit committees. The Company benefits greatly from Mr. Ligon’s business, finance and audit committee oversight experience, as well as his executive leadership and management experience as a chief executive office. Mr. Ligon holds a Bachelor of Science degree from Auburn University and an MBA from Harvard Business School. |
T. Duane Morgan |
Mr. T. Duane Morgan is Independent Director of Capital Southwest Corporation, effective May 25, 2012. He is an investor with broad experience in the energy sector. He is the former President of the Engineered Products Group of Gardner Denver, a global manufacturer of engineered products. Mr. Morgan has served on the board of directors of the Valve Manufacturers Association, as well as several private and civic boards. Mr. Morgan earned a Bachelor of Science degree in Mathematics from McNeese State University, and a Master of Business Administration degree from Louisiana State University. |
Richard Strup |
Mr. Richard F. Strup is Independent Director of Capital Southwest Corporation, effective May 11, 2012. He is a retired consumer package goods executive with over 35 years of senior level domestic and international experience in marketing, finance, strategic planning and general management. Mr. Strup’s experience includes being the SVP of Strategic Planning and Integration for the Miller Brewing Company where he spearheaded the commercial agreement and integration of the company into South African Breweries. He also previously managed Miller’s international businesses, and prior to that served as the company’s Global Chief Marketing Officer. Earlier in his career, he held various senior level marketing and financial positions at Frito-Lay, PepsiCo, and the General Foods Corporation. Mr. Strup serves on the board of directors of the Big Shoulders Fund in Chicago; the Art of the Olympians Foundation in Ft. Myers, FL; and Heely’s, Inc. (NASDAQ: HLYS). Strup is also a long-standing member of Northwestern University’s Kellogg School of Management Alumni Board and is a recipient of the school’s “Pete Henderson Society” award for meritorious service. Mr. Strup earned a Bachelor of Arts degree in Economics from Denison University, and a Master of Business Administration degree from Northwestern University. |
John Wilson |
Mr. John H. Wilson is Independent Director of Capital Southwest Corporation. Mr. Wilson has been President of U.S. Equity Corporation since 1983 and has over 45 years experience as an executive or investor in numerous companies in the banking, insurance, manufacturing, communications, health and transportation industries. The Company benefits greatly from Mr. Wilson’s diverse industry experience, as well as his experience as both an executive and an investor in numerous companies. Mr. Wilson has a Bachelor of Business Administration degree from Baylor University. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Gary Martin |
2,276,500 |
Tracy Morris |
434,175 |
Glenn Neblett |
-- |
William Ashbaugh |
746,552 |
Jeffrey Peterson |
249,551 |
Ray Schwertner |
602,810 |
Scott Shedd |
-- |
William Thomas |
507,349 |
Samuel Ligon |
-- |
T. Duane Morgan |
-- |
Richard Strup |
-- |
John Wilson |
-- |
As Of 30 Mar 2012
Options Compensation
| Name | Options | Value |
|---|---|---|
Gary Martin |
29,215 | 517,911 |
Tracy Morris |
0 | 0 |
Glenn Neblett |
0 | 0 |
William Ashbaugh |
16,500 | 489,254 |
Jeffrey Peterson |
100 | 10,700 |
Ray Schwertner |
0 | 0 |
Scott Shedd |
0 | 0 |
William Thomas |
0 | 0 |
Samuel Ligon |
0 | 0 |
T. Duane Morgan |
0 | 0 |
Richard Strup |
0 | 0 |
John Wilson |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
SCHWERTNER RAY D |
259 | $123.94 |
SCHWERTNER RAY D |
158 | $122.00 |
SCHWERTNER RAY D |
225 | $122.80 |
SCHWERTNER RAY D |
16 | $123.40 |
MORGAN THOMAS DUANE |
250 | $115.45 |
SCHWERTNER RAY D |
200 | $119.20 |
SCHWERTNER RAY D |
250 | $95.79 |
NEBLETT GLENN M |
300 | $123.90 |
NEBLETT GLENN M |
403 | $88.20 |
NEBLETT GLENN M |
103 | $123.21 |
MARTIN GARY L |
3,750 | $76.74 |
SCHWERTNER RAY D |
200 | $124.00 |
ASHBAUGH WILLIAM M |
2,000 | $93.49 |
MORRIS TRACY L |
220 | $96.92 |
MORRIS TRACY L |
1,220 | $124.06 |
MORRIS TRACY L |
1,000 | $76.74 |
ASHBAUGH WILLIAM M |
2,000 | $123.79 |
ASHBAUGH WILLIAM M |
1,000 | $124.08 |
ASHBAUGH WILLIAM M |
1,000 | $76.74 |
SCHWERTNER RAY D |
300 | $95.79 |
SCHWERTNER RAY D |
300 | $116.00 |
GOLDEN MATTHEW BAILEY |
750 | $0.00 |
GOHLKE HENRY JAMES |
500 | $0.00 |
SHEDD CHRISTOPHER SCOTT |
750 | $0.00 |
ASHBAUGH WILLIAM M |
718 | $107.57 |
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