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United States

MFS Investment Grade Municipal Trust (CXH)

CXH on New York Consolidated

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2 Dec 2016
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Summary

Name Age Since Current Position

David Gunning

73 2009 Independent Chairman of the Board of Trustee

Robin Stelmach

54 2014 President, Trustee

Martin Wolin

47 2015 Chief Compliance Officer

David DiLorenzo

47 2005 Treasurer

Kino Clark

47 2012 Assistant Treasurer

Kenneth Paek

41 2015 Assistant Treasurer

Kasey Philips

45 2012 Assistant Treasurer

Frank Tarantino

71 2013 Independent Senior Officer

James Yost

55 1990 Deputy Treasurer

Mark Polebaum

63 2006 Secretary, Clerk

Christopher Bohane

42 2005 Assistant Secretary, Assistant Clerk

Thomas Connors

55 2012 Assistant Secretary, Assistant Clerk

Ethan Corey

51 2005 Assistant Secretary, Assistant Clerk

Brian Langenfeld

42 2006 Assistant Secretary, Assistant Clerk

Susan Newton

65 2005 Assistant Secretary, Assistant Clerk

Susan Pereira

44 2005 Assistant Secretary, Assistant Clerk

Matthew Stowe

40 2014 Assistant Secretary, Assistant Clerk

Richard Weitzel

45 2007 Assistant Secretary, Assistant Clerk

Steven Buller

64 2014 Independent Trustee

Robert Butler

74 2006 Independent Trustee

Maureen Goldfarb

60 2009 Independent Trustee

William Gutow

73 1993 Independent Trustee

Michael Hegarty

71 2004 Independent Trustee

John Kavanaugh

60 2009 Independent Trustee

Robert Manning

51 2009 Trustee

Maryanne Roepke

59 2014 Independent Trustee

Laurie Thomsen

58 2005 Independent Trustee

Robert Uek

74 2006 Independent Trustee

Biographies

Name Description

David Gunning

Mr. David H. Gunning is an Independent Chairman of the Board of Trustee of MFS Investment Grade Municipal Trust since 2009. Mr. Gunning has substantial executive and board experience at publicly-traded and privately-held companies, including past service as the Vice Chairman and a director of Cleveland-Cliffs Inc. (now Cliffs Natural Resources Inc.), a director of Lincoln Electronic Holdings, Inc., and a director of Southwest Gas Corp. He is the former Chairman and Chief Executive Officer of Capitol American Financial Corp. Mr. Gunning is also a former partner and head of the corporate department of Jones Day, a large international law firm.

Robin Stelmach

Ms. Robin A. Stelmach is President, Trustee of the company since January 2014. Ms. Stelmach is Executive Vice President and Chief Operating Officer of MFS (the Funds’ investment adviser). She oversees the company’s Global Investment Technology and Global Investment & Client Support departments, as well as the MFS Service Center. She is also a member of the company’s Management Committee. Prior to MFS, Ms. Stelmach spent four years as Chief Accountant and Divisional Controller for ASA International, Ltd.

Martin Wolin

Mr. Martin J. Wolin is Chief Compliance Officer of the company since July 2015. He was with Massachusetts Financial Services Company, Senior Vice President and Chief Compliance Officer (since July 2015); Mercer (financial service provider), Chief Risk and Compliance Officer, North America and Latin America (until July 2015).

David DiLorenzo

Mr. David L. DiLorenzo is Treasurer of MFS Investment Grade Municipal Trust since July 2005. He has served in Massachusetts Financial Services Company, Senior Vice President.

Kino Clark

Mr. Kino Clark is Assistant Treasurer of MFS Investment Grade Municipal Trust since January 2012. He has served in Massachusetts Financial Services Company, Vice President.

Kenneth Paek

Mr. Kenneth Paek is Assistant Treasurer of the company since February 2015. He was with Massachusetts Financial Services Company, Vice President; Cohen & Steers, Vice President/Head of Fund Administration (until 2014).

Kasey Philips

Mr. Kasey L. Philips is an Assistant Treasurer of MFS Investment Grade Municipal Trust since September 2012. He has served in Massachusetts Financial Services Company, Vice President; Wells Fargo Funds Management, LLC, Senior Vice President, and Treasurer (until 2012).

Frank Tarantino

Mr. Frank L. Tarantino is an Independent Senior Officer of MFS Investment Grade Municipal Trust since 2013. He has served in Tarantino LLC (provider of compliance services), Principal.

James Yost

Mr. James O. Yost is Deputy Treasurer of MFS Investment Grade Municipal Trust since September 1990. He has served in Massachusetts Financial Services Company, Senior Vice President.

Mark Polebaum

Mr. Mark N. Polebaum is Secretary, Clerk of MFS Investment Grade Municipal Trust since January 2006. He has served in Massachusetts Financial Services Company as Executive Vice President, General Counsel and Secretary.

Christopher Bohane

Mr. Christopher R. Bohane is Assistant Secretary, Assistant Clerk of MFS Investment Grade Municipal Trust since July 2005. He was with Massachusetts Financial Services Company, Vice President and Assistant General Counsel

Thomas Connors

Mr. Thomas H. Connors is an Assistant Secretary, Assistant Clerk of MFS Investment Grade Municipal Trust since September 2012. He was with Massachusetts Financial Services Company, Vice President and Senior Counsel; Deutsche Investment Management Americas Inc. (financial service provider), Director and Senior Counsel (until 2012).

Ethan Corey

Mr. Ethan D. Corey is Assistant Secretary, Assistant Clerk of MFS Investment Grade Municipal Trust since July 2005. He has served in Massachusetts Financial Services Company, Senior Vice President and Associate General Counsel.

Brian Langenfeld

Mr. Brian E. Langenfeld is Assistant Secretary, Assistant Clerk of MFS Investment Grade Municipal Trust since June 2006. He has served in Massachusetts Financial Services Company, Vice President and Senior Counsel.

Susan Newton

Ms. Susan S. Newton is an Assistant Secretary, Assistant Clerk of MFS Investment Grade Municipal Trust since May 2005. She has served in Massachusetts Financial Services Company, Senior Vice President and Associate General Counsel.

Susan Pereira

Ms. Susan A. Pereira is an Assistant Secretary, Assistant Clerk of MFS Investment Grade Municipal Trust since July 2005. She has served in Massachusetts Financial Services Company, Vice President and Senior Counsel.

Matthew Stowe

Mr. Matthew A. Stowe is Assistant Secretary, Assistant Clerk of the company since October 2014. He was with Massachusetts Financial Services Company, Vice President and Assistant General Counsel.

Richard Weitzel

Mr. Richard S. Weitzel is an Assistant Secretary, Assistant Clerk of MFS Investment Grade Municipal Trust since October 2007. He has served in Massachusetts Financial Services Company, Senior Vice President and Associate General Counsel.

Steven Buller

Mr. Steven E. Buller is Independent Trustee of the company since February 2014. Mr. Buller has substantial accounting, investment management, and executive experience at firms within the investment management industry. Mr. Buller was the Chief Financial Officer of BlackRock, Inc. (“BlackRock”), where he oversaw BlackRock’s tax department, internal audit and control functions, and the global corporate and investment company accounting policy. Prior to joining BlackRock, Mr. Buller was an auditor at Ernst & Young LLP for over 30 years, where he served as Global Director of Asset Management and as the audit partner for various investment company complexes. Mr. Buller is chairman of the Financial Accounting Standards Advisory Council and was a member of the Standing Advisory Group of the Public Company Accounting Oversight Board until December 31, 2014. He has also served on the boards of BlackRock Finco UK, a privately-held company, and Person-to-Person, a community service organization.

Robert Butler

Mr. Robert Ellsworth Butler, CPA, is an Independent Trustee of MFS Investment Grade Municipal Trust since January 2006. Mr. Butler has substantial accounting and compliance consulting experience for clients in the investment management industry. Mr. Butler was a partner at PricewaterhouseCoopers LLP (“PWC”) (including its predecessor firms) for 25 years, and led the firm’s National Regulatory Compliance Consulting Group, specializing in compliance consulting for investment management clients, including mutual funds and investment advisers. During his tenure at PWC, he served for ten years as a consultant to the independent directors/trustees for two major fund groups during their contract deliberation processes. He also conducted branch reviews of insurance broker/dealers selling variable products. Since retiring from PWC, Mr. Butler has worked as a consultant to mutual fund boards and investment advisers on regulatory and compliance matters. He has served as, or assisted, the Independent Compliance Consultant in conjunction with the implementation of SEC market timing orders at three major fund groups.

Maureen Goldfarb

Ms. Maureen R. Goldfarb is an Independent Trustee of MFS Investment Grade Municipal Trust since January 2009. Ms. Goldfarb has substantial executive and board experience at firms within the investment management industry. She was the Chief Executive Officer and Chairman of the Board of Trustees of the John Hancock Funds and an Executive Vice President of John Hancock Financial Services, Inc. Prior to joining John Hancock, Ms. Goldfarb was a Senior Vice President with Massachusetts Mutual Life Insurance Company. She also held various marketing, distribution, and portfolio management positions with other investment management firms. Ms. Goldfarb is a former member of the Board of Governors of the Investment Company Institute.

William Gutow

Mr. William R. Gutow is an Independent Trustee of MFS Investment Grade Municipal Trust since December 1993. Mr. Gutow is the Vice Chairman of Capitol Entertainment Management Company. He has substantial senior executive experience at a publicly-traded company and various privately held companies as well as board experience at privately held companies and non-profits. Mr. Gutow served as the Senior Vice President of Real Estate and Property Development for Zale Corporation. Mr. Gutow has substantial investment company board experience, having served on boards of trustees responsible for oversight of funds in the MFS Funds for over 18 years.

Michael Hegarty

Mr. Michael J. Hegarty is an Independent Trustee of MFS Investment Grade Municipal Trust since December 2004. Mr. Hegarty has substantial senior executive and board experience at firms within the financial services industry, as well as board experience at publicly-traded and privately held companies. He served as the Vice Chairman and Chief Operating Officer of AXA Financial and as the President and Chief Operating Officer of The Equitable Life Assurance Society. Mr. Hegarty also served as Vice Chairman of Chase Manhattan Corporation and Chemical Bank. He is a former director of AllianceBernstein, which serves as the general partner of a publicly-traded investment adviser, and a former trustee of investment companies in the EQ Advisers Trust family of funds.

John Kavanaugh

Mr. John P. Kavanaugh is an Independent Trustee of MFS Investment Grade Municipal Trust since January 2009. Mr. Kavanaugh has substantial executive, investment management, and board experience at firms within the investment management and mutual fund industry. He was the Chief Investment Officer of The Hanover Insurance Group, Inc., and the President and Chairman of Opus Investment Management, Inc., an investment adviser. Mr. Kavanaugh held research and portfolio management positions with Allmerica Financial and PruCapital, Inc. He is a Chartered Financial Analyst and currently serves on the board of the Independent Directors Council, a unit of the Investment Company Institute which serves the mutual fund independent director community.

Robert Manning

Mr. Robert J. Manning is Trustee of MFS Investment Grade Municipal Trust since 2009. Mr. Manning is Chairman and Co-Chief Executive Officer of MFS (the Funds’ investment adviser) and in this capacity heads its Board of Directors. He has substantial executive and investment management experience, having worked for MFS for 30 years.

Maryanne Roepke

Ms. Maryanne L. Roepke is Independent Trustee of the company since May 2014. Ms. Roepke has substantial executive and compliance experience within the investment management industry. She was a Senior Vice President and the Chief Compliance Officer of American Century Investments, Inc. (“American Century”), where she worked for over 30 years. Ms. Roepke served on the board of the American Century SICAV, a mutual fund complex. She currently is a trustee of Rockhurst University. She is a former member of the Investment Company Institute’s Chief Compliance Officer Committee and Risk Management Advisory Committee.

Laurie Thomsen

Ms. Laurie J. Thomsen is an Independent Trustee of MFS Investment Grade Municipal Trust since March 2005. Ms. Thomsen has substantial venture capital financing experience, as well as board experience at publicly-traded and privately-held companies. Ms. Thomsen was a co-founding General Partner of Prism Venture Partners, a venture capital firm investing in healthcare and technology companies, and served as an Executive Partner of New Profit, Inc., a venture philanthropy firm. Prior to that, she was a General Partner at Harbourvest Partners, a venture capital firm. Ms. Thomsen is a director of The Travelers Companies, Inc. and Dycom Industries, Inc.

Robert Uek

Mr. Robert W. Uek is an Independent Trustee of MFS Investment Grade Municipal Trust since January 2006. Mr. Uek has substantial accounting and consulting experience for clients in the investment management industry. Mr. Uek was a Partner in the investment management industry group of PWC, and was the chair of the global investment management industry group for Coopers & Lybrand. He also has served as a consultant to mutual fund boards. Mr. Uek previously served on the boards of trustees of investment companies in the TT International family of funds and Hillview Capital family of funds. Mr. Uek is a former Chairman and Board Member of the Independent Directors Council, a unit of the Investment Company Institute, which serves the mutual fund independent director community in the U.S. Mr. Uek is also a former Board Member and Executive Committee Member of the Board of Governors of the Investment Company Institute.