People: DCA Total Return Fund (DCA)

DCA on New York Consolidated

2.10USD
9 Feb 2010
Price Change (% chg)

$-0.01 (-0.47%)
Prev Close
$2.10
Open
--
Day's High
$2.13
Day's Low
$2.08
Volume
37,173
Avg. Vol
51,299
52-wk High
$2.54
52-wk Low
$0.85

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Summary

Name Age Since Current Position
Zeschin, Jonathan 56 2005 Chairman of the Board of Trustee
Agostine, David 47 2007 President, Interested Trustee
Taylor, Jeffrey 37 2005 Principal Financial Officer, Vice President, Treasurer
Taylor, Gordon 34 2008 Chief Compliance Officer
Mullins, Derek 35 2005 Secretary, Assistant Treasurer
VonKaenel, Jami 31 2005 Assistant Secretary
Mack, Thomas 67 2005 Independent Trustee
Mezger, John 55 2005 Independent Trustee
Watson, J. Gibson 54 2006 Independent Trustee
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Biographies

Name Description
Zeschin, Jonathan Mr. Zeschin is the President, Essential Advisers, Inc. since 06/2000; Managing Partner, JZ Partners LLC since 08/1998. He is also the Trustee, ICON Funds (F’ funds) since 11/2002.
Agostine, David Dave Agostine is President, Interested Trustee of Dividend Capital Realty Income Allocation Fund, effective September 30, 2007. Mr. Agostine has over 20 years of experience in the financial services industry, successfully growing and operating investment management organizations. Prior to joining Dividend Capital Investments, he was Senior Vice President and Managing Director of Janus Capital Institutional where he co-founded and developed the company's Financial Services Group.
Taylor, Jeffrey Mr. Taylor is the Dividend Capital Investments LLC, Chief Operating Officer since 12/2005 and Vice President Business Services 02/2004 - 12/2005; He formerly served in INVESCO Inc., Product Manager 07/2003 - 01/2004; and INVESCO Funds Group Inc., Manager of Marketing and Business Analytics 01/1999 - 06/2003.
Taylor, Gordon Mr. Taylor is the Chief Compliance Officer of Dividend Capital Reality Income Alllocation Fund since 11/20/2008. He served in Dividend Capital Securities, LLC. as Chief Compliance Officer since 3/2006; He served in Cambridge Investment Research as AVP, Director of Compliance since 12/2003—3/2006.
Mullins, Derek Mr. Mullins is the Dividend Capital Investments LLC, Manager of Fund Operations since 11/2004; formerly served in ALPS Mutual Funds Services Inc., Manager of Fund Administration 11/2003 to 10/2004 and Fund Controller 01/1999 to 10/2003.
VonKaenel, Jami Mr. VonKaenel served in Dividend Capital Investments LLC and Dividend Capital Securities as Controller since 10/2006 and Assistant Controller since 06/2004—10/2006; formerly he served in Ernst and Young LLP, Senior, Technology and Security Risk Services 02/2004—06/2004; and Accenture, Analyst 01/2001—01/2004.
Mack, Thomas Mr. Mack is the President of Thomas H. Mack & Co., Inc.,since 01/1991, he is also the Director, Greenwald & Associates since 01/2002.
Mezger, John Mr. Mezger served as WF Option, LLC, Manager since 2004; Oak Point, LLC, Manager since 2003; Cherry Creek South Associates, LLC Manager since 1999; Corby Properties, LLC, Manager since 1998.
Watson, J. Gibson Mr. Watson is the Prima Capital Holding, Inc., President and Chief Executive Officer and Director since 01/2000

Insider Trading

Name Shares Traded Price
MEZGER JOHN B 200 $4.63
MEZGER JOHN B 1,300 $4.62
AGOSTINE DAVID WAYNE 1,000 $6.19
TAYLOR JEFFREY W 800 $6.25
AGOSTINE DAVID WAYNE 1,000 $6.20
AGOSTINE DAVID WAYNE 1,000 $6.19
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