People: DWS High Income Opportunities Fund Inc (DHG)

DHG on New York Consolidated

15.49USD
24 May 2013
Price Change (% chg)

$-0.04 (-0.26%)
Prev Close
$15.53
Open
$15.53
Day's High
$15.56
Day's Low
$15.40
Volume
73,441
Avg. Vol
52,303
52-wk High
$16.49
52-wk Low
$14.25

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Summary

Name Age Since Current Position

Paul Freeman

 62 2009 Independent Chairman of the Board

W. Douglas Beck

 45 2011 President

Paul Schubert

 49 2005 Chief Financial Officer, Treasurer

Robert Kloby

 50 2006 Chief Compliance Officer

John Millette

 49 1999 Vice President, Secretary

Melinda Morrow

 42 2012 Vice President

Paul Antosca

 55 2007 Assistant Treasurer

Jack Clark

 46 2007 Assistant Treasurer

Diane Kenneally

 46 2007 Assistant Treasurer

John Caruso

 47 2010 Anti-Money Laundering Compliance Officer

Caroline Pearson

 50 2010 Chief Legal Officer

John Ballantine

 67 1999 Independent Director

Henry Becton

 70 1990 Independent Director

Dawn-Marie Driscoll

 66 1987 Independent Director

Keith Fox

 58 1996 Independent Director

Kenneth Froewiss

 67 2001 Independent Director

Richard Herring

 67 1990 Independent Director

William McClayton

 68 2004 Independent Director

Rebecca Rimel

 61 1995 Independent Director

William Searcy

 66 1993 Independent Director

Jean Stromberg

 69 1997 Independent Director

Robert Wadsworth

 72 1999 Independent Director
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Biographies

Name Description

Paul Freeman

 Dr. Paul K. Freeman is an Independent Chairman of the Board of DWS High Income Opportunities Fund Inc. He is Consultant, World Bank/Inter-American Development Bank; Executive and Governing Council of the Independent Directors Council (Chairman of Education Committee); formerly: Project Leader, International Institute for Applied Systems Analysis (1998-2001); Chief Executive Officer, The Eric Group, Inc. (environmental insurance) (1986-1998).

W. Douglas Beck

 Mr. W. Douglas Beck is President of DWS High Income Opportunities Fund, Inc. He is Managing Director(3), Deutsche Asset Management (2006-present); President of DWS family of funds and Head of Product Management, US for DWS Investments; formerly: Executive Director, Head of Product Management (2002-2006) and President (2005-2006) of the UBS Funds at UBS Global Asset Management; Co-Head of Manager Research/Managed Solutions Group, Merrill Lynch (1998-2002).

Paul Schubert

 Mr. Paul H. Schubert is Chief Financial Officer, Treasurer of DWS High Income Opportunities Fund Inc. He is Managing Director(3), Deutsche Asset Management (since July 2004); formerly, Executive Director, Head of Mutual Fund Services and Treasurer for UBS Family of Funds (1998-2004); Vice President and Director of Mutual Fund Finance at UBS Global Asset Management (1994-1998).

Robert Kloby

 Mr. Robert Kloby is Chief Compliance Officer of DWS High Income Opportunities Fund Inc. He is the Managing Director(2), Deutsche Asset Management.

John Millette

 Mr. John Millette is Vice President, Secretary of DWS High Income Opportunities Fund Inc. He is the Director(2), Deutsche Asset Management.

Melinda Morrow

 Ms. Melinda Morrow is Vice President of DWS High Income Opportunities Fund, Inc. She is Director(3), Deutsche Asset Management.

Paul Antosca

 Mr. Paul Antosca is an Assistant Treasurer of DWS High Income Opportunities Fund Inc. He is the Director(2), Deutsche Asset Management (since 2006); formerly Vice President, The Manufacturers Life Insurance Company (U.S.A.) (1990-2006).

Jack Clark

 Mr. Jack W. Clark is an Assistant Treasurer of DWS High Income Opportunities Fund Inc. He is the Director(2), Deutsche Asset Management (since 2007); formerly, Vice President, State Street Corporation (2002-2007).

Diane Kenneally

 Ms. Diane George Kenneally is an Assistant Treasurer of DWS High Income Opportunities Fund Inc. She is the Director(2), Deutsche Asset Management.

John Caruso

 Mr. John Caruso is an Anti-Money Laundering Compliance Officer of DWS High Income Opportunities Fund Inc. He is the Managing Director(2), Deutsche Asset Management.

Caroline Pearson

 Ms. Caroline Pearson is Chief Legal Officer of DWS High Income Opportunities Fund Inc. She is Managing Director(3), Deutsche Asset Management; formerly, Assistant Secretary for DWS family of funds (1997-2010).

John Ballantine

 Mr. John W. Ballantine is an Independent Director of DWS High Income Opportunities Fund Inc. He is Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); Directorships: Chairman of the Board, Healthways Inc. (provider of disease and care management services); Portland General Electric (utility company); Stockwell Capital Investments PLC (private equity); former Directorships: First Oak Brook Bancshares, Inc. and Oak Brook Bank; Prisma Energy International.

Henry Becton

 Mr. Henry P. Becton is an Independent Director of DWS High Income Opportunities Fund Inc. He is Vice Chair and former President, WGBH Educational Foundation; Directorships: Lead Director, Becton Dickinson and Company (medical technology company); Lead Director, Belo Corporation (media company); Public Radio International; Public Radio Exchange (PRX); The PBS Foundation; North Bennett Street School (Boston); former Directorships: Association of Public Television Stations; Boston Museum of Science; American Public Television; Concord Academy; New England Aquarium; Mass. Corporation for Educational Telecommunications; Committee for Economic Development; Public Broadcasting Service; Connecticut College.

Dawn-Marie Driscoll

 Ms. Dawn-Marie Driscoll is an Independent Director of DWS High Income Opportunities Fund Inc. She is President, Driscoll Associates (consulting firm); Executive Fellow, Center for Business Ethics, Bentley University; formerly: Partner, Palmer & Dodge (1988-1990); Vice President of Corporate Affairs and General Counsel, Filene’s (1978-1988); Directorships: Trustee of 22 open-end mutual funds advised by Sun Capital Advisers, Inc. (since 2007); Director of ICI Mutual Insurance Company (since 2007); Advisory Board, Center for Business Ethics, Bentley University; Trustee, Southwest Florida Community Foundation (charitable organization); former Directorships: Investment Company Institute (audit, executive, nominating committees) and Independent Directors Council (governance, executive committees)

Keith Fox

 Mr. Keith R. Fox is an Independent Director of DWS High Income Opportunities Fund Inc. He is Managing General Partner, Exeter Capital Partners (a series of private investment funds)(since 1986); Directorships: Trustee of 22 open-end mutual funds advised by Sun Capital Advisers, Inc. (since 2011); Progressive International Corporation (kitchen goods importer and distributor); BoxTop Media Inc. (advertising); The Kennel Shop (retailer); former Chairman, National Association of Small Business Investment Companies.

Kenneth Froewiss

 Dr. Kenneth C. Froewiss is an Independent Director of DWS High Income Opportunities Fund Inc. He is Adjunct Professor of Finance, NYU Stern School of Business (September 2009-present; Clinical Professor from 1997-September 2009); Member, Finance Committee, Association for Asian Studies (2002-present); Director, Mitsui Sumitomo Insurance Group (US) (2004-present); formerly, Managing Director, J.P. Morgan (investment banking firm) (until 1996).

Richard Herring

 Dr. Richard J. Herring is an Independent Director of DWS High Income Opportunities Fund Inc. He is Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Co-Chair, U.S. Shadow Financial Regulatory Committee; Executive Director, Financial Economists Roundtable; Independent Director of Barclays Bank Delaware (since September 2010); Director, Japan Equity Fund, Inc. (since September 2007), Thai Capital Fund, Inc. (since September 2007), Singapore Fund, Inc. (since September 2007); formerly: Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006).

William McClayton

 Mr. William R. McClayton is an Independent Director of DWS High Income Opportunities Fund Inc. He is Private equity investor (since October 2009); previously: Managing Director, Diamond Management & Technology Consultants, Inc. (global consulting firm) (2001-2009); Directorship: Board of Managers, YMCA of Metropolitan Chicago; formerly: Senior Partner, Arthur Andersen LLP (accounting) (1966-2001); Trustee, Ravinia Festival.

Rebecca Rimel

 Ms. Rebecca W. Rimel is an Independent Director of DWS High Income Opportunities Fund Inc. She is President and Chief Executive Officer, The Pew Charitable Trusts (charitable organization) (1994-present); Trustee, Washington College (2011-present); Director, CardioNet, Inc. (2009-present) (health care); formerly: Executive Vice President, The Glenmede Trust Company (investment trust and wealth management) (1983-2004); Board Member, Investor Education (charitable organization) (2004-2005); Trustee, Executive Committee, Philadelphia Chamber of Commerce (2001-2007); Director, Viasys Health Care (January 2007-June 2007); Trustee, Pro Publica (2007-2010) (charitable organization); Trustee, Thomas Jefferson Foundation (charitable organization) (1994 to 2012).

William Searcy

 Mr. William N. Searcy is an Independent Director of DWS High Income Opportunities Fund Inc. He is Private investor since October 2003; Trustee of 22 open-end mutual funds managed by Sun Capital Advisers, Inc. (since October 1998); formerly: Pension & Savings Trust Officer, Sprint Corporation (telecommunications) (November 1989-September 2003).

Jean Stromberg

 Ms. Jean Gleason Stromberg is an Independent Director of DWS High Income Opportunities Fund Inc. She is Retired; formerly: Consultant (1997-2001); Director, Financial Markets, US Government Accountability Office (1996-1997); Partner, Fulbright & Jaworski, L.L.P. (law firm) (1978-1996); Directorships: The William and Flora Hewlett Foundation; former Directorships: Service Source, Inc., Mutual Fund Directors Forum (2002-2004), American Bar Retirement Association (funding vehicle for retirement plans) (1987-1990 and 1994-1996).

Robert Wadsworth

 Mr. Robert H. Wadsworth is an Independent Director of DWS High Income Opportunities Fund Inc. He is President, Robert H. Wadsworth & Associates, Inc. (consulting firm) (1983 to present); Director, National Horizon, Inc. (non-profit organization); Director and Treasurer, The Phoenix Boys Choir Association.

Insider Trading

Name Shares Traded Price

RUSSELL GARY A

 911 $15.49

RUSSELL GARY A

 1,600 $15.42

RUSSELL GARY A

 489 $15.42
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