People: Western Asset Mortgage Defined Opportunity Fund Inc (DMO)

DMO on New York Consolidated

26.21USD
17 May 2013
Price Change (% chg)

$-0.09 (-0.34%)
Prev Close
$26.30
Open
$26.20
Day's High
$26.43
Day's Low
$26.16
Volume
53,459
Avg. Vol
32,105
52-wk High
$27.56
52-wk Low
$21.13

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Summary

Name Age Since Current Position

R. Jay Gerken

 62 2010 Chairman of the Board, President, Chief Executive Officer

Richard Sennett

 43 2011 Principal Financial Officer

Ted Becker

 62 2010 Chief Compliance Officer

Steven Frank

 46 2010 Treasurer

Vanessa Williams

 34 2011 Identity Theft Prevention Officer

Robert Frenkel

 59 2010 Secretary, Chief Legal Officer

Jeswald Salacuse

 75 2010 Lead Independent Director

Carol Colman

 67 2010 Independent Director

Daniel Cronin

 67 2010 Independent Director

Paolo Cucchi

 72 2010 Independent Director

Leslie Gelb

 76 2010 Independent Director

William Hutchinson

 71 2010 Independent Director

Eileen Kamerick

 55 2013 Independent Director

Riordan Roett

 75 2010 Independent Director
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Biographies

Name Description

R. Jay Gerken

 Mr. R. Jay Gerken is Chairman of the Board, President, Chief Executive Officer of Western Asset Mortgage Defined Opportunity Fund Inc. He is the Managing Director, Legg Mason; Chairman, President and Chief Executive Officer of LMPFA; Chairman of the Board, Trustee, or Director of 165 funds associated with LMPFA and its affiliates (since 2006); Chairman, President and Chief Executive Officer of certain mutual funds associated with Legg Mason or its affiliates; formerly, Chairman, President and Chief Executive Officer, Travelers Investment Advisers Inc. (2002 to 2005). He is the former Trustee, Consulting Group Capital Markets Fund (2002-2006).

Richard Sennett

 Mr. Richard F. Sennett is Principal Financial Officer of Western Asset Mortgage Defined Opportunity Fund Inc. He has been Principal Financial Officer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2011); Managing Director of Legg Mason & Co. and Senior Manager of the Treasury Policy group for Legg Mason & Co.'s Global Fiduciary Platform (since 2011); formerly, Chief Accountant within the SEC's Division of Investment Management (2007 to 2011); formerly, Assistant Chief Accountant within the SEC's Division of Investment Management (2002 to 2007).

Ted Becker

 Mr. Ted P. Becker is Chief Compliance Officer of Western Asset Mortgage Defined Opportunity Fund Inc. He is Director of Global Compliance at Legg Mason (since 2006); Managing Director of Compliance at Legg Mason, (since 2005); Chief Compliance Officer with certain mutual funds associated with Legg Mason (since 2006); Managing Director of Compliance at Legg Mason or its predecessors (2002-2005). Prior to 2002, Managing Director—Internal Audit & Risk Review at Citigroup Inc.

Steven Frank

 Mr. Steven Frank is Treasurer of Western Asset Mortgage Defined Opportunity Fund Inc. He served as Vice President of Legg Mason & Co. (since 2002); Treasurer of certain funds associated with Legg Mason or its affiliates (since 2010); formerly, Controller of certain funds associated with Legg Mason or its predecessors (from 2005 to 2010); Formerly, Assistant Controller of certain mutual funds associated with Legg Mason predecessors (from 2001 to 2005).

Vanessa Williams

 Ms. Vanessa A. Williams is an Identity Theft Prevention Officer of Western Asset Mortgage Defined Opportunity Fund Inc. She has been Identity Theft Prevention Officer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2011); Chief Anti-Money Laundering Compliance Officer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2011); formerly, Assistant Vice President and Senior Compliance Officer of Legg Mason & Co. or its predecessor (2008 to 2011); formerly, Compliance Analyst of Legg Mason & Co. or its predecessor (2004 to 2008).

Robert Frenkel

 Mr. Robert I. Frenkel is Secretary, Chief Legal Officer of Western Asset Mortgage Defined Opportunity Fund Inc. He is the Managing Director and General Counsel of Global Mutual Funds for Legg Mason and its predecessor (since 1994); Secretary and Chief Legal Officer of mutual funds associated with Legg Mason (since 2003); formerly, Secretary of CFM (2001-2004).

Jeswald Salacuse

 Mr. Jeswald W. Salacuse is Lead Independent Director of Western Asset Mortgage Defined Opportunity Fund Inc. He is the member of Audit and Nominating Committees. Henry J. Braker Professor of Commercial Law and formerly Dean, The Fletcher School of Law & Diplomacy, Tufts University (since 1986); President, Arbitration Tribunal, World Bank/ICSID (since 2004). He served as Director of two registered investment companies advised by Blackstone Asia Advisors LLC ("Blackstone Asia Advisors") (since 1993).

Carol Colman

 Ms. Carol L. Colman is an Independent Director of Western Asset Mortgage Defined Opportunity Fund Inc. She is President of Colman Consulting Co.

Daniel Cronin

 Mr. Daniel P. Cronin is an Independent Director of Western Asset Mortgage Defined Opportunity Fund Inc. He is the member of Audit and Nominating Committees. He has been retired; formerly, Associate General Counsel at Pfizer, Inc.

Paolo Cucchi

 Professor Paolo M. Cucchi is an Independent Director of Western Asset Mortgage Defined Opportunity Fund Inc. He is member of Audit and Nominating Committees of the company. He is professor of Italian and French Languages, Drew University; formerly, Vice President and Dean of College of Liberal Arts at Drew University (1984-2009).

Leslie Gelb

 Mr. Leslie H. Gelb is an Independent Director of Western Asset Mortgage Defined Opportunity Fund Inc. He is the member of Audit and Nominating Committees. He served as President Emeritus and Senior Board Fellow, The Council on Foreign Relations (since 2003); formerly, President, The Council on Foreign Relations (prior to 2003); formerly, Columnist, Deputy Editorial Page Editor and Editor, Op-Ed Page, The New York Times. He also served as Director of two registered investment companies advised by Blackstone Asia Advisors (since 1994).

William Hutchinson

 Mr. William R. Hutchinson is an Independent Director of Western Asset Mortgage Defined Opportunity Fund Inc. He is member of the Nominating Committee and Chairman of the Audit Committee. He served as President, W.R. Hutchinson & Associates Inc. (consulting) and Director (Non-Executive Chairman of the Board (since December 1, 2009)), Associated Banc-Corp. (since 1994).

Eileen Kamerick

 Ms. Eileen A. Kamerick is an Independent Director of Western Asset Mortgage Defined Opportunity Fund Inc. effective Feb 01, 2013. Since October 2012, Ms. Kamerick has served as Chief Financial Officer of Press Ganey Associates, a health care informatics company. Previously, Ms. Kamerick served as Managing Director and Chief Financial Officer of Houlihan Lokey, an international investment bank, and Senior Vice President, Chief Financial Officer and Chief Legal Officer of Tecta America Corporation, the commercial roofing company in the United States. Ms. Kamerick serves as a director of Associated Banc-Corp. and Westell Technologies, Inc.

Riordan Roett

 Dr. Riordan Roett is an Independent Director of Western Asset Mortgage Defined Opportunity Fund Inc. He is member of the Audit and Nominating Committees. He is Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973).

Insider Trading

Name Shares Traded Price

WALSH STEPHEN ARTHUR

 500 $24.23

WALSH STEPHEN ARTHUR

 500 $24.23

WALSH STEPHEN ARTHUR

 1,000 $22.60

COLMAN CAROL L

 1,500 $21.68
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