People: Dividend and Income Fund (DNI)

DNI on New York Consolidated

15.33USD
22 May 2015
Change (% chg)

$0.13 (+0.86%)
Prev Close
$15.20
Open
$15.23
Day's High
$15.34
Day's Low
$15.17
Volume
41,868
Avg. Vol
30,230
52-wk High
$17.00
52-wk Low
$14.64

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Summary

Name Age Since Current Position

Thomas Winmill

55 2011 Chairman of the Board, President, Chief Executive Officer, Trustee

Thomas O'Malley

56 2011 Chief Financial Officer, Chief Accounting Officer, Vice President, Treasurer

Russell Kamerman

32 2014 Chief Compliance Officer, AML Officer, Vice President, Associate General Counsel, and Assistant Secretary

John Ramirez

37 2011 General Counsel, Chief Legal Officer, Vice President, and Secretary

Heidi Keating

55 2011 Vice President

Mark Winmill

57 2012 Vice President

Bruce Huber

84 2011 Independent Trustee

James Hunt

83 2011 Independent Trustee

Peter Werner

55 2011 Independent Trustee

Biographies

Name Description

Thomas Winmill

Mr. Thomas B. Winmill Esq. is the Chairman of the Board, President, Chief Executive Officer, Trustee of Dividend and Income Fund. He is President, Chief Executive Officer, and a Trustee or Director of the Fund, Foxby Corp., and Midas Series Trust. He is President, Chief Executive Officer, and General Counsel of the Investment Manager and Midas Management Corporation (registered investment advisers, collectively, the “Advisers”), Bexil Securities and Midas Securities (registered broker-dealers, collectively, the “Broker-Dealers”), Bexil, and Winco. He is a Director and Vice President of Self Storage Group, Inc., a Director of Bexil American Mortgage Inc. and Castle Mortgage Corporation, and Vice President of Tuxis Corporation (“Tuxis”). He is Chairman of the Investment Policy Committee of each of the Advisers (the “IPCs”), which currently manage Foxby Corp., Midas Magic, and Midas Perpetual Portfolio, and he is the sole portfolio manager of the Fund and Midas Fund. He is a member of the New York State Bar and the SEC Rules Committee of the Investment Company Institute.

Thomas O'Malley

Thomas O'Malley is the Chief Financial Officer, Chief Accounting Officer, Vice President, Treasurer of Dividend and Income Fund. He was Chief Accounting Officer, Chief Financial Officer, Vice President, and Treasurer of the other investment companies in the Fund Complex, the Advisers, the Broker-Dealers, Bexil, Winco, and Tuxis. He is a certified public accountant.

Russell Kamerman

Russell Kamerman, Esq. is the Chief Compliance Officer, AML Officer, Vice President, Associate General Counsel, and Assistant Secretary of Dividend and Income Fund. From September 2008 through December 2014, he was an attorney in private practice focusing on regulatory, compliance and other general corporate matters relating to the structure, formation and operation of investment funds and investment advisers. Since December 2014, he has served as Chief Compliance Officer, Anti Money Laundering Officer, Associate General Counsel, Vice President and Assistant Secretary of the other investment companies in the Fund Complex, the Advisers, Bexil, Tuxis, and Winco. He is a member of the New York State Bar.

John Ramirez

Mr. John F. Ramirez, Esq. is the General Counsel, Chief Legal Officer, Vice President, and Secretary of Dividend and Income Fund. He was General Counsel, Chief Legal Officer, Vice President, and Secretary of the other investment companies in the Fund Complex and Tuxis. He is Vice President, Senior Associate General Counsel, and Secretary of the Advisers, the Broker-Dealers, Bexil, and Winco. He is a member of the IPCs. He also is a member of the New York State Bar and the Investment Advisers Committee, Small Funds Committee, and the Compliance Advisory Committee of the Investment Company Institute.

Heidi Keating

Heidi Keating is the Vice President of Dividend and Income Fund. She was Vice President of the other investment companies in the Fund Complex, the Advisers, Bexil, Winco, and Tuxis. She is a member of the IPCs.

Mark Winmill

Mr. Mark C. Winmill is the Vice President of Dividend and Income Fund. He was Vice President of the other investment companies in the Fund Complex and the Advisers. He is a member of the IPCs. He is President, Chief Executive Officer, and a Director of Self Storage Group, Inc. and Tuxis. He is Executive Vice President and a Director of Winco, Vice President of Bexil, and a principal of the Broker-Dealers.

Bruce Huber

Bruce B. Huber, CLU, ChFC, MSFS is the Independent Trustee of Dividend and Income Fund. He is a former Financial Representative with New England Financial, specializing in financial, estate, and insurance matters. He is a member of the Board, emeritus, of the Millbrook School, and Chairman of the Endowment Board of the Community YMCA of Red Bank, NJ. The Fund Complex is comprised of the Fund, Foxby Corp., Self Storage Group, Inc., and Midas Series Trust which are all managed by the Investment Manager or its affiliates.

James Hunt

James E. Hunt is the Independent Trustee of Dividend and Income Fund. He Retired, Limited Partner of Hunt Howe Partners LLC, executive recruiting consultants.

Peter Werner

Peter K. Werner is the Independent Trustee of Dividend and Income Fund. Since 1996, he has been teaching, coaching, and directing a number of programs The Governor’s Academy of Byfield, MA. Currently, he serves as chair of the History Department. Previously, he held the position of Vice President in the Fixed Income Departments of Lehman Brothers and First Boston. His responsibilities included trading sovereign debt instruments, currency arbitrage, syndication, medium term note trading, and money market trading.

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