People: Energy Focus Inc (EFOI.PK)


EFOI.PK on OTC Markets Group

0.41USD
19 Jun 2013
Price Change (% chg)

$0.03 (+7.89%)
Prev Close
$0.38
Open
$0.38
Day's High
$0.41
Day's Low
$0.38
Volume
11,300
Avg. Vol
55,849
52-wk High
$0.60
52-wk Low
$0.16

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Summary

Name Age Since Current Position

James Tu

 44 2013 Executive Chairman of the Board, Principal Executive Officer

Eric Hilliard

 44 2013 President, Chief Operating Officer

Mark Plush

 62 2011 Chief Financial Officer, Vice President - Finance

Roger Buelow

 39 2005 Vice President, Chief Technology Officer

John Davenport

 67 2013 Director

Joseph Kaveski

 2013 Director

J.James Finnerty

 61 2008 Independent Director

R. Louis Schneeberger

 57 2009 Independent Director
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Biographies

Name Description

James Tu

 Mr. James Tu has been appointed as Executive Chairman of the Board, Principal Executive Officer of Energy Focus, Inc., effective April 30, 2013. Mr. Tu is the Founder, Chief Executive Officer and Chief Investment Officer of 5 Elements Global Advisors, an investment advisory and management company managing the holdings of 5 Elements Global Fund LP, a beneficial owner of more than five percent (5%) of the Company’s Common Stock, and 5 Elements Energy Efficiency Ltd, a beneficial owner of more than ten percent (10%) of the Company’s Common Stock. 5 Elements Global Advisors focuses on investing in clean energy companies with breakthrough, commercialized technologies and near-term profitability potential. He is also Co-Founder of Communal International Ltd. “(Communal”), a British Virgin Islands Company dedicated to assisting clean energy solutions companies maximize their technology and product potential, and gain access to global marketing, distribution licensing, manufacturing and financing resources. Previously he was the Director of Investment Management of Gerstein Fisher & Associates, and an equity analyst at Dolphin Asset Management Corp. Mr. Tu holds a bachelor of science in electrical engineering from Tsing-Hua University in Taiwan, and a master of business administration from Baruch College in New York. He is also a Chartered Financial Analyst.

Eric Hilliard

 Mr. Eric W. Hilliard is President, Chief Operating Officer of Energy Focus, Inc. He was appointed as acting Vice President of Finance and Chief Financial Officer of the Company on March 3, 2011. Mr. Hilliard has been employed by the Company since November 13, 2006 as the Company's Vice President of Operations and Chief Operating Officer. Prior to joining Energy Focus, Mr. Hilliard served as a Business Manager at Saint Gobain’s Aerospace Flight Structures Division from 2002 to 2006, overseeing the global sales and operation for composite flight structure components to customers such as Embraer, Gulfstream, and EADS. Other career assignments include Goodrich Aerospace, Chemical Leaman, and the HJ Heinz Company serving in operational and international roles throughout his career.

Mark Plush

 Mr. Mark J. Plush is Vice President of Finance and Chief Financial Officer of Energy Focus Inc. Mr. Plush brings over 28 years of financial management experience with Keithley Instruments, the last twelve years as Vice President and Chief Financial Officer. Prior to his role as CFO for Keithley Instruments, Mr. Plush served as Corporate Controller for sixteen years.

Roger Buelow

 Mr. Roger F. Buelow is Chief Technology Officer, Vice President of Energy Focus, Inc. He served as the Vice President of Engineering from February, 2003 to July, 2005. Prior to joining Energy Focus, Mr. Buelow was the director of engineering at Unison Fiber Optic Lighting Systems, LLC from 1998 to 1999.

John Davenport

 Mr. John M. Davenport is Director of Energy Focus Inc. He served as President of the Company. He joined the Company in November 1999 as Vice President and Chief Technology Officer and was appointed Chief Operating Officer from July 2003 to July 2005, and as Chief Executive Officer from July 2005 until May 2008, at which time he was appointed President of the Company. Prior to joining Energy Focus, Mr. Davenport served as President of Unison Fiber Optic Lighting Systems, LLC, from 1998 to 1999. Mr. Davenport began his career at GE Lighting in 1972 as a research physicist and thereafter served 25 years in various capacities including GE Lighting’s research and development manager and as development manager for high performance LED projects.

Joseph Kaveski

 Mr. Joseph G. Kaveski is Director of Energy Focus Inc. He served as Chief Executive Officer of the Company. He joined the Company in April 2008 as Vice President for Business Development and Global Marketing. On May 6, 2008 the Company’s Board of Directors appointed him as Chief Executive Officer. Prior to joining Energy Focus, Mr. Kaveski led his own strategic engineering consulting business, TGL Company. As a consultant, he worked with Energy Focus on strategic planning initiatives from September 2007 to April 2008. From November 2004 through February 2006, Mr. Kaveski was Vice President of Energy Management Services and Strategic Projects and a member of the senior management team at Johnson Controls, Inc., in automotive experience, building efficiency and power solutions.

J.James Finnerty

 Mr. J. James Finnerty is Independent Director of Energy Focus Inc. Mr. Finnerty is a retired Financial Services executive having served most recently as a Managing Director of European-American Equities, a New York City-based investment bank, from June 2009 to June 2011. Mr. Finnerty’s career spanned more than 35 years in the institutional money management community and included positions at Bank Boston, Kidder Peabody, Hambrecht and Quist, Deutsche Bank, Merriman, Curhan, and Ford, and the American Institute for Economic Research. Mr. Finnerty has a Master’s in Business Administration from Cornell University’s Johnson School of Management and a Bachelor of Arts in Economics and Psychology from Boston College. Mr. Finnerty is NASD Series 7 and 63 licensed.

R. Louis Schneeberger

 Mr. R. Louis Schneeberger is Independent Director of Energy Focus, Inc. Mr. Schneeberger is currently the Chief Financial Officer of Panther Expedited Services, Inc. Mr. Schneeberger has been an owner, shareholder, and Chief Financial Officer of Olympic Steel, Inc. He has also served as Chairman of the Board of Royal Appliance Manufacturing Company, Inc. and Chief Financial Officer of OM Group, Inc. Mr. Schneeberger has also assisted many other companies such as Libra Industries, Inc., Austin Powder Company, Peco II, Inc. and Knowledge Investment Partners as a board member or consultant. Mr. Schneeberger began his career with Arthur Andersen, LLP where his tenure spanned ten years with a focus on Mergers and Acquisitions and SEC matters.

Basic Compensation

Name Fiscal Year Total

James Tu

 --

Eric Hilliard

 205,153

Mark Plush

 --

Roger Buelow

 205,422

John Davenport

 356,036

Joseph Kaveski

 302,224

J.James Finnerty

 --

R. Louis Schneeberger

 --
As Of 30 Dec 2011

Options Compensation

Name Options Value

James Tu

 0 0

Eric Hilliard

 0 0

Mark Plush

 0 0

Roger Buelow

 48,750 121,251

John Davenport

 435,000 401,800

Joseph Kaveski

 0 0

J.James Finnerty

 0 0

R. Louis Schneeberger

 0 0

Insider Trading

Name Shares Traded Price

PLUSH MARK J

 19,796 $0.13

GELBAUM DAVID

 2,400 $0.19

KAVESKI JOSEPH G

 33,089 $0.17

KAVESKI JOSEPH G

 13,719 $0.41

HILLIARD ERIC W

 10,428 $0.41

GELBAUM DAVID

 3,965,000 $0.40
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