People: E*TRADE Financial Corp (ETFC.O)
ETFC.O on Nasdaq
11.90USD
17 Jun 2013
11.90USD
17 Jun 2013
Price Change (% chg)
$0.46 (+4.02%)
$0.46 (+4.02%)
Prev Close
$11.44
$11.44
Open
$11.54
$11.54
Day's High
$11.97
$11.97
Day's Low
$11.51
$11.51
Volume
3,696,273
3,696,273
Avg. Vol
4,190,063
4,190,063
52-wk High
$11.99
$11.99
52-wk Low
$7.08
$7.08
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Rodger Lawson |
66 | 2013 | Independent Non-Executive Chairman of the Board |
Navtej Nandra |
46 | 2013 | President |
Paul Idzik |
52 | 2013 | Chief Executive Officer, Director |
Matthew Audette |
38 | 2011 | Chief Financial Officer, Executive Vice President |
Liza Landsman |
2013 | Chief Marketing Officer | |
Frederick Kanner |
70 | 2008 | Independent Director |
James Lam |
52 | 2012 | Independent Director |
Rebecca Saeger |
58 | 2012 | Independent Director |
Joseph Sclafani |
64 | 2008 | Independent Director |
Joseph Velli |
55 | 2010 | Independent Director |
Donna Weaver |
69 | 2003 | Independent Director |
Stephen Willard |
52 | 2005 | Independent Director |
Biographies
| Name | Description |
|---|---|
Rodger Lawson |
Mr. Rodger A. Lawson is Independent Non-Executive Chairman of the Board of E*TRADE Financial Corp., since May 9, 2013. Mr. Lawson is a retired financial services executive who most recently served as President and CEO of Fidelity Investments – Financial Services. Prior to joining Fidelity, Mr. Lawson served in several senior executive roles with Prudential Financial including Vice Chairman of Prudential Financial. He has held numerous other executive positions in financial services, including President and CEO of Van Eck Global, and President, CEO and Partner of Global Private Banking at Bankers Trust Asset Management. Previously, Mr. Lawson was President and CEO of Fidelity Investments Retail Group, and CEO of the Dreyfus Service Corporation. Mr. Lawson is currently on the board of directors of UnitedHealth Group, Inc., where his appointment was endorsed by CalPERS, the US public pension fund, for its practices nomination process. Mr. Lawson is a member of the E*TRADE Bank board. He previously served in board roles for the Dreyfus Service Corporation, Fidelity Investments, and Van Eck Global. Mr. Lawson earned a Bachelor of Arts from London University and a Master of Science from Bradford University. |
Navtej Nandra |
Mr. Navtej S. Nandra has been appointed as President of E*TRADE Financial Corporation effective May 1, 2013. Mr. Nandra joins the Company from Morgan Stanley, where he served as Head of International for Morgan Stanley Investment Management. Prior to joining Morgan Stanley in 2010, Mr. Nandra held senior management roles at Merrill Lynch, serving as Head of Diversified Financial Services and Chief Operating Officer within the Global Wealth Management private client business from 2007 to 2009 and, prior to that, as the Chief Operating Officer of the Global Markets and Investment Banking business. |
Paul Idzik |
Mr. Paul T. Idzik is Chief Executive Officer, Director of E*Trade Financial Corporation, since January 22, 2013. Prior to joining the Company, Mr. Idzik was Group Chief Executive of DTZ Holdings PLC in London from November 2008 to August 2011. He also spent 10 years at Barclays PLC, first as Chief Administration Officer and then Chief Operating Officer at Barclays Capital Group, and then as Group Chief Operating Officer of Barclays PLC. Mr. Idzik began his career as a consultant and spent over a decade with Booz Allen Hamilton, Inc. Mr. Idzik is on the Board of Trustees of Oxford Philomusica, Oxford’s professional symphony orchestra. Mr. Idzik has a B.A. in Economics and Computer Applications from the University of Notre Dame and an MBA in Finance and Accounting from the University of Chicago. He is President of E*TRADE Bank and a member of the E*TRADE Bank board. |
Matthew Audette |
Mr. Matthew J. Audette is Chief Financial Officer, Executive Vice President of E*TRADE Financial Corp., since January 2011. Mr. Audette joined E*TRADE in 2000, when the Company acquired Telebank, where he served as Controller in the Capital Markets department. Mr. Audette served from 2005 through 2010 as Senior Vice President, Corporate Controller. Prior to 2005, he served as Controller of E*TRADE Bank and Chief Financial Officer of E*TRADE Bank, a position he continues to hold. Mr. Audette also serves as Chief Financial Officer and as a board member of several of the Company’s other subsidiaries. He was also interim Chief Financial Officer in 2008. Since October 2011, he has served on the Board of Network for Teaching Entrepreneurship. He began his career in public accounting at KPMG and holds a Bachelor of Science in accounting from Virginia Tech. |
Liza Landsman |
Ms. Liza Landsman has been appointed as Chief Marketing Officer of E*Trade Financial Corporation effective April 30, 2013. Ms. Landsman brings a knowledge, with over 18 years of experience driving customer engagement strategies, including through internet, mobile, digital and social media. Most recently, Ms. Landsman worked at Blackrock as Global Head of Digital where she was responsible for defining, analyzing, and executing the digital marketing strategy. This followed 10 years in senior management positions at Citigroup, where she focused primarily on driving engagement across customer channels, especially internet and mobile platforms, Ms. Landsman also previously served as an Operating Partner for Bravas Partners. |
Frederick Kanner |
Mr. Frederick W. Kanner is Independent Director of E*TRADE Financial Corp., since April 2, 2008. Mr. Kanner is Senior Of Counsel at the law firm of Covington & Burling LLP in New York City. He was a partner in the law firm of Dewey Ballantine LLP and subsequently Dewey & LeBoeuf LLP from 1976 until he retired from the full-time practice of law at the end of 2009 and was Of Counsel until May 2012. He served as Chairman of Dewey’s Corporate Finance practice for more than 15 years and as a member of its Management Committee for 20 years. He is a member of the board of directors of National Benefit Life Insurance Company, where he serves as Chairman of the Audit Committee, and the Lawyers’ Committee for Civil Rights Under Law. Mr. Kanner received a Bachelor of Arts degree in economics from the University of Virginia and a Juris Doctor from the Georgetown University Law Center. Mr. Kanner is a member of the E*TRADE Bank board, the Audit Committee, the Compensation Committee and the Governance Committee. |
James Lam |
Mr. James Lam is Independent Director of E*TRADE Financial Corp., since November 14, 2012. Mr. Lam previously served as Founder and President of ERisk, Chief Risk Officer of Fidelity Investments, and Chief Risk Officer of GE Capital Markets Services, Inc. Mr. Lam is currently President of James Lam & Associates, a firm focused on corporate governance and risk management. He is the author of Enterprise Risk Management (Wiley, 2003). Mr. Lam graduated summa cum laude with a BBA from Baruch College in 1983, and received an MBA with honors from UCLA in 1989. In 2004, he was appointed Senior Research Fellow at Peking University. Mr. Lam has taught MBA classes at Babson College and the Hult International Business School, and has guest lectured at Harvard Business School. Mr. Lam is a member of the E*TRADE Bank board, a member and Chair of the Risk Oversight Committee and a member of the Audit Committee. |
Rebecca Saeger |
Ms. Rebecca Saeger is Independent Director of E*TRADE Financial Corp., since February 10, 2012. Ms. Saeger served as Executive Vice President at Charles Schwab from 2004 through 2010, most recently as Chief Marketing Officer. Prior to joining Charles Schwab, she was Executive Vice President Marketing at Visa U.S.A. Previously, Ms. Saeger was Senior Vice President and head of Account Management at Foote, Cone & Belding, and Senior Vice President at Ogilvy & Mather. She has served on the board of directors as Chair of the Association of National Advertisers (ANA). She received a Bachelor of Arts from Muhlenberg College and an MBA from the Wharton School at the University of Pennsylvania. Ms. Saeger is member of the E*TRADE Bank board and a member of the Governance Committee and Compensation Committee. |
Joseph Sclafani |
Mr. Joseph L. Sclafani is Independent Director of E*TRADE Financial Corp., since June 30, 2008. Mr. Sclafani is former Executive Vice President and Controller of JPMorgan Chase & Co. His 38 years of experience include 27 years at JPMorgan Chase & Co. and its predecessors, serving most recently as Corporate Controller responsible for corporate financial operations, regulatory reporting, financial accounting and reporting and accounting policies. Mr. Sclafani also spent 11 years at KPMG as a certified public accountant. He earned a Bachelor of Arts degree from St. Francis College in Brooklyn and completed post-graduate studies in finance at Bernard Baruch. Mr. Sclafani is a member of the E*TRADE Bank board, a member and the Chair of the Audit Committee. |
Joseph Velli |
Mr. Joseph M. Velli is Independent Director of E*TRADE Financial Corp. Mr. Velli is the Chairman and Chief Executive Officer of ConvergEx Group, LLC ("ConvergEx"), a global provider of software products and technology services to asset managers and financial intermediaries. Mr. Velli was formerly Senior Executive Vice President of The Bank of New York and Chief Executive Officer of BNY Securities Group. During his tenure with the Bank of New York, Mr. Velli led Global Issuer Services, Global Custody and related Investor Services, Consumer Banking and Global Marketing and Sales. He was also Sector Head of Global Issuer Services and Senior Executive Vice President, responsible for Consumer Banking at the Bank of New York. Prior to joining The Bank of New York, Mr. Velli was head of Citibank's Depositary Receipt business. He currently serves on the board of Paychex, Inc. Mr. Velli holds an M.B.A. in Finance from Fairleigh Dickinson University and a B.A. in accounting from William Paterson University of New Jersey. |
Donna Weaver |
Ms. Donna L. Weaver is Independent Director of E*TRADE Financial Corp., since April 2003. Ms. Weaver is Chairman of MxSecure, Inc., a provider of internet-based transcription, electronic health record and speech recognition services and software to medical practices nationwide. A Certified Management Accountant, Ms. Weaver received a Bachelor of Science from the University of Arizona in Economics and Finance and a Master of Science in Management from the Stanford Graduate School of Business. Ms. Weaver has served on the boards of several public and private companies during her career. Ms. Weaver is a member of the E*TRADE Bank board, a member and Chair of the Governance Committee and a member of the Risk Oversight Committee and the Audit Committee. |
Stephen Willard |
Mr. Stephen H. Willard is Independent Director of E*TRADE Financial Corp., since April 2005. He is the President of Flamel Technologies, Inc., a subsidiary of Flamel Technologies S.A., a biopharmaceutical company on whose board of directors he also serves. Mr. Willard has experience in bank regulatory matters and previously served as Associate Director of Resolutions of the Federal Deposit Insurance Corporation (“FDIC”). He also worked as an investment banker and as an attorney in private practice. From June 2000 until joining the Company’s board, Mr. Willard served as an independent member of the board of directors of ETB Holdings, Inc. and E*TRADE Bank and is currently a member of the E*TRADE Bank board. Mr. Willard received a Bachelor of Arts degree from Williams College and a Juris Doctorate from Yale Law School. He is a member of the Audit Committee, the Finance and Risk Oversight Committee, and the Nominating and Governance Committee. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Rodger Lawson |
-- |
Navtej Nandra |
-- |
Paul Idzik |
-- |
Matthew Audette |
2,107,210 |
Liza Landsman |
-- |
Frederick Kanner |
-- |
James Lam |
-- |
Rebecca Saeger |
-- |
Joseph Sclafani |
-- |
Joseph Velli |
-- |
Donna Weaver |
-- |
Stephen Willard |
-- |
As Of 30 Dec 2012
Options Compensation
| Name | Options | Value |
|---|---|---|
Rodger Lawson |
0 | 0 |
Navtej Nandra |
0 | 0 |
Paul Idzik |
0 | 0 |
Matthew Audette |
0 | 0 |
Liza Landsman |
0 | 0 |
Frederick Kanner |
0 | 0 |
James Lam |
0 | 0 |
Rebecca Saeger |
0 | 0 |
Joseph Sclafani |
0 | 0 |
Joseph Velli |
0 | 0 |
Donna Weaver |
0 | 0 |
Stephen Willard |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
LAWSON RODGER A |
4,479 | $11.16 |
SCLAFANI JOSEPH L |
4,575 | $0.00 |
LAWSON RODGER A |
4,575 | $0.00 |
VELLI JOSEPH M |
4,575 | $0.00 |
WEAVER DONNA L |
4,575 | $0.00 |
WILLARD STEPHEN H |
4,575 | $0.00 |
LAM JAMES |
4,575 | $0.00 |
SAEGER REBECCA |
4,575 | $0.00 |
KANNER FREDERICK WILKINSON |
4,575 | $0.00 |
CURCIO MICHAEL JOHN |
8,774 | $11.03 |
UTTON NICHOLAS A |
6,221 | $11.03 |
AUDETTE MATTHEW J |
3,925 | $11.03 |
UTTON NICHOLAS A |
3,875 | $10.97 |
CURCIO MICHAEL JOHN |
5,075 | $10.97 |
AUDETTE MATTHEW J |
705 | $10.97 |
UTTON NICHOLAS A |
10,447 | $10.97 |
CURCIO MICHAEL JOHN |
14,903 | $10.97 |
AUDETTE MATTHEW J |
6,075 | $10.97 |
UTTON NICHOLAS A |
68,712 | $0.00 |
CURCIO MICHAEL JOHN |
91,617 | $0.00 |
AUDETTE MATTHEW J |
82,455 | $0.00 |
IDZIK PAUL THOMAS |
875,912 | $0.00 |
AUDETTE MATTHEW J |
3,647 | $9.20 |
LAM JAMES |
3,184 | $0.00 |
PETRILLI FRANK J |
119,250 | $8.39 |
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