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Eaton Vance Corp (EV.N)

EV.N on New York Stock Exchange

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Summary

Name Age Since Current Position

Thomas Faust

58 2007 Chairman of the Board, President, Chief Executive Officer

Laurie Hylton

49 2012 Chief Financial Officer, Vice President, Chief Accounting Officer

Matthew Witkos

49 2007 President of Eaton Vance Distributors, Inc.

Edward Perkin

43 2014 Chief Equity Investment Officer, Vice President

Payson Swaffield

60 2007 Chief Income Investment Officer, Vice President

Jeffrey Beale

59 1999 Vice President, Chief Administrative Officer

Frederick Marius

52 2008 Vice President, Chief Legal Officer, Secretary

Leo Higdon

69 2000 Lead Independent Director

Brian Langstraat

47 2014 Director

Ann Berman

63 2006 Independent Director

Dorothy Puhy

64 2006 Independent Director

Winthrop Smith

66 2004 Independent Director

Richard Spillane

66 2009 Independent Director

Daniel Cataldo

Treasurer

Biographies

Name Description

Thomas Faust

Mr. Thomas E. Faust, Jr., is Chairman of the Board, President, Chief Executive Officer since November 2007 and President since January 2006 of Eaton Vance Corp. He served as Chief Investment Officer from November 2001 until October 2007. He was Executive Vice President of the Company from January 2000 through January 2006 and a Vice President of the Company from December 1987 to January 2000. He has been a Director of the Company since January 2002. Mr. Faust serves as a member of the Executive and Management Committees established by the Company’s Board of Directors. Based on Mr. Faust’s extensive business and investment experience and position as the Company’s Chief Executive Officer, the Company’s Board of Directors concluded that Mr. Faust should serve as a Director of Eaton Vance Corp.

Laurie Hylton

Ms. Laurie G. Hylton is Chief Financial Officer since March 2012, Vice President since June 1994 and Chief Accounting Officer since October 1997 of Eaton Vance Corp. She was the Internal Auditor of the Company from June 1994 to October 1997. Ms. Hylton is a member of the Company’s Management Committee.

Matthew Witkos

Mr. Matthew J. Witkos is President of Eaton Vance Distributors, Inc., subsidiary of Eaton Vance Corp., since May 2007. Mr. Witkos is a member of the Company’s Management Committee.

Edward Perkin

Mr. Edward J. Perkin is the Vice President and Chief Equity Investment Officer of the company since April 2014. Mr. Perkin joined Eaton Vance from Goldman Sachs Asset Management, an investment and advisory solutions firm, where he had been Chief Investment Officer of International and Emerging Markets Equity since August 2012 and was Chief Investment Officer of European Equity and lead portfolio manager for European Equity from April 2008 through August 2012. Mr. Perkin is a member of the Company’s Management Committee.

Payson Swaffield

Mr. Payson F. Swaffield is Chief Income Investment Officer since November 2007 and Vice President since August 1990 of Eaton Vance Corp. Mr. Swaffield is a member of the Company’s Management Committee.

Jeffrey Beale

Mr. Jeffrey P. Beale is Vice President since June 1998, Chief Administrative Officer since November 1999 of Eaton Vance Corp. Mr. Beale is a member of the Company’s Management Committee.

Frederick Marius

Mr. Frederick S. Marius is Vice President since April 2004, Chief Legal Officer since June 2008 and Secretary of Eaton Vance Corp. Mr. Marius is a member of the Company’s Management Committee. Mr. Marius served as Deputy Chief Legal Officer of the Company from November 2007 to June 2008 and has been an attorney with the Company since April 2004.

Leo Higdon

Mr. Leo I. Higdon, Jr., is Lead Independent Director of Eaton Vance Corp., since January 2000. He serves as a member of the Compensation and Executive Committees established by the Company’s Board of Directors. Mr. Higdon served as President of Connecticut College from June 2006 to December 2013 and as President of the College of Charleston from September 2001 to June 2006. Mr. Higdon has been a Director of HealthSouth Corporation since 2004, where he is currently Chairman of the Board. Mr. Higdon has also served as a Director of Citizens Financial Group, Inc. since September 2014. Mr. Higdon’s extensive leadership experience at Connecticut College and the College of Charleston provides him with valuable insight on running large organizations. This experience led the Company’s Board of Directors to conclude he should serve as a Director of Eaton Vance Corp.

Brian Langstraat

Mr. Brian D. Langstraat is Director of Eaton Vance Corp., since July 9, 2014 and Chief Executive Officer of Parametric Portfolio Associates LLC since June 2001. He was Managing Director and Chief Operating Officer of Parametric from 1997 to May 2001. He has served as a Director of the Company since July 2014. Based on Mr. Langstraat’s extensive business experience and position as Chief Executive Officer of Parametric, the Company’s Board of Directors concluded that Mr. Langstraat should serve as a Director of Eaton Vance Corp.

Ann Berman

Ms. Ann E. Berman is an Independent Director of Eaton Vance Corp since January 2006. She is Chairwoman of the Audit Committee and serves as a member of the Compensation and Nominating and Governance Committees established by the Company’s Board of Directors. Ms. Berman served as a Senior Advisor at Harvard University from April 2006 to June 2009 and served as Harvard University’s Vice President for Finance and Chief Financial Officer from October 2002 to April 2006. Ms. Berman has also been a Director of Loews Corporation since 2006 and Cantel Medical Corp. since March 2011. Ms. Berman’s extensive financial experience, including that of Chief Financial Officer at Harvard University, led the Company’s Board of Directors to conclude that Ms. Berman should serve as a Director of Eaton Vance Corp.

Dorothy Puhy

Ms. Dorothy E. Puhy is an Independent Director of Eaton Vance Corp., since April 2006. She is Chairwoman of the Nominating and Governance Committee established by the Company’s Board of Directors and serves as a member of the Audit Committee. Ms. Puhy has served as Executive Vice President and Chief Operating Officer of Dana-Farber Cancer Institute, a cancer treatment and research center, since July 2012. Prior to taking the role of Chief Operating Officer, Ms. Puhy served as Chief Financial Officer of Dana-Farber Cancer Institute from March 2004 until July 2012. Ms. Puhy has been a Director of Abiomed, Inc. since 2003, where she is currently lead independent Director and Chair of the Audit Committee. Ms. Puhy has also served as a Director of Blue Cross Blue Shield of Massachusetts since September 2012. Ms. Puhy’s extensive experience in the areas of finance, strategic planning and business led the Company’s Board of Directors to conclude that Ms. Puhy should serve as a Director of Eaton Vance Corp.

Winthrop Smith

Mr. Winthrop H. Smith, Jr., is an Independent Director of Eaton Vance Corp., since April 2004. He is Chairman of the Compensation Committee and serves as a member of the Nominating and Governance and Audit Committees established by the Company’s Board of Directors. Mr. Smith has served as Chairman of WHS Holdings, LLC, a private investment firm, since June 2002. Mr. Smith has also been a Director of AGF Management Ltd. since 2002. He was formerly an Executive Vice President of Merrill Lynch & Co., a wealth management firm. Mr. Smith’s financial and leadership experience at Merrill Lynch & Co. provides him with valuable insights on running a large, complex financial services company with diverse worldwide operations. The Board concluded that Mr. Smith should serve as a Director of Eaton Vance Corp. based upon that experience.

Richard Spillane

Mr. Richard A. Spillane, Jr., is an Independent Director of Eaton Vance Corp., since April 2009. He serves as a member of the Executive, Nominating and Governance, and Compensation Committees established by the Company’s Board of Directors. Mr. Spillane has been an Adjunct Professor at Babson College since 2008. Mr. Spillane served as President of Strategic Advisors Inc., a Registered Investment Advisor subsidiary of Fidelity Investments, from 2005 to 2007. Mr. Spillane’s experience at Fidelity Investments provides him with valuable insights into the financial services industry. The Board concluded that Mr. Spillane should serve as a Director of Eaton Vance Corp. based upon that experience.

Daniel Cataldo

Basic Compensation

Options Compensation

Name Options Value

Thomas Faust

1,979,514 27,617,610

Laurie Hylton

35,143 404,951

Matthew Witkos

31,986 571,504

Edward Perkin

0 0

Payson Swaffield

112,270 1,355,780

Jeffrey Beale

80,000 1,340,120

Frederick Marius

0 0

Leo Higdon

0 0

Brian Langstraat

40,573 3,637,750

Ann Berman

0 0

Dorothy Puhy

0 0

Winthrop Smith

0 0

Richard Spillane

0 0

Daniel Cataldo

0 0