People: First Trust Dividend and Income Fund (FAV)

FAV on New York Consolidated

8.79USD
17 Apr 2014
Price Change (% chg)

$0.01 (+0.12%)
Prev Close
$8.78
Open
$8.85
Day's High
$8.85
Day's Low
$8.75
Volume
14,116
Avg. Vol
30,921
52-wk High
$8.87
52-wk Low
$7.70

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Summary

Name Age Since Current Position

James Bowen

58 2011 Chairman of the Board of Trustees

Mark Bradley

56 2011 President, Chief Executive Officer

James Dykas

48 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Kristi Maher

47 2011 Chief Compliance Officer, Assistant Secretary

Daniel Lindquist

44 2005 Vice President

Donald Swade

40 2012 Assistant Treasurer

Katherine Urevig

48 2012 Assistant Treasurer

Christopher Fallow

34 2006 Assistant Vice President

Coleen Lynch

55 2008 Assistant Vice President

W. Scott Jardine

53 2010 Secretary

Rosanne Gatta

58 2011 Assistant Secretary

Erin Klassman

37 2009 Assistant Secretary

Robert Keith

57 2012 Lead Independent Trustee

Richard Erickson

62 2004 Independent Trustee

Thomas Kadlec

56 2004 Independent Trustee

Niel Nielson

59 2011 Independent Trustee

Biographies

Name Description

James Bowen

Mr. James A. Bowen is Chairman of the Board of Trustees of First Trust Active Dividend Income Fund. He is the Chief Executive Officer (December 2010 to Present), President (until December 2010), First Trust Advisors L.P. and First Trust Portfolios L.P.; Chairman of the Board of Directors, BondWave LLC (Software Development Company/Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor).

Mark Bradley

Mr. Mark R. Bradley is President and Chief Executive Officer of First Trust Active Dividend Income Fund. He served as the Chief Financial Officer, Chief Operating Officer (December 2010 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Chief Financial Officer, BondWave LLC (Software Development Company/Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor).

James Dykas

Mr. James M. Dykas is Chief Financial Officer, Chief Accounting Officer, Treasurer of First Trust Active Dividend Income Fund. He served as the Controller (January 2011 to Present), Senior Vice President (April 2007 to Present), Vice President (January 2005 to April 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Kristi Maher

Ms. Kristi A. Maher is Chief Compliance Officer, Assistant Secretary of First Trust Active Dividend Income Fund. She is Deputy General Counsel (May 2007 to Present), Assistant General Counsel (March 2004 to May 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Daniel Lindquist

Mr. Daniel J. Lindquist is Vice President of First Trust Active Dividend Income Fund. He is Senior Vice President (September 2005 to Present), Vice President (April 2004 to September 2005), First Trust Advisors L.P. and First Trust Portfolios L.P.

Donald Swade

Mr. Donald P. Swade is Assistant Treasurer of First Trust Active Dividend Income Fund. He is Vice President (April 2012 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (September 2006 to April 2012), Guggenheim Funds Investment Advisors, LLC and Claymore Securities, Inc. (Investment Advisor).

Katherine Urevig

Ms. Katherine Urevig is Assistant Treasurer of First Trust Active Dividend Income Fund. She is Vice President (June 2007 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (December 2002 to May 2007), Van Kampen Asset Management and Morgan Stanley Investment Management (Investment Advisor).

Christopher Fallow

Mr. Christopher R. Fallow is Assistant Vice President of First Trust Active Dividend Income Fund. He is Assistant Vice President (August 2006 to Present), Associate (January 2005 to August 2006), First Trust Advisors L.P. and First Trust Portfolios L.P.

Coleen Lynch

Mr. Coleen D. Lynch is Assistant Vice President of First Trust Active Dividend Income Fund. He is Assistant Vice President (January 2008 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (May 1998 to January 2008), Van Kampen Asset Management and Morgan Stanley Investment Management.

W. Scott Jardine

Mr. W. Scott Jardine is Secretary of First Trust Active Dividend Income Fund. He served as the General Counsel, First Trust Advisors L.P., First Trust Portfolios L.P. and BondWave LLC (August 2009 to Present) (Software Development Company/Investment Advisor); Secretary of Stonebridge Advisors LLC (Investment Advisor).

Rosanne Gatta

Ms. Rosanne Gatta is Assistant Secretary of First Trust Active Dividend Income Fund. She is Board Liaison Associate (July 2010 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Assistant Vice President (February 2001 to July 2010), PNC Global Investment Servicing.

Erin Klassman

Ms. Erin E. Klassman is Assistant Secretary of First Trust Active Dividend Income Fund. She served as the Assistant General Counsel (October 2007 to Present), Associate Counsel (March 2006 to October 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Robert Keith

Mr. Robert F. Keith is Lead Independent Trustee of First Trust Active Dividend Income Fund. He served as the President (2003 to Present), Hibs Enterprises (Financial and Management Consulting).

Richard Erickson

Dr. Richard E. Erickson, M.D., is Independent Trustee of First Trust Active Dividend Income Fund. He is the Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC.

Thomas Kadlec

Mr. Thomas R. Kadlec is Independent Trustee of First Trust Active Dividend Income Fund. He is the President (March 2010 to Present), Senior Vice President and Chief Financial Officer (May 2007 to March 2010), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc. (Futures Commission Merchant).

Niel Nielson

Dr. Niel B. Nielson, Ph.D., is Independent Trustee of First Trust Active Dividend Income Fund. He served as the President (June 2002 to Present), Covenant College.
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