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People: First Trust Dividend and Income Fund (FAV)

FAV on New York Consolidated

8.87USD
25 May 2016
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Summary

Name Age Since Current Position

James Bowen

60 2011 Chairman of the Board of Trustees

Mark Bradley

58 2011 President, Chief Executive Officer

James Dykas

50 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Kristi Maher

49 2011 Chief Compliance Officer, Assistant Secretary

Daniel Lindquist

45 2005 Vice President

W. Scott Jardine

55 2013 Secretary, Chief Legal Officer

Robert Keith

59 2012 Lead Independent Trustee

Richard Erickson

64 2004 Independent Trustee

Thomas Kadlec

58 2004 Independent Trustee

Niel Nielson

62 2011 Independent Trustee

Biographies

Name Description

James Bowen

Mr. James A. Bowen is Chairman of the Board of Trustees of First Trust Dividend And Income Fund. and Chief Executive Officer of First Trust Advisors and First Trust Portfolios L.P. Until January 23, 2012, he served as President and Chief Executive Officer of the First Trust Funds. Mr. Bowen also serves on the Executive Committee. He has over 31 years of experience in the investment company business in sales, sales management and executive management. Mr. Bowen has served as a Trustee of each Fund since its inception and of the First Trust Funds since 1999. On September 5, 2014, Mr. Bowen transferred to Susan R. Bowen 13 Units of Grace Partners of DuPage L.P., an Illinois limited partnership and the limited partner of First Trust Advisors, pursuant to a court order.

Mark Bradley

Mr. Mark R. Bradley is President and Chief Executive Officer of First Trust Dividend And Income Fund. He served as the Chief Financial Officer and Chief Operating 120 East Liberty Drive, Suite 400 Chief Executive Officer (December 2010 to Present), First Wheaton, IL 60187 Officer Since 2004 Trust Advisors L.P. and First Trust DOB: 11/57 Portfolios L.P.; Chief Financial Officer, BondWave LLC (Software Development Company/ Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor)

James Dykas

Mr. James M. Dykas is Chief Financial Officer, Chief Accounting Officer, Treasurer of First Trust Dividend And Income Fund. He served as the Controller (January 2011 to Present), Senior Vice President (April 2007 to Present), Vice President (January 2005 to April 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Kristi Maher

Ms. Kristi A. Maher is Chief Compliance Officer, Assistant Secretary of First Trust Dividend And Income Fund. She is Deputy General Counsel, First Trust Advisors 120 East Liberty Drive, Suite 400 Secretary and L.P. and First Trust Portfolios L.P.

Daniel Lindquist

Mr. Daniel J. Lindquist is Vice President of First Trust Dividend And Income Fund. He is Managing Director (July 2012 to Present), 120 East Liberty Drive, Suite 400 Senior Vice President (September 2005 to July Wheaton, IL 60187 Since 2005 2012), First Trust Advisors L.P. and First DOB: 2/70 Trust Portfolios L.P.

W. Scott Jardine

Mr. W. Scott Jardine Esq. is Secretary, Chief Legal Officer of First Trust Dividend And Income Fund. He served as the General Counsel, First Trust Advisors L.P., First Trust Portfolios L.P. and BondWave LLC (August 2009 to Present) (Software Development Company/Investment Advisor); Secretary of Stonebridge Advisors LLC (Investment Advisor).

Robert Keith

Mr. Robert F. Keith is Lead Independent Trustee of First Trust Dividend And Income Fund. He served as the President of Hibs Enterprises, a financial and management consulting firm. Mr. Keith has been with Hibs Enterprises since 2003. Prior thereto, Mr. Keith spent 18 years with ServiceMaster and Aramark, including three years as President and COO of ServiceMaster Consumer Services, where he led the initial expansion of certain products overseas, five years as President and COO of ServiceMaster Management Services Company and two years as President of Aramark ServiceMaster Management Services. Mr. Keith is a certified public accountant and also has held the positions of Treasurer and Chief Financial Officer of ServiceMaster, at which time he oversaw the financial aspects of ServiceMaster's expansion of its Management Services division into Europe, the Middle East and Asia. Mr. Keith has served as a Trustee of the First Trust Funds since June 2006. Mr. Keith has also served as Chairman of the Audit Committee (2008 - 2009), Chairman of the Nominating and Governance Committee (2010 - 2011) and Lead Independent Trustee (2012 - 2013) of the First Trust Funds. He currently serves as Chairman of the Valuation Committee (since January 1, 2014) and as a member of the Executive Committee and the Dividend and Pricing Committee (since January 22, 2014) of the First Trust Funds.

Richard Erickson

Dr. Richard E. Erickson, M.D., is Independent Trustee of First Trust Dividend And Income Fund. He He also has been a co-owner and director of a fitness center and a limited partner of two real estate companies. Dr. Erickson has served as a Trustee of each Fund since its inception and of the First Trust Funds since 1999. Dr. Erickson has also served as the Lead Independent Trustee (2008 - 2009), Chairman of the Nominating and Governance Committee (2003 - 2007), Chairman of the Valuation Committee (June 2006 - 2007 and 2010 - 2011) and Chairman of the Audit Committee (2012 - 2013) of the First Trust Funds. He currently serves as Chairman of the Nominating and Governance Committee (sinceJanuary 1, 2014) of the First Trust Funds.

Thomas Kadlec

Mr. Thomas R. Kadlec is Independent Trustee of First Trust Dividend And Income Fund. He is the President of ADM Investor Services Inc. ("ADMIS"), a futures commission merchant and wholly-owned subsidiary of the Archer Daniels Midland Company ("ADM"). Mr. Kadlec has been employed by ADMIS and its affiliates since 1990 in various accounting, financial, operations and risk management capacities. Mr. Kadlec serves on the boards of several international affiliates of ADMIS and is a member of ADM's Integrated Risk Committee, which is tasked with the duty of implementing and communicating enterprise-wide risk management. Mr. Kadlec has served as a Trustee of each Fund since its inception. Mr. Kadlec also served on the Executive Committee from the organization of the first First Trust Closed-end Fund in 2003 until he was elected as the first Lead Independent Trustee in December 2005, serving as such through 2007. He also served as Chairman of the Valuation Committee (2008 - 2009), Chairman of the Audit Committee (2010 - 2011) and Chairman of the Nominating and Governance Committee (2012 - 2013) of the First Trust Funds. He currently serves as Lead Independent Trustee and as a member of the Executive Committee and the Dividend and Pricing Committee (since January 1, 2014) of the First Trust Funds.

Niel Nielson

Dr. Niel B. Nielson, Ph.D., is Independent Trustee of First Trust Dividend And Income Fund. He served as the President and Chief 109 Portfolios Director of c/o First Trust Executive Officer (July 2012 Covenant Advisors L.P. Since 2004 to Present), Dew Learning Transport Inc. 120 East Liberty Drive LLC (Educational Products Suite 400 and Services); President Wheaton, IL 60187 (June 2002 to June 2012), covenant college and as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for Nations Bank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted and as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company.