People: First Trust Dividend and Income Fund (FAV)

FAV on New York Consolidated

9.05USD
30 Sep 2014
Price Change (% chg)

$0.00 (+0.01%)
Prev Close
$9.05
Open
$9.05
Day's High
$9.12
Day's Low
$9.03
Volume
26,885
Avg. Vol
32,747
52-wk High
$9.64
52-wk Low
$8.10

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Summary

Name Age Since Current Position

James Bowen

58 2011 Chairman of the Board of Trustees

Mark Bradley

56 2011 President, Chief Executive Officer

James Dykas

48 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Kristi Maher

47 2011 Chief Compliance Officer, Assistant Secretary

Daniel Lindquist

44 2005 Vice President

W. Scott Jardine

54 2013 Secretary, Chief Legal Officer

Robert Keith

57 2012 Lead Independent Trustee

Richard Erickson

63 2004 Independent Trustee

Thomas Kadlec

56 2004 Independent Trustee

Niel Nielson

60 2011 Independent Trustee

Biographies

Name Description

James Bowen

Mr. James A. Bowen is Chairman of the Board of Trustees of First Trust Dividend And Income Fund. He is the Chief Executive Officer 109 Portfolios None 120 East Liberty Drive the Board (December 2010 to Present), Suite 400 and Trustee Since 2004 President (until December Wheaton, IL 60187 2010), First Trust Advisors DOB: 9/55 L.P. and First Trust Portfolios L.P.; Chairman of the Board of Directors, BondWave LLC (Software Development Company/Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor) .

Mark Bradley

Mr. Mark R. Bradley is President and Chief Executive Officer of First Trust Dividend And Income Fund. He served as the Chief Financial Officer and Chief Operating 120 East Liberty Drive, Suite 400 Chief Executive Officer (December 2010 to Present), First Wheaton, IL 60187 Officer Since 2004 Trust Advisors L.P. and First Trust DOB: 11/57 Portfolios L.P.; Chief Financial Officer, BondWave LLC (Software Development Company/ Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor)

James Dykas

Mr. James M. Dykas is Chief Financial Officer, Chief Accounting Officer, Treasurer of First Trust Dividend And Income Fund. He served as the Controller (January 2011 to Present), Senior Vice President (April 2007 to Present), Vice President (January 2005 to April 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Kristi Maher

Ms. Kristi A. Maher is Chief Compliance Officer, Assistant Secretary of First Trust Dividend And Income Fund. She is Deputy General Counsel, First Trust Advisors 120 East Liberty Drive, Suite 400 Secretary and L.P. and First Trust Portfolios L.P.

Daniel Lindquist

Mr. Daniel J. Lindquist is Vice President of First Trust Dividend And Income Fund. He is Managing Director (July 2012 to Present), 120 East Liberty Drive, Suite 400 Senior Vice President (September 2005 to July Wheaton, IL 60187 Since 2005 2012), First Trust Advisors L.P. and First DOB: 2/70 Trust Portfolios L.P.

W. Scott Jardine

Mr. W. Scott Jardine Esq. is Secretary, Chief Legal Officer of First Trust Dividend And Income Fund. He served as the General Counsel, First Trust Advisors L.P., First Trust Portfolios L.P. and BondWave LLC (August 2009 to Present) (Software Development Company/Investment Advisor); Secretary of Stonebridge Advisors LLC (Investment Advisor).

Robert Keith

Mr. Robert F. Keith is Lead Independent Trustee of First Trust Dividend And Income Fund. He served as the President (2003 to Present), Hibs Enterprises (Financial and Management Consulting).

Richard Erickson

Dr. Richard E. Erickson, M.D., is Independent Trustee of First Trust Dividend And Income Fund. He is the Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC.

Thomas Kadlec

Mr. Thomas R. Kadlec is Independent Trustee of First Trust Dividend And Income Fund. He is the President (March 2010 to Present), Senior Vice President and Chief Financial Officer (May 2007 to March 2010), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc. (Futures Commission Merchant).

Niel Nielson

Dr. Niel B. Nielson, Ph.D., is Independent Trustee of First Trust Dividend And Income Fund. He served as the President and Chief 109 Portfolios Director of c/o First Trust Executive Officer (July 2012 Covenant Advisors L.P. Since 2004 to Present), Dew Learning Transport Inc. 120 East Liberty Drive LLC (Educational Products Suite 400 and Services); President Wheaton, IL 60187 (June 2002 to June 2012), DOB: 3/54 Covenant College
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