People: First Trust Active Dividend Income Fund (FAV)


FAV on New York Consolidated

8.22USD
18 Jun 2013
Price Change (% chg)

$0.04 (+0.49%)
Prev Close
$8.18
Open
$8.21
Day's High
$8.23
Day's Low
$8.18
Volume
36,214
Avg. Vol
43,402
52-wk High
$8.51
52-wk Low
$7.00

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Summary

Name Age Since Current Position

James Bowen

 57 2011 Chairman of the Board of Trustees

Mark Bradley

 55 2011 President, Chief Executive Officer

James Dykas

 47 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Kristi Maher

 46 2011 Chief Compliance Officer, Assistant Secretary

Daniel Lindquist

 43 2005 Vice President

Donald Swade

 40 2012 Assistant Treasurer

Katherine Urevig

 48 2012 Assistant Treasurer

Christopher Fallow

 34 2006 Assistant Vice President

Coleen Lynch

 54 2008 Assistant Vice President

W. Scott Jardine

 53 2010 Secretary

Erin Chapman

 36 2009 Assistant Secretary

Rosanne Gatta

 57 2011 Assistant Secretary

Robert Keith

 56 2012 Lead Independent Trustee

Richard Erickson

 62 2004 Independent Trustee

Thomas Kadlec

 55 2004 Independent Trustee

Niel Nielson

 59 2011 Independent Trustee
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Biographies

Name Description

James Bowen

 Mr. James A. Bowen is Chairman of the Board of Trustees of First Trust Active Dividend Income Fund. He is the Chief Executive Officer (December 2010 to Present), President (until December 2010), First Trust Advisors L.P. and First Trust Portfolios L.P.; Chairman of the Board of Directors, BondWave LLC (Software Development Company/Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor).

Mark Bradley

 Mr. Mark R. Bradley is President and Chief Executive Officer of First Trust Active Dividend Income Fund. He served as the Chief Financial Officer, Chief Operating Officer (December 2010 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Chief Financial Officer, BondWave LLC (Software Development Company/Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor).

James Dykas

 Mr. James M. Dykas is Chief Financial Officer, Chief Accounting Officer, Treasurer of First Trust Active Dividend Income Fund. He served as the Controller (January 2011 to Present), Senior Vice President (April 2007 to Present), Vice President (January 2005 to April 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Kristi Maher

 Ms. Kristi A. Maher is Chief Compliance Officer, Assistant Secretary of First Trust Active Dividend Income Fund. She is Deputy General Counsel (May 2007 to Present), Assistant General Counsel (March 2004 to May 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Daniel Lindquist

 Mr. Daniel J. Lindquist is Vice President of First Trust Active Dividend Income Fund. He is Senior Vice President (September 2005 to Present), Vice President (April 2004 to September 2005), First Trust Advisors L.P. and First Trust Portfolios L.P.

Donald Swade

 Mr. Donald P. Swade is Assistant Treasurer of First Trust Active Dividend Income Fund. He is Vice President (April 2012 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (September 2006 to April 2012), Guggenheim Funds Investment Advisors, LLC and Claymore Securities, Inc. (Investment Advisor).

Katherine Urevig

 Ms. Katherine Urevig is Assistant Treasurer of First Trust Active Dividend Income Fund. She is Vice President (June 2007 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (December 2002 to May 2007), Van Kampen Asset Management and Morgan Stanley Investment Management (Investment Advisor).

Christopher Fallow

 Mr. Christopher R. Fallow is Assistant Vice President of First Trust Active Dividend Income Fund. He is Assistant Vice President (August 2006 to Present), Associate (January 2005 to August 2006), First Trust Advisors L.P. and First Trust Portfolios L.P.

Coleen Lynch

 Mr. Coleen D. Lynch is Assistant Vice President of First Trust Active Dividend Income Fund. He is Assistant Vice President (January 2008 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (May 1998 to January 2008), Van Kampen Asset Management and Morgan Stanley Investment Management.

W. Scott Jardine

 Mr. W. Scott Jardine is Secretary of First Trust Active Dividend Income Fund. He served as the General Counsel, First Trust Advisors L.P., First Trust Portfolios L.P. and BondWave LLC (August 2009 to Present) (Software Development Company/Investment Advisor); Secretary of Stonebridge Advisors LLC (Investment Advisor).

Erin Chapman

 Mr. Erin E. Klassman is Assistant Secretary of First Trust Active Dividend Income Fund. He served as the Assistant General Counsel (October 2007 to Present), Associate Counsel (March 2006 to October 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Rosanne Gatta

 Ms. Rosanne Gatta is Assistant Secretary of First Trust Active Dividend Income Fund. She is Board Liaison Associate (July 2010 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Assistant Vice President (February 2001 to July 2010), PNC Global Investment Servicing.

Robert Keith

 Mr. Robert F. Keith is Lead Independent Trustee of First Trust Active Dividend Income Fund. He served as the President (2003 to Present), Hibs Enterprises (Financial and Management Consulting).

Richard Erickson

 Dr. Richard E. Erickson, M.D., is Independent Trustee of First Trust Active Dividend Income Fund. He is the Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC.

Thomas Kadlec

 Mr. Thomas R. Kadlec is Independent Trustee of First Trust Active Dividend Income Fund. He is the President (March 2010 to Present), Senior Vice President and Chief Financial Officer (May 2007 to March 2010), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc. (Futures Commission Merchant).

Niel Nielson

 Dr. Niel B. Nielson, Ph.D., is Independent Trustee of First Trust Active Dividend Income Fund. He served as the President (June 2002 to Present), Covenant College.

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