People: First Trust Senior Floating Rate Income Fund II (FCT)

FCT on New York Consolidated

13.25USD
24 Oct 2014
Price Change (% chg)

$0.05 (+0.38%)
Prev Close
$13.20
Open
$13.24
Day's High
$13.29
Day's Low
$13.20
Volume
72,367
Avg. Vol
86,367
52-wk High
$14.82
52-wk Low
$12.73

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Summary

Name Age Since Current Position

James Bowen

59 2011 Chairman of the Board of Trustees

Mark Bradley

56 2011 President, Chief Executive Officer

James Dykas

48 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Kristi Maher

47 2011 Chief Compliance Officer, Assistant Secretary

Daniel Lindquist

44 2005 Vice President

W. Scott Jardine

54 2011 Secretary, Chief Legal Officer

Erin Klassman

38 2009 Assistant Secretary

Richard Erickson

63 Independent Trustee

Thomas Kadlec

56 Independent Trustee

Robert Keith

57 2006 Independent Trustee

Niel Nielson

60 Independent Trustee

Biographies

Name Description

James Bowen

Mr. James A. Bowen serves as Chairman of the Board of Trustees of First Trust Senior Floating Rate Income Fund II. He has been Chief Executive Officer(December 2010- Present), President(Until December 2010), First Trust Advisors L.P. and First Trust Portfolios L.P.; Chairman of the Board of Directors, BondWave LLC (Software Development Company/Investment advisor) and Stonebridge Advisors LLC(Investment advisor).

Mark Bradley

Mr. Mark R. Bradley serves as President, Chief Executive Officer of First Trust Senior Floating Rate Income Fund II. He is the Chief Financial Officer and Chief Operating Officer (December 2010 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P Chief Financial Officer, BondWave LLC (Software Development Company/Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor).

James Dykas

Mr. James M. Dykas serves as Chief Financial Officer, Chief Accounting Officer, Treasurer of First Trust Senior Floating Rate Income Fund II. He Has been Controller (January 2011 to Present), Senior Vice President (April 2007 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.

Kristi Maher

Ms. Kristi A. Maher serves as Chief Compliance Officer, Assistant Secretary of First Trust Senior Floating Rate Income Fund II. She Has been the Deputy General Counsel (May 2007 to Present), Assistant General Counsel (March 2004 to May 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Daniel Lindquist

Mr. Daniel J. Lindquist serves as Vice President of First Trust Senior Floating Rate Income Fund II. He is Senior Vice President, First Trust Advisors L.P. and First Trust Portfolios L.P.

W. Scott Jardine

Mr. W. Scott Jardine, Esq., serves as Secretary and Chief Legal Officer of First Trust Senior Floating Rate Income Fund II. He Has been the General Counsel and Secretary, First Trust Advisors L.P. and First Trust Portfolios L.P.; General Counsel and Secretary, BondWave LLC (August 2009 to Present) (Software Development Company/Investment Advisor); Secretary of Stonebridge Advisors LLC (Investment Advisor).

Erin Klassman

Ms. Erin E. Klassman serves as Assistant Secretary of First Trust Senior Floating Rate Income Fund II. She has been Assistant General Counsel, First Trust Advisors L.P. and First Trust Portfolios L.P.

Richard Erickson

Dr. Richard E. Erickson, M.D., serves as an Independent Trustee of First Trust Senior Floating Rate Income Fund II. He served as the Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real, Estate Limited Partnership; Member, Sportsmed LLC.

Thomas Kadlec

Mr. Thomas R. Kadlec serves as an Independent Trustee of First Trust Senior Floating Rate Income Fund II. He has been President (March 2010 to Present), Senior Vice President and Chief Financial Officer (May2007 to March 2010), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc. (Futures Commission Merchant).

Robert Keith

Mr. Robert F. Keith serves as an Independent Trustee of First Trust Senior Floating Rate Income Fund II. He has been the President (2003 to Present), Hibs Enterprises (Financial and Management Consulting).

Niel Nielson

Dr. Niel B. Nielson, Ph.D., serves as an Independent Trustee of First Trust Senior Floating Rate Income Fund II. He has been the President and Chief Executive Officer (July 2012 to Present), Dew Learning LLC (Educational Products and Services), President (June 2002 to June 2012), Covenant College.
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