People: First Trust Senior Floating Rate Income Fund II (FCT)

FCT on New York Consolidated

16.29USD
17 May 2013
Price Change (% chg)

$-0.07 (-0.43%)
Prev Close
$16.36
Open
$16.44
Day's High
$16.47
Day's Low
$16.26
Volume
104,333
Avg. Vol
92,186
52-wk High
$16.85
52-wk Low
$13.70

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Summary

Name Age Since Current Position

James Bowen

 57 2011 Chairman of the Board of Trustees

Mark Bradley

 55 2011 President, Chief Executive Officer

James Dykas

 47 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Kristi Maher

 46 2011 Chief Compliance Officer, Assistant Secretary

Daniel Lindquist

 43 2005 Vice President

Christopher Fallow

 34 2006 Assistant Vice President

Coleen Lynch

 54 2008 Assistant Vice President

W. Scott Jardine

 52 2011 Secretary

Rosanne Gatta

 57 2011 Assistant Secretary

Erin Klassman

 36 2009 Assistant Secretary

Richard Erickson

 62 Independent Trustee

Thomas Kadlec

 55 Independent Trustee

Robert Keith

 56 2006 Independent Trustee

Niel Nielson

 59 Independent Trustee
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Biographies

Name Description

James Bowen

 Mr. James A. Bowen serves as Chairman of the Board of Trustees of First Trust Senior Floating Rate Income Fund II. He has been the President, First Trust Portfolios L.P. and First Trust Advisors L.P.; Chairman of the Board, BondWave LLC (Software Development Company/Broker-Dealer) and Stonebridge Advisors LLC.

Mark Bradley

 Mr. Mark R. Bradley serves as President, Chief Executive Officer of First Trust Senior Floating Rate Income Fund II. He is the Chief Financial Officer, Managing Director, First Trust Portfolios L.P. and First Trust Advisors L.P.; Chief Financial Officer, BondWave LLC (Software Development Company/Broker-Dealer) and Stonebridge Advisors LLC.

James Dykas

 Mr. James M. Dykas serves as Chief Financial Officer, Chief Accounting Officer, Treasurer of First Trust Senior Floating Rate Income Fund II. Has been the Vice President of First Trust Portfolios L.P.and First Trust Advisors L.P. (January 2005 to Present); Executive Director of Van Kampen Asset Management and Morgan Stanley Investment Management (1999 to January 2005).

Kristi Maher

 Ms. Kristi A. Maher serves as Chief Compliance Officer, Assistant Secretary of First Trust Senior Floating Rate Income Fund II. Has been the Deputy General Counsel (May 2007 to Present), Assistant General Counsel (March 2004 to May 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Daniel Lindquist

 Mr. Daniel J. Lindquist serves as Vice President of First Trust Senior Floating Rate Income Fund II. He is the Senior Vice President, of First Trust Advisors L.P. and First Trust Portfolios L.P. (since April 2004); Chief Operating Officer, Mina Capital Management, LLC (January 2004 to April 2004); Chief Operating Officer, Samaritan Asset Management Services, Inc. (April 2000 to January 2004).

Christopher Fallow

 Mr. Christopher R. Fallow serves as Assistant Vice President of First Trust Senior Floating Rate Income Fund II. He has been the Assistant Vice President (August 2006 to Present), Associate (January 2005 to August 2006), First Trust Advisors L.P. and First Trust Portfolios L.P.

Coleen Lynch

 Mr. Coleen D. Lynch serves as Assistant Vice President of First Trust Senior Floating Rate Income Fund II. Has been the Assistant Vice President (January 2008 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (May 1998 to January 2008), Van Kampen Asset Management and Morgan Stanley Investment Management.

W. Scott Jardine

 Mr. W. Scott Jardine serves as Secretary of First Trust Senior Floating Rate Income Fund II. Has been the General Counsel, First Trust Advisors L.P., First Trust Portfolios L.P. and BondWave LLC (August 2009 to Present) (Software Development Company/Investment Advisor); Secretary of Stonebridge Advisors LLC (Investment Advisor).

Rosanne Gatta

 Ms. Rosanne Gatta is the Assistant Secretary of First Trust Senior Floating Rate Income Fund II. She has been the Board Liaison Associate (July 2010 to Present) First Trust Advisors L.P. and First Trust Portfolios L.P.; Assistant Vice President February 2001 to July 2010), PNC Global Investment Servicing.

Erin Klassman

 Mr. Erin E. Klassman serves as Assistant Secretary of First Trust Senior Floating Rate Income Fund II. Has been the Assistant General Counsel (October 2007 to Present), Associate Counsel (March 2006 to October 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.; Associate Attorney (November 2003 to March 2006), Doyle & Bolotin, Ltd.

Richard Erickson

 Dr. Richard E. Erickson, M.D., serves as an Independent Trustee of First Trust Senior Floating Rate Income Fund II. He served as the Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real, Estate Limited Partnership; Member, Sportsmed LLC.

Thomas Kadlec

 Mr. Thomas R. Kadlec serves as an Independent Trustee of First Trust Senior Floating Rate Income Fund II. He has been the President, ADM Derivatives, Inc. (May 2005 to Present); Vice-President, Chief Financial Officer, ADM Investor Services, Inc. (Futures Commission Merchant) (1990 to Present); Registered Representative, Segerdahl & Company, Inc., an NASD member (Broker-Dealer) (2000 to Present).

Robert Keith

 Mr. Robert F. Keith serves as an Independent Trustee of First Trust Senior Floating Rate Income Fund II. He has been the President, Hibs Enterprises (Financial and Management Consulting) (2003 to Present); President, Aramark ServiceMaster Management Services (2001 to 2003); President & COO, ServiceMaster Management Services (1998 to 2003).

Niel Nielson

 Dr. Niel B. Nielson, Ph.D., serves as an Independent Trustee of First Trust Senior Floating Rate Income Fund II. He has been the President, Covenant College (2002 to Present); Associate Pastor, College Church in Wheaton (1997 to 2002). He has been the Director of Good News Publishers-Crossway Books; Covenant Transport Inc.

Insider Trading

Name Shares Traded Price

LINDQUIST DANIEL J

 200 $14.39

HOUSEY WILLIAM A JR

 900 $14.36

HOUSEY WILLIAM A JR

 100 $14.20
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