People: Fort Dearborn Income Securities Inc (FDI)

FDI on New York Consolidated

15.73USD
21 May 2013
Price Change (% chg)

$-0.03 (-0.19%)
Prev Close
$15.82
Open
$15.73
Day's High
$15.80
Day's Low
$15.72
Volume
10,092
Avg. Vol
25,958
52-wk High
$17.63
52-wk Low
$15.39

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Summary

Name Age Since Current Position

Frank Reilly

 76 1993 Independent Chairman of the Board

Mark Carver

 49 2010 President

Andrew Shoup

 56 2006 Chief Operating Officer, Vice President

Thomas Disbrow

 46 2006 Vice President, Principal Accounting Officer, Treasurer

Rose Bubloski

 44 2011 Vice President, Assistant Treasurer

Michael Flook

 48 2006 Vice President, Assistant Treasurer

Joanne Kilkeary

 44 2006 Vice President, Assistant Treasurer

Nancy Osborn

 46 2007 Vice President, Assistant Treasurer

Mark Kemper

 54 2004 Vice President, Secretary

Joseph Allessie

 47 2005 Vice President, Assistant Secretary

Christopher Ha

 32 2012 Vice President, Assistant Secretary

Tammie Lee

 41 2005 Vice President, Assistant Secretary

Eric Sanders

 47 2005 Vice President, Assistant Secretary

Keith Weller

 51 2004 Vice President, Assistant Secretary

Joseph McGill

 50 2004 Vice President, Chief Compliance Officer

Adela Cepeda

 54 2000 Independent Director

Edward Roob

 78 1993 Independent Director

Abbie Smith

 59 2011 Independent Director

J. Mikesell Thomas

 61 2002 Independent Director
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Biographies

Name Description

Frank Reilly

 Mr. Frank K. Reilly serves as an Independent Chairman of the Board of Fort Dearborn Income Securities Inc. Mr. Reilly is a Professor of Finance at the University of Notre Dame (since 1982). Mr. Reilly is a director or trustee of four investment companies (consisting of 50 portfolios) for which UBS Global AM (Americas) or one of its affiliates serves as investment advisor, sub-advisor or manager. Mr. Reilly is a director of Discover Bank, a subsidiary of Discover Financial Services.

Mark Carver

 Mr. Mark E. Carver serves as President of Fort Dearborn Income Securities Inc. Mr. Carver is a managing director and Head of Product Development and Management—Americas for UBS Global AM—Americas region (since 2008). In this role, he oversees product development and management for both wholesale and institutional businesses. He is a member of the Americas Management Committee (since 2008) and the Regional Operating Committee (since 2008). Prior to 2008, Mr. Carver held a number of product-related or sales responsibilities with respect to funds, advisory programs and separately managed accounts. Mr. Carver is president of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM or one of its affiliates serves as investment advisor, sub-advisor or manager.

Andrew Shoup

 Mr. Andrew Shoup serves as Chief Operating Officer, Vice President of Fort Dearborn Income Securities Inc. Mr. Shoup is a managing director and global head of the fund treasury administration department of UBS Global AM—Americas region (since 2006). Mr. Shoup is also a director of UBS (IRL) Fund p.l.c. (since 2008). Prior to joining UBS Global AM—Americas region, he was chief administrative officer for the Legg Mason Partner Funds (formerly Smith Barney, Salomon Brothers and CitiFunds mutual funds) (from 2003 to 2006). Mr. Shoup is a vice president and chief operating officer of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Thomas Disbrow

 Mr. Thomas Disbrow serves as Vice President, Principal Accounting Officer, Treasurer of Fort Dearborn Income Securities Inc. Mr. Disbrow is a managing director (since March 2011) (prior to which he was an executive director (since 2007)) and head of North Americas Fund Treasury (since March 2011) of UBS Global AM—Americas region. Mr. Disbrow is a vice president and treasurer and/or principal accounting officer of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Rose Bubloski

 Ms. Rose Ann Bubloski serves as Vice President, Assistant Treasurer of Fort Dearborn Income Securities Inc. Ms. Bubloski is an associate director (from 2003-2007 and 2008 to present) and senior manager of the US mutual fund treasury administration department of UBS Global AM—Americas region. She was a vice president and assistant treasurer of certain UBS funds (from 2004 to 2007). She was vice president at Cohen & Steers Capital Management, Inc. (investment manager) (from 2007 to 2008). She is vice president and assistant treasurer of 17 investment companies (consisting of 100 portfolios).

Michael Flook

 Mr. Michael J. Flook serves as Vice President, Assistant Treasurer of Fort Dearborn Income Securities Inc. Mr. Flook is a director (since 2010) (prior to which he was an associate director (from 2006 to 2010)) and a senior manager of the US mutual fund treasury administration department of UBS Global AM—Americas region (since 2006). Prior to joining UBS Global AM—Americas region, he was a senior manager with The Reserve (asset management firm) (from 2005 to 2006). Mr. Flook is a vice president and assistant treasurer of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serve as investment advisor, sub-advisor or manager.

Joanne Kilkeary

 Ms. Joanne M. Kilkeary serves as Vice President, Assistant Treasurer of Fort Dearborn Income Securities Inc. Ms. Kilkeary is a director (since 2008) (prior to which she was an associate director (since 2000)) and a senior manager (since 2004) of the US mutual fund treasury administration department of UBS Global AM—Americas region. Ms. Kilkeary is a vice president and assistant treasurer of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Nancy Osborn

 Mrs. Nancy D. Osborn serves as Vice President, Assistant Treasurer of Fort Dearborn Income Securities, Inc. Mrs. Osborn is a director (since 2010) (prior to which she was an associate director) and a senior manager of the US mutual fund treasury administration department of UBS Global AM—Americas region (since 2006). Mrs. Osborn is a vice president and assistant treasurer of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Mark Kemper

 Mr. Mark F. Kemper serves as Vice President, Secretary of Fort Dearborn Income Securities Inc. Mr. Kemper is a managing director (since 2006) and head of the legal department of UBS Global AM—Americas region (since 2004). He has been secretary of UBS Global AM—Americas region (since 2004), secretary of UBS Global Asset Management Trust Company (since 1993) and secretary of UBS AM Holdings (USA) Inc. (since 2001). Mr. Kemper is vice president and secretary of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Joseph Allessie

 Mr. Joseph J. Allessie serves as Vice President, Assistant Secretary of Fort Dearborn Income Securities Inc. Mr. Allessie is an executive director (since 2007) (prior to which he was a director (since 2005)) and deputy general counsel (since 2005) at UBS Global AM (US) and UBS Global AM (Americas) (collectively, "UBS Global AM—Americas region"). Mr. Allessie is a vice president and assistant secretary of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Christopher Ha

 Mr. Christopher S. Ha serves as Vice President, Assistant Secretary of Fort Dearborn Income Securities Inc. Mr. Ha is a director and associate general counsel (since September 2012) at UBS Global AM—Americas region. Prior to joining UBS Global AM—Americas region, Mr. Ha was of counsel at Buhler, Duggal & Henry LLP (law firm)(from March 2012 to July 2012) and an associate attorney at Dechert LLP (law firm)(from 2007 to 2009). Mr. Ha is a vice president and assistant secretary of 17 investment companies (consisting of 95 portfolios) for which UBS Global AM—Americas region serves as investment advisor or manager.

Tammie Lee

 Ms. Tammie Lee serves as Vice President, Assistant Secretary of Fort Dearborn Income Securities Inc. Ms. Lee is an executive director (since 2010) (prior to which she was a director (since 2005)) and associate general counsel of UBS Global AM—Americas region (since 2005). Ms. Lee is a vice president and assistant secretary of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Eric Sanders

 Mr. Eric Sanders serves as Vice President, Assistant Secretary of Fort Dearborn Income Securities Inc. Mr. Sanders is a director and associate general counsel of UBS Global AM—Americas region (since 2005). Mr. Sanders is a vice president and assistant secretary of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Keith Weller

 Mr. Keith A. Weller serves as Vice President, Assistant Secretary of Fort Dearborn Income Securities Inc. Mr. Weller is an executive director and senior associate general counsel of UBS Global AM—Americas region (since 2005) and has been an attorney with affiliated entities since 1995. Mr. Weller is a vice president and assistant secretary of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Joseph McGill

 Mr. Joseph McGill serves as Vice President, Chief Compliance Officer of Fort Dearborn Income Securities Inc. Mr. McGill is a managing director (since 2006) and chief compliance officer (since 2003) at UBS Global AM—Americas region. Mr. McGill is a vice president and chief compliance officer of 17 investment companies (consisting of 100 portfolios) for which UBS Global AM—Americas region or one of its affiliates serves as investment advisor, sub-advisor or manager.

Adela Cepeda

 Ms. Adela Cepeda serves as an Independent Director of Fort Dearborn Income Securities Inc. Ms. Cepeda is founder and president of A.C. Advisory, Inc. (since 1995). Ms. Cepeda is also a director of the Municipal Securities Rulemaking Board (since 2010). Ms. Cepeda is a director or trustee of four investment companies (consisting of 50 portfolios) for which UBS Global AM (Americas) or one of its affiliates serves as investment advisor, sub-advisor or manager. Ms. Cepeda is director of the MGI Funds (7 portfolios) (since 2005), trustee of the Morgan Stanley Smith Barney Consulting Group Capital Markets Funds (11 portfolios) and director of Amalgamated Bank of Chicago. Ms. Cepeda was a director of Lincoln National Income Fund, Inc. (from 1992 to 2006), a director of Lincoln National Convertible Securities Fund, Inc. (from 1992 to 2006) and a director of Wyndam International, Inc. (from 2004 to 2006).

Edward Roob

 Mr. Edward M. Roob serves as an Independent Director of Fort Dearborn Income Securities Inc. Mr. Roob is retired (since 1993). Mr. Roob is a director or trustee of four investment companies (consisting of 50 portfolios) for which UBS Global AM (Americas) or one of its affiliates serves as investment advisor, sub-advisor or manager.

Abbie Smith

 Ms. Abbie J. Smith serves as an Independent Director of Fort Dearborn Income Securities Inc. Ms. Smith is a Boris and Irene Stern Professor of Accounting in The University of Chicago Booth School of Business (since 1980). In addition, Ms. Smith is a co-founding partner and Director of Research of Fundamental Investment Advisors (hedge fund) (co-founded in 2004, commenced operations in 2008) (since 2008). Formerly, Ms. Smith was a Marvin Bower Fellow at Harvard Business School (from 2001 to 2002).

J. Mikesell Thomas

 Mr. J. Mikesell Thomas serves as an Independent Director of Fort Dearborn Income Securities Inc. Mr. Thomas is a principal with the investment firm Castle Creek Capital (since 2008), President and CEO of First Chicago Bancorp (since 2008) and President and sole shareholder of Mikesell Advisory Corp. (since 2009). He is the former President and CEO of Federal Home Loan Bank of Chicago (from 2004 to 2008). Mr. Thomas was an independent financial advisor (from 2001 to 2004). Mr. Thomas is a director or trustee of four investment companies (consisting of 50 portfolios) for which UBS Global AM (Americas) or one of its affiliates serves as investment advisor, sub-advisor or manager. Mr. Thomas is a director and chairman of the Audit Committee for Northshore University HealthSystem. Mr. Thomas previously a director of First Chicago Bancorp (from 2008 to 2010) and First Chicago Bank and Trust (from 2008 to 2010).

Insider Trading

Name Shares Traded Price

REILLY FRANK K

 251 $16.99

REILLY FRANK K

 700 $16.07

REILLY FRANK K

 549 $16.07

REILLY FRANK K

 600 $15.44
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