People: Flaherty & Crumrine Total Return Fund Inc (FLC)
FLC on New York Consolidated
19.49USD
18 Jun 2013
19.49USD
18 Jun 2013
Price Change (% chg)
$0.05 (+0.26%)
$0.05 (+0.26%)
Prev Close
$19.44
$19.44
Open
$19.54
$19.54
Day's High
$19.54
$19.54
Day's Low
$19.27
$19.27
Volume
66,014
66,014
Avg. Vol
38,084
38,084
52-wk High
$22.35
$22.35
52-wk Low
$18.30
$18.30
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Donald Crumrine |
65 | Chairman of the Board, Chief Executive Officer | |
Robert Ettinger |
54 | President | |
R. Eric Chadwick |
37 | Chief Financial Officer, Vice President, Treasurer | |
Chad Conwell |
40 | 2004 | Vice President, Chief Compliance Officer, Secretary |
Bradford Stone |
53 | 2003 | Vice President, Assistant Treasurer |
Laurie Lodolo |
49 | 2004 | Assistant Compliance Officer, Assistant Treasurer, Assistant Secretary |
Linda Puchalski |
56 | 2010 | Assistant Treasurer |
David Gale |
64 | 1992 | Independent Director |
Morgan Gust |
65 | 1992 | Independent Director |
Karen Hogan |
51 | 2005 | Independent Director |
Robert Wulf |
75 | 1992 | Independent Director |
Biographies
| Name | Description |
|---|---|
Donald Crumrine |
Mr. Donald F. Crumrine is Chairman of the Board, Chief Executive Officer of Flaherty & Crumrine Total Return Fund Inc. Mr. Crumrine has over 36 years of experience managing portfolios of preferred securities. He co-founded Flaherty & Crumrine in 1983, after spending twelve years at Scudder, Stevens & Clark, to focus on managing preferred securities portfolios and associated hedges. Mr. Crumrine is actively involved in the day-to-day management of all Flaherty & Crumrine client portfolios, including those of the Funds, and directs client service and marketing efforts at Flaherty & Crumrine. |
Robert Ettinger |
Mr. Robert M. Ettinger is President of Flaherty & Crumrine Total Return Fund Inc. He has been President and Director of Flaherty & Crumrine. |
R. Eric Chadwick |
Mr. R. Eric Chadwick is Chief Financial Officer, Vice President, Treasurer of Flaherty & Crumrine Total Return Fund Inc. He has been Vice President and Director of Flaherty & Crumrine. |
Chad Conwell |
Mr. Chad C. Conwell is Vice President, Chief Compliance Officer, Secretary of Flaherty & Crumrine Total Return Fund Inc. He has been Chief Compliance Officer and Vice President of Flaherty & Crumrine; Director of Flaherty & Crumrine since January 2011. |
Bradford Stone |
Mr. Bradford S. Stone is Vice President, Assistant Treasurer of Flaherty & Crumrine Total Return Fund Inc. He has been Vice President and Director of Flaherty & Crumrine. |
Laurie Lodolo |
Ms. Laurie C. Lodolo is Assistant Compliance Officer, Assistant Treasurer, Assistant Secretary of Flaherty & Crumrine Total Return Fund Inc. She has been Assistant Compliance Officer and Secretary of Flaherty & Crumrine. |
Linda Puchalski |
Ms. Linda M. PuPuchalski is Assistant Treasurer of Flaherty & Crumrine Total Return Fund Inc. She has been Administrator of Flaherty & Crumrine. |
David Gale |
Mr. David Gale is Independent Director of Flaherty & Crumrine Total Return Fund Inc. Mr. Gale has been President and Chief Executive Officer of Delta Dividend Group, Inc., a San Francisco-based investment management firm, since 1992. Prior to joining Delta Dividend Group, Inc., Mr. Gale was a Principal with Morgan Stanley from February 1983 to January 1990, and a Managing Director of Lehman Brothers Holdings Inc. from January 1990 to January 1992. Mr. Gale currently serves as a director of Emmis Communications and served as a director of Metromedia International Group, Inc., a telecommunications company from 2005 through August 30, 2008. |
Morgan Gust |
Mr. Morgan Gust is Independent Director of Flaherty & Crumrine Total Return Fund Inc. Mr. Gust is the owner and operator of entities engaged in agriculture and real estate. From 1990 to 2007, Mr. Gust served in capacities, including President, Executive Vice President, General Counsel and Corporate Secretary of Giant Industries, Inc., a petroleum refining and marketing company listed on the New York Stock Exchange (the “NYSE”). Mr. Gust currently serves as lead Director of CoBiz Financial, Inc., a publicly traded bank holding company. He is also a member of the Arizona State Bar. |
Karen Hogan |
Ms. Karen H. Hogan is Independent Director of Flaherty & Crumrine Total Return Fund Inc. Ms. Hogan serves as a board member and committee member of several charitable and non-profit organizations. From September 1985 to January 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc. |
Robert Wulf |
Mr. Robert F. Wulf is Independent Director of Flaherty & Crumrine Total Return Fund Inc. Mr. Wulf has worked as a financial consultant for over 29 years. Mr. Wulf also served as a board member of two non-profit organizations. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Donald Crumrine |
-- |
Robert Ettinger |
-- |
R. Eric Chadwick |
-- |
Chad Conwell |
-- |
Bradford Stone |
-- |
Laurie Lodolo |
-- |
Linda Puchalski |
-- |
David Gale |
-- |
Morgan Gust |
-- |
Karen Hogan |
-- |
Robert Wulf |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
Donald Crumrine |
0 | 0 |
Robert Ettinger |
0 | 0 |
R. Eric Chadwick |
0 | 0 |
Chad Conwell |
0 | 0 |
Bradford Stone |
0 | 0 |
Laurie Lodolo |
0 | 0 |
Linda Puchalski |
0 | 0 |
David Gale |
0 | 0 |
Morgan Gust |
0 | 0 |
Karen Hogan |
0 | 0 |
Robert Wulf |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
STONE BRADFORD S |
1,200 | $19.50 |
STONE BRADFORD S |
200 | $19.49 |
STONE BRADFORD S |
100 | $19.50 |
CONWELL CHAD C |
500 | $19.44 |
STONE BRADFORD S |
1,000 | $20.76 |
ETTINGER ROBERT MICHAEL |
7,000 | $19.82 |
WULF ROBERT F |
3,910 | $19.16 |
ETTINGER ROBERT MICHAEL |
200 | $15.92 |
ETTINGER ROBERT MICHAEL |
300 | $15.83 |
ETTINGER ROBERT MICHAEL |
200 | $15.98 |
ETTINGER ROBERT MICHAEL |
228 | $15.86 |
ETTINGER ROBERT MICHAEL |
200 | $15.85 |
ETTINGER ROBERT MICHAEL |
100 | $15.75 |
ETTINGER ROBERT MICHAEL |
400 | $15.85 |
ETTINGER ROBERT MICHAEL |
2,300 | $16.00 |
ETTINGER ROBERT MICHAEL |
300 | $15.84 |
ETTINGER ROBERT MICHAEL |
100 | $15.78 |
ETTINGER ROBERT MICHAEL |
100 | $15.95 |
ETTINGER ROBERT MICHAEL |
900 | $15.80 |
ETTINGER ROBERT MICHAEL |
328 | $15.89 |
ETTINGER ROBERT MICHAEL |
1,400 | $15.98 |
ETTINGER ROBERT MICHAEL |
100 | $15.90 |
ETTINGER ROBERT MICHAEL |
100 | $15.85 |
ETTINGER ROBERT MICHAEL |
100 | $15.82 |
ETTINGER ROBERT MICHAEL |
2,644 | $16.00 |
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