People: Financial Engines Inc (FNGN.OQ)

FNGN.OQ on NASDAQ Stock Exchange Global Select Market

35.42USD
24 Oct 2014
Price Change (% chg)

$0.16 (+0.45%)
Prev Close
$35.26
Open
$35.22
Day's High
$35.69
Day's Low
$34.82
Volume
89,774
Avg. Vol
147,377
52-wk High
$70.94
52-wk Low
$31.21

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Summary

Name Age Since Current Position

Paul Koontz

53 2003 Independent Chairman of the Board

Lawrence Raffone

50 2012 President

Jeffrey Maggioncalda

45 2012 Chief Executive Officer, Director

Raymond Sims

63 2013 Chief Financial Officer, Executive Vice President, Chief Risk Officer

Christopher Jones

46 2006 Executive Vice President - Investment Management , Chief Investment Officer

Anne Tuttle Cappel

52 2009 Executive Vice President, General Counsel, Secretary

Kelly O'Donnell

46 2013 Executive Vice President - Marketing

Mary Sharp

53 2012 Executive Vice President - Human Resources

Jeffrey Grace

51 2010 Vice President, Principal Accounting Officer, Controller

E. Olena Berg-Lacy

64 1998 Independent Director

Heidi Fields

59 2008 Independent Director

Blake Grossman

51 2011 Independent Director

Joseph Grundfest

62 1996 Independent Director

Robert Huret

2011 Independent Director

John Shoven

66 2010 Independent Director

David Yoffie

59 2011 Independent Director

Biographies

Name Description

Paul Koontz

Mr. Paul G. Koontz is Independent Chairman of the Board of Financial Engines, Inc. He served as Chairman since February 2003 and has been a director since March 1997. Mr. Koontz has been a general partner at Foundation Capital, a venture capital firm, since 1996. Mr. Koontz currently serves on the board of directors of Envestnet, a publicly-traded company, as well as the private company eBates. Mr. Koontz received a master’s degree in engineering management from Stanford University and a bachelor’s degree in engineering from Princeton University.

Lawrence Raffone

Mr. Lawrence M. Raffone is President of Financial Engines, Inc. He was Executive Vice President, Distribution and Institutional Service. Prior to joining, Mr. Raffone served as the executive vice president of Fidelity Investments Institutional Brokerage Group, a division of Fidelity Investments. Mr. Raffone received an MBA from Babson College and a bachelor’s degree in marketing from Bryant University.

Jeffrey Maggioncalda

Mr. Jeffrey Nacey Maggioncalda is Chief Executive Officer, Director of Financial Engines, Inc. He has served as Chief Executive Officer since November 2012, as President and Chief Executive Officer since August 1996 and as a director since March 1997. From June 1995 to September 1995, he served as a summer associate at McKinsey & Company. From June 1991 to August 1994, he served as an associate at Cornerstone Research, an economic and financial consulting firm. Mr. Maggioncalda is a member of the board of directors of SVB Financial Group and Silicon Valley Bank. Mr. Maggioncalda received an MBA from the Stanford Graduate School of Business and a bachelor’s degree in economics and English from Stanford University.

Raymond Sims

Mr. Raymond J. Sims is Chief Financial Officer, Executive Vice President, Chief Risk Officer of Financial Engines, Inc. He has served as Executive Vice President and Chief Financial Officer since August 1999. Before joining, Mr. Sims served at Raychem Corporation, a technology company, as senior vice president, chief financial officer and treasurer from 1993 to 1999, as vice president and treasurer from 1985 to 1993 and as director, internal audit from 1982 to 1984. Mr. Sims is a Certified Public Accountant, Personal Financial Specialist and Chartered Global Management Accountant. He received an MBA from the Harvard Business School and a bachelor’s degree in business and economics from Lehigh University.

Christopher Jones

Mr. Christopher L. Jones is Executive Vice President - Investment Management , Chief Investment Officer of Financial Engines, Inc. He has served as Executive Vice President, Investment Management and Chief Investment Officer since January 2006, Executive Vice President, Investment Management from May 2001 until January 2006, Vice President, Financial Research & Strategy, from January 1998 until May 2001, and Director of Financial Research from December 1996 to January 1998. Prior to joining, Mr. Jones served as a consultant at Cornerstone Research, an economic and financial consulting firm. Mr. Jones received a master’s degree in business technology and engineering-economic systems and a bachelor’s degree in economics from Stanford University.

Anne Tuttle Cappel

Ms. Anne S. Tuttle Cappel is Executive Vice President, General Counsel, Secretary of Financial Engines, Inc. Ms. Tuttle joined the Company in November 2003 as Director and Associate General Counsel and served as Director, Acting General Counsel and Secretary from August 2005 to March 2006 and as Vice President, General Counsel and Secretary from March 2006 to March 2009. Prior to joining the Company, she served as Vice President and Assistant General Counsel at Loomis Sayles & Company, L.P., a federally registered investment advisor, overseeing a 12-person compliance team, from April 2000 to October 2003. Ms. Tuttle received a juris doctorate from Boston University School of Law and a bachelor’s degree in economics from Yale University.

Kelly O'Donnell

Ms. Kelly S. O'Donnell is Executive Vice President - Marketing of Financial Engines, Inc., since January 2013. She served as Vice President of Marketing from July 2007 to January 2013. From October 2006 to June 2007, she served as Senior Director of Channel Marketing and Director of Customer Acquisition and Retention from June 2003 to September 2006. Prior to joining Financial Engines, she was Director of Consulting and analyst for Cerulli Associates from June 1998 to June 2003. Ms. O’Donnell was also a litigation assistant at A. G. Edwards & Sons from May 1996 to July 1997 and a manager and associate at Coopers & Lybrand from August 1989 to May 1996. Ms. O’Donnell holds a B.S. in Accountancy from the University of Missouri.

Mary Sharp

Ms. Mary Lee Sharp is Executive Vice President - Human Resources of Financial Engines, Inc. Prior to joining, Ms. Sharp served as Vice President, Human Resources at Omnicell Inc., a healthcare systems and software solutions provider, from December 2007 to December 2011, and as Senior Director of Human Resources at Sybase Inc., a global enterprise software company, from June 2007 to October 2007. From November 2003 to June 2007, she served as Vice President of Human Resources for Panalpina Inc., a global transportation and logistics corporation. Ms. Sharp received a juris doctorate from Santa Clara University School of Law and a bachelor’s degree in political science and public affairs from the University of Denver.

Jeffrey Grace

Mr. Jeffrey C. Grace is Vice President, Principal Accounting Officer, Controller of Financial Engines, Inc. Mr. Grace joined the company in January 2010 as Vice President and Corporate Controller. Prior to joining, beginning in July 2007, Mr. Grace was Chief Financial Officer for Christensen & Giannini. He held senior financial management positions including Chief Financial Officer and Director for Language Line Services, Inc., from 2004 to 2007 and was Vice President of Finance & Principal Accounting Officer for Excelligence Learning Corporation from 1997 to 2004. Mr. Grace began his career with Deloitte & Touche LLP. He is a Certified Public Accountant and earned a bachelor’s degree in finance from California State University, Los Angeles.

E. Olena Berg-Lacy

Ms. E. Olena Berg-Lacy is Independent Director of Financial Engines, Inc. She has served as a director since July 1998 and as a consultant from July 1998 until December 2007 and from October 2009 until December 2011. She has served as a director of Bentall Kennedy, a private company, from September 2012 to the present.Ms. Berg-Lacy was a partner with Fiduciary Benchmarks, Inc. from September 2007 until March 2008. Ms. Berg-Lacy was a member of the Board of Trustees for the GM/UAW Trust for Retiree HealthCare from March 2006 until January 2009 and the UAW Trust for Retiree Health Benefits from January 2009 until January 2012. She has been a director, chair of the finance committee, and a consultant to the non-profit Pension Rights Center since 2000. Prior to this, she served as Assistant Secretary of the United States Department of Labor, a position she held from June 1993 to June 1998. She received an MBA with honors from Harvard Business School and a bachelor’s degree in English literature from California State University at Chico.

Heidi Fields

Ms. Heidi K. Fields is Independent Director of Financial Engines, Inc. She was the executive vice president and chief financial officer of Blue Shield of California from September 2003 until her retirement in December 2012. Prior to joining Blue Shield of California, she served as executive vice president and chief financial officer of Gap, Inc. from 1999 to January 2003. From 1995 to 1999, Ms. Fields served as the chief financial officer of ITT Industries, Inc. She has also held senior financial management positions at General Motors Corporation, including vice president and treasurer during her 16-year tenure from 1979 to 1995. Ms. Fields has served as a director of Agilent Technologies Inc. since 2000. Ms. Fields received an MBA in finance/accounting from Columbia Business School and a bachelor’s degree in Russian language from Georgetown University

Blake Grossman

Mr. Blake R. Grossman is Independent Director of Financial Engines Inc. He has served as the managing partner of CHJ Capital Management LLC since May 2011. Mr. Grossman held executive positions with BlackRock, Inc., an investment management, risk management and advisory services provider, through 2010, including Vice Chairman and Head of Scientific Investments. Previously, Mr. Grossman served as the Global Chief Executive Officer, a director and Member of the Executive Committee of Barclays Global Investors (BGI), until it was acquired by BlackRock in December, 2009. From 1985 to 2009, Mr. Grossman held various executive positions with BGI and its predecessor organizations, including Chief Investment Officer from 1992 to 2002. He currently serves as a director of the private companies Hillcrest Asset Management LLC, as well as CamberView Partners LLC. The Financial Analysts Journal awarded Mr. Grossman a Graham and Dodd Award for his research on the investment implications of divestment decisions, co-authored with William F. Sharpe, in 1986. Mr. Grossman graduated Phi Beta Kappa from Stanford University, where he received a master’s and a bachelor’s degree in economics.

Joseph Grundfest

Prof. Joseph A. Grundfest is Independent Director of Financial Engines, Inc. Mr. Grundfest joined the faculty of Stanford Law School in January 1990 where he is the William A. Franke Professor of Law and Business. He is also senior faculty of the Arthur and Toni Rembe Rock Center for Corporate Governance at Stanford University, and co-director of Director’s College, a venue for the continuing professional education of directors of publicly traded corporations. Prior to joining Stanford Law School, Mr. Grundfest was a Commissioner of the U.S. Securities and Exchange Commission from 1985 to 1990. He is also a member of the Securities and Exchange Commission’s Investor Advisory Committee. Mr. Grundfest, who serves on the board of KKR, LLC (the managing partner of KKR LP, a publicly-traded entity), is currently the chairman of the board nominating committee of the NASDAQ Stock Market. Mr. Grundfest received a juris doctorate from Stanford Law School and a bachelor’s degree in economics from Yale University.

Robert Huret

Mr. Robert A. Huret is Independent Director of Financial Engines Inc. He co-founded and has been a Managing Member of FTV Management Company, L.P., a private equity management company, since 1998 and is a Founding Partner of FTV Capital, a multi-stage private equity firm whose limited partners include many of the world’s foremost financial institutions. Previously, he was a senior consultant to Montgomery Securities. He also served as Senior Vice President Finance and Planning and Trust Executive Officer at the Bank of California and was Vice President of Planning and Mergers and Acquisitions at First Chicago Corporation/The First National Bank of Chicago. Since 1990, his financial and professional emphasis has focused on technology companies that develop products and services for the financial services industry. He has served as Trustee of Cornell University and San Francisco University High School. Concurrently with his investment banking and venture capital career, he serves as the Chairman of Huret, Rothenberg & Co., a private investment firm. Previously, he has been Founder and Vice Chairman of Newell Associates and Founder and Director of Third Age Media. He currently serves as Director of Caplin Systems Ltd., Cloudmark, Inc. and Bank of Hawaii Corporation (NYSE: BOH). Mr. Huret received his bachelor of science degree in Industrial and Labor Relations from Cornell University and his MBA with distinction from Harvard Business School.

John Shoven

Dr. John B. Shoven, Ph.D., is Independent Director of Financial Engines, Inc. Dr. Shoven is also the Wallace R. Hawley Director of the Stanford Institute for Economic Policy Research, a position he has held since November 1999 and earlier served in that capacity from 1989 to 1993. He served as Chairman of the Economics Department at Stanford University from 1986 to 1989 and as Dean of the School of Humanities and Sciences from 1993 to 1998. Dr. Shoven currently serves as a director on the board of directors of Exponent, Inc., an engineering and scientific consulting firm, as well as chairman of the nominating and governance committee and a member of the audit committee and compensation committee. He serves as chairman of the board of directors of Cadence Design Systems, Inc., a developer of electronic design automation hardware and software, as well as chairman of the compensation committee and a member of the nominating and governance committee and the audit committee. Dr. Shoven also serves as a director on the board of directors of American Century Funds, Mountain View Board, where he is Chairman of the Client Experience Oversight Committee and a member of the Governance Committee. He is a Fellow of the American Academy of Arts and Sciences, a recipient of the Paul A. Samuelson Award for Outstanding Scholarly Writing on Lifelong Financial Security, an award-winning teacher at Stanford, and has published more than 100 professional articles and twenty books. Dr. Shoven holds a Ph.D. in economics from Yale University and a bachelor’s degree in physics from University of California, San Diego.

David Yoffie

Professor. Dr. David B. Yoffie, Ph.D. is Independent Director of Financial Engines Inc. He has been a director of the company since June 2011 and is the Max and Doris Starr Professor of International Business Administration at Harvard Business School, where he has taught since 1981. Dr. Yoffie served as Chairman of Harvard Business School’s Strategy department from 1997 to 2002, Chairman of the Advanced Management Program from 1999 to 2002, Senior Associate Dean and Chair of Executive Education from 2006-2012, and he currently chairs Harvard’s World President’s Organization program. He has also lectured and consulted in more than 30 countries. Dr. Yoffie is a member of the board of directors of Intel Corporation and TiVO Inc. and served as a member of the board of directors of Charles Schwab Corporation until 2007. He is also on the board of the National Bureau of Economic Research, a nonprofit research organization. Dr. Yoffie holds a masters and Ph.D. from Stanford University, where he has been a Visiting Scholar, and a bachelor’s degree from Brandeis University.

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