People: Full Circle Capital Corp (FULL.W)
FULL.W on CBOE When Trading NASDAQ Global Select Market
7.78USD
15 May 2013
7.78USD
15 May 2013
Price Change (% chg)
$-0.04 (-0.51%)
$-0.04 (-0.51%)
Prev Close
$7.82
$7.82
Open
$7.78
$7.78
Day's High
$7.78
$7.78
Day's Low
$7.78
$7.78
Volume
100
100
Avg. Vol
60
60
52-wk High
$8.27
$8.27
52-wk Low
$6.90
$6.90
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
John Stuart |
46 | 2010 | Chairman of the Board, President, Chief Executive Officer |
William Vastardis |
56 | 2010 | Chief Financial Officer, Treasurer, Secretary |
Salvatore Faia |
49 | 2010 | Chief Compliance Officer |
Mark Biderman |
67 | 2010 | Independent Director |
Edward Cohen |
74 | 2010 | Independent Director |
Thomas Ortwein |
56 | 2010 | Independent Director |
Biographies
| Name | Description |
|---|---|
John Stuart |
Mr. John E. Stuart is a Chairman of the Board, President, Chief Executive Officer of Full Circle Capital Corp. Mr. Stuart is Chief Executive Officer and President and is primarily responsible for overall investment strategies and portfolio management. In addition, Mr. Stuart is the Managing Member of Full Circle Advisors and Full Circle Service Company. Mr. Stuart co-founded Full Circle Funding, LP in 2005 and is a managing partner. Prior to founding Full Circle Funding, LP, from 2002 to 2004, Mr. Stuart was Managing Member of Excess Capital LLC which provided financial advisory services and structured and funded equity and debt investments. Prior thereto he was Co-Founder and President of Titan Outdoor Holdings, a New York-based outdoor advertising company, between 1999 and 2002, and was a Director until its sale in 2005. Prior thereto, Mr. Stuart was a Managing Director in the Corporate Finance Department of Prudential Securities Incorporated between 1996 and 1999. Mr. Stuart began his career at Oppenheimer & Co., Inc. where he was a member of the Mergers and Acquisitions Group and Corporate Finance Department from 1988 to 1996. Education – A.B. Brown University, 1988. |
William Vastardis |
Mr. William E. Vastardis is Chief Financial Officer, Treasurer and Secretary of Full Circle Capital Corp. Mr. Vastardis has served as Chief Financial Officer, Treasurer and Secretary since the company began operations in 2010. Mr. Vastardis is a founder and President of Vastardis Fund Services LLC, which serves as Full Circle Capital’s sub-administrator. Founded in 2003, Vastardis Fund Services provides full-service fund administration services to hedge fund, private equity and business development company clients. Prior to founding Vastardis Fund Services, Mr. Vastardis managed a third-party fund administration firm, AMT Capital Services Inc., which was acquired by Investors Bank & Trust Company in 1998. Mr. Vastardis continued in the role of managing director at the renamed Investors Capital Services until he departed in 2003 to found Vastardis Fund Services. Mr. Vastardis served as Chief Financial Officer of Prospect Capital Corporation, a business development company, from May 2005 to November 2008. He also served as Prospect Capital’s Chief Compliance Officer from January 2005 until September 2008. Education – B.S., Business Administration, Villanova University, 1990. |
Salvatore Faia |
Mr. Salvatore Faia is Chief Compliance Officer of Full Circle Capital Corp. since 2010. Since 2004, Mr. Faia has served as the President of Vigilant Compliance Services, a full service compliance firm serving mutual funds and the investment industry. In connection with his role as President of Vigilant Compliance Services, he currently serves as chief compliance officer for a number of closed-end funds, mutual funds and investment advisers. From 2002 to 2004, Mr. Faia served as senior legal counsel for PFPC Worldwide, and from 1997 to 2001, he was a partner with Pepper Hamilton LLP. Mr. Faia has experience with mutual funds, hedge funds, investment advisers, broker dealers and the investment management industry. In addition to being an experienced 1940 Act and Advisers’ Act attorney, he is a Certified Public Accountant, and holds various FINRA Securities Licenses. Mr. Faia is a member of the Investment Company Institute’s Chief Compliance Officer Committee. Education – B.S., Accounting and Finance, La Salle University, 1984; J.D. University of Pennsylvania, 1988. |
Mark Biderman |
Mr. Mark C. Biderman is an Independent Director of Full Circle Capital Corp. Mr. Biderman serves as chairman of Full Circle Capital’s audit committee. Mr. Biderman currently serves as a member of the board of directors and audit committees of Apollo Commercial Real Estate Finance, Inc., a real estate investment trust, Apollo Residential Mortgage, Inc., a real estate finance company, and Atlas Energy GP, LLC, the General Partner of Atlas Energy, L.P., a midstream energy service provider. Mr. Biderman served as a member of the board of directors of Atlas Energy, Inc., an independent natural gas producer, from July 2009 through February 2011. Mr. Biderman served as Vice Chairman of National Financial Partners, Corp. (“NFP”), a financial services company focused on distributing financial products, from September 2008 through December 2008. From November 1999 until September 2008, Mr. Biderman served as NFP’s Executive Vice President and Chief Financial Officer. From May 1987 to October 1999, Mr. Biderman served as Managing Director and Head of the Financial Institutions Group at CIBC World Markets, an investment banking firm, and its predecessor, Oppenheimer & Co., Inc. Prior to investment banking, he was an equity research analyst covering the commercial banking industry. Mr. Biderman was on the “Institutional Investor” All American Research Team from 1973 to 1985 and was First Team Bank Analyst in 1974 and 1976. Mr. Biderman chaired the Due Diligence Committee at CIBC and served on the Commitment and Credit Committees. Mr. Biderman serves on the Board of Governors and as Treasurer of Hebrew Union College — Jewish Institute of Religion and on the Advisory Council of the Program in Judaic Studies of Princeton University. Mr. Biderman is a Chartered Financial Analyst. Education – B.S.E. Princeton University, 1967; M.B.A. Harvard Graduate School of Business Administration, 1969. |
Edward Cohen |
Mr. Edward H. Cohen is an Independent Director of Full Circle Capital Corp. Mr. Cohen serves as chairman of Full Circle’s nominating and corporate governance committee. He has been Counsel to the international law firm of Katten Muchin Rosenman LLP since February 2002, and before that was a partner in the firm (with which he has been affiliated since 1963). Mr. Cohen is currently a director of Gilman Ciocia, Inc., a tax and financial planning firm, and retired as a director of PVH Corp. (formerly Phillips-Van Heusen Corporation), a manufacturer and marketer of apparel and footwear, in July 2011. In the past five years, he has also served as director for Franklin Electronic Publishers, Inc., an electronic publishing company, Merrimac Industries, Inc., a manufacturer of passive RF and microwave components for industry, government and science, and Levcor International, Inc., a manufacturer of buttons and other accoutrements. Education – B.A. University of Michigan, 1960; J.D. Harvard Law School, 1963. |
Thomas Ortwein |
Mr. Thomas A. Ortwein, Jr., is an Independent Director of Full Circle Capital Corp. Mr. Ortwein founded Highbrace Partners in 2003. From 1997 to 2003 he was Managing Director and Head of Capital Markets for CIBC World Markets, where he also served on the Management Committee, Corporate and Leveraged Finance Executive Board, and the World Markets Executive Board; he also was Chairman of the Commitment and Due Diligence committees. Mr. Ortwein started the Capital Markets Group at Oppenheimer & Co., Inc. in 1991, which he managed until the Firm was acquired by CIBC in 1997. From 1984 to 1991 he managed several management, and sales/trading businesses at Oppenheimer. Prior to that, he held positions at Lehman Brothers and Merrill Lynch in sales & trading and management. Mr. Ortwein is currently an active member of the Greenwich Roundtable, a not-for-profit research and educational organization for alternative investing and practices in the hedge fund industry. He also serves as President of the Board of Directors of the Greenwich Boys and Girls Club. Education — B.A., Economics, Moravian College, 1977. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
John Stuart |
-- |
William Vastardis |
-- |
Salvatore Faia |
-- |
Mark Biderman |
-- |
Edward Cohen |
-- |
Thomas Ortwein |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
John Stuart |
0 | 0 |
William Vastardis |
0 | 0 |
Salvatore Faia |
0 | 0 |
Mark Biderman |
0 | 0 |
Edward Cohen |
0 | 0 |
Thomas Ortwein |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
ORTWEIN THOMAS A JR |
9,500 | $7.87 |
ORTWEIN THOMAS A JR |
12,123 | $0.00 |
ORTWEIN THOMAS A JR |
15,304 | $7.84 |
ORTWEIN THOMAS A JR |
15,767 | $7.90 |
STUART JOHN EDWARD |
2,000 | $7.25 |
STUART JOHN EDWARD |
1,000 | $6.83 |
COHEN EDWARD H |
6,000 | $6.99 |
STUART JOHN EDWARD |
1,000 | $6.96 |
COHEN EDWARD H |
1,500 | $7.00 |
COHEN EDWARD H |
2,000 | $7.00 |
COHEN EDWARD H |
600 | $7.07 |
COHEN EDWARD H |
400 | $7.09 |
STUART JOHN EDWARD |
1,000 | $7.08 |
COHEN EDWARD H |
500 | $7.00 |
STUART JOHN EDWARD |
1,000 | $7.75 |
STUART JOHN EDWARD |
1,000 | $7.92 |
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