People: Greater China Fund Inc (GCH)


GCH on New York Consolidated

11.39USD
18 Jun 2013
Price Change (% chg)

$0.05 (+0.44%)
Prev Close
$11.34
Open
$11.38
Day's High
$11.44
Day's Low
$11.34
Volume
14,713
Avg. Vol
20,976
52-wk High
$13.40
52-wk Low
$10.11

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Summary

Name Age Since Current Position

Edward Baker

 77 2008 Independent Chairman of the Board

Brian Corris

 53 2008 President

Grace Torres

 53 2007 Principal Financial and Accounting Officer, Vice President, Treasurer

Valerie Simpson

 53 2007 Chief Compliance Officer

Agnes Deng

 42 2010 Vice President, Portfolio Manager

Lana Lomuti

 44 2007 Assistant Treasurer

Peter Parrella

 54 2007 Assistant Treasurer

Theresa Thompson

 50 2007 Deputy Chief Compliance Officer

Deborah Docs

 55 2007 Chief Legal Officer, Secretary

Andrew French

 50 2007 Assistant Secretary

John Bult

 76 1992 Independent Director

Vincent Duhamel

 47 2009 Independent Director

John Hawkins

 69 1992 Independent Director

C. William Maher

 50 2003 Independent Director

Jonathan Taylor

 68 1992 Independent Director

Tak Lung Tsim

 65 1992 Independent Director
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Biographies

Name Description

Edward Baker

 Mr. Edward Y. Baker is Independent Chairman of the Board of The Greater China Fund Incorporated since 2008. He is Investment Consultant; previously President and Chief Executive Officer, HOOPP Investment Management Limited and Chief Investment Officer, Hospitals of Ontario Pension Plan. He is Chairman, Board of Trustees, Rogers Sugar Income Fund.

Brian Corris

 Mr. Brian A. Corris is President of The Greater China Fund Incorporated since 2008. He has been Director of Institutional Group of Baring Asset Management Limited; President of The Asia Pacific Fund, Inc.

Grace Torres

 Ms. Grace C. Torres is Principal Financial and Accounting Officer, Vice President, Treasurer of The Greater China Fund Incorporated since 2007. She has been Treasurer and Principal Financial and Accounting Officer of Prudential Funds, Target Funds, The Prudential Variable Contract Accounts-2, 10, 11, Prudential Series Funds and Prudential Gibraltar Fund Inc.; Assistant Treasurer and Senior Vice President of Prudential Investments; Assistant Treasurer and Vice President of AST Investment Services, Inc.; Senior Vice President and Assistant Treasurer of Prudential Annuities Advisory Services, Inc.; Vice President of The Asia Pacific Fund, Inc.; formerly Senior Vice President of AST Investment Services, Inc.

Valerie Simpson

 Ms. Valerie M. Simpson is Chief Compliance Officer of The Greater China Fund Incorporated since 2007. She has been Chief Compliance Officer of Prudential Investments, AST Investment Services, Inc. and The Asia Pacific Fund, Inc.; formerly Vice President—Financial Reporting for Prudential Life and Annuities Finance.

Agnes Deng

 Mr. Agnes Deng is Vice President, Portfolio Manager of The Greater China Fund Incorporated. He has been Head of HK China Equities, Baring Asset Management (Asia) Limited; previously an Investment Director of Standard Life Investments.

Lana Lomuti

 Ms. Lana Lomuti is Assistant Treasurer of The Greater China Fund Incorporated since 2007. She has been Vice President and Director within Prudential Mutual Fund Administration.

Peter Parrella

 Mr. Peter Parrella is Assistant Treasurer of The Greater China Fund Incorporated since 2007. He has been Vice President and Director within Prudential Mutual Fund Administration; formerly Tax Manager at SSB Citi Fund Management LLC.

Theresa Thompson

 Ms. Theresa C. Thompson is Deputy Chief Compliance Officer of The Greater China Fund Incorporated since 2007. She has been Vice President, Compliance, Prudential Investments and Director of Compliance; Deputy Chief Compliance Officer of The Asia Pacific Fund, Inc. and all Prudential sponsored mutual funds.

Deborah Docs

 Ms. Deborah A. Docs is Chief Legal Officer, Secretary of The Greater China Fund Incorporated since 2007. She has been Vice President and Corporate Counsel of Prudential; Vice President and Assistant Secretary of Prudential Investments LLC (PI); formerly Vice President and Assistant Secretary of AST Investment Services, Inc.; Secretary and Chief Legal Officer of The Asia Pacific Fund, Inc. and Secretary of all Prudential sponsored mutual funds.

Andrew French

 Mr. Andrew R. French is Assistant Secretary of The Greater China Fund Incorporated since 2007. He has been Vice President and Corporate Counsel of Prudential; Vice President and Assistant Secretary of PI; Vice President and Assistant Secretary of Prudential Mutual Fund Services; Assistant Secretary of The Asia Pacific Fund, Inc. and all Prudential sponsored mutual funds.

John Bult

 Mr. John A. Bult is Independent Director of The Greater China Fund Incorporated since 1992. He has been Chairman of PaineWebber International Inc. He has been Director of Lombos Holdings Limited; Former Director of European Equity Fund (formerly known as The Germany Fund, Inc.), The New Germany Fund, Inc. and The Central Europe and Russia Fund, Inc.

Vincent Duhamel

 Mr. Vincent Duhamel is Independent Director of The Greater China Fund Incorporated since 2009. He has been Head of Asia and Partner, Lombard Odier Darier Hentsch (Asia) Ltd.; previously Chief Executive Officer of SAIL Advisors Limited; President of SAIL Alternative Research, Inc.; previously Managing Director at Goldman Sachs in Hong Kong; previously Chief Executive for Asia of State Street Global Advisors. He has been Former Director of Sectoral Asset Management Limited; Former Director of SAIL Advisors Limited.

John Hawkins

 Mr. John A. Hawkins is Independent Director of The Greater China Fund Incorporated since 1992. Previously he has been Executive Vice President—Private Clients for The Bank of Bermuda Ltd. He has been Director of Advance Developing Markets Fund Ltd.; Raffles Asia Investment Company Ltd.; SR Global Fund Inc.; MW Japan Fund Ltd.

C. William Maher

 Mr. C. William Maher is Independent Director of The Greater China Fund Incorporated since 2003. He has been Chief Financial Officer, Santa Barbara Tax Products Group; formerly Managing Director and Chief Financial Officer of LPL Financial; previously Managing Director of Nicholas Applegate Capital Management.

Jonathan Taylor

 Mr. Jonathan J.K. Taylor is Independent Director of The Greater China Fund Incorporated since 1992. He has been Chairman and Managing Director of Dragon Partners Limited (consulting for investment managers). He has been Chairman, Schroder Japan Growth Fund Plc; Director, Onyx Country Estates Limited (family property company); Member, International Advisory Board of Datawind Net Access Corporation.

Tak Lung Tsim

 Mr. Tak Lung Tsim is Independent Director of The Greater China Fund Incorporated since 1992. He has been Principal, T.L. Tsim & Associates Ltd. He has been Member of Li Po Chun United World College of Hong Kong; Director of Playmates Holdings Limited (toy company); Independent non-executive Director of Asia Cement (China) Holdings Corporation.

Insider Trading

Name Shares Traded Price

SELL MORITZ A

 600 $12.05

SELL MORITZ A

 500 $12.26

SELL MORITZ A

 500 $12.51

SELL MORITZ A

 750 $12.61

BULT JOHN A

 1,000 $13.12

BULT JOHN A

 550 $13.04

BULT JOHN A

 450 $13.08

SELL MORITZ A

 750 $12.92
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