People: Guggenheim Strategic Opportunities Fund (GOF)
GOF on New York Consolidated
22.39USD
24 May 2013
22.39USD
24 May 2013
Price Change (% chg)
$0.03 (+0.13%)
$0.03 (+0.13%)
Prev Close
$22.36
$22.36
Open
$22.34
$22.34
Day's High
$22.50
$22.50
Day's Low
$22.16
$22.16
Volume
83,094
83,094
Avg. Vol
59,810
59,810
52-wk High
$24.14
$24.14
52-wk Low
$19.85
$19.85
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Donald Cacciapaglia |
62 | 2012 | Chief Executive Officer, Trustee |
John Sullivan |
58 | 2010 | Chief Financial Officer, Chief Accounting Officer, Treasurer |
Joanna Catalucci |
47 | 2012 | Chief Compliance Officer |
Mark Furjanic |
54 | 2008 | Assistant Treasurer |
James Howley |
41 | 2007 | Assistant Treasurer |
Derek Maltbie |
41 | 2011 | Assistant Treasurer |
Kimberly Scott |
39 | 2012 | Assistant Treasurer |
Amy Lee |
52 | 2012 | Chief Legal Officer |
Mark Mathiasen |
35 | 2007 | Secretary |
Stevens Kelly |
31 | 2012 | Assistant Secretary |
Randall Barnes |
62 | 2007 | Independent Trustee |
Roman Friedrich |
67 | 2010 | Independent Trustee |
Robert Karn |
71 | 2010 | Independent Trustee |
Ronald Nyberg |
60 | 2007 | Independent Trustee |
Ronald Toupin |
55 | 2007 | Independent Trustee |
Biographies
| Name | Description |
|---|---|
Donald Cacciapaglia |
Mr. Donald C. Cacciapaglia is Chief Executive Officer, Trustee of Guggenheim Strategic Opportunities Fund. He is Senior Managing Director of Guggenheim Investments (2010-present); Chief Executive Officer of Guggenheim Funds Services, LLC (2012-present); Chief Executive Officer (2012-present) and President (2010-present), Guggenheim Funds Distributors, LLC and Guggenheim Funds Investment Advisors, LLC; Chief Executive Officer of certain funds of Guggenheim Funds Fund Complex (2012-present); President and Director of SBL Fund, Security Equity Fund, Security Income Fund, Security Cap Value Fund, and Security Mid Cap Growth Fund (2012-present); President, CEO and Trustee of Rydex Dynamic Funds, Rydex ETF Trust, Rydex Series Funds and Rydex Variable Trust, (2012-present); Formerly Chairman and CEO of Channel Capital Group Inc. and Channel Capital Group LLC. (2002-2010). |
John Sullivan |
Mr. John L. Sullivan is Chief Financial Officer, Chief Accounting Officer, Treasurer of Guggenheim Strategic Opportunities Fund. He serves as Senior Managing Director of Guggenheim Funds Investment Advisors, LLC and Guggenheim Funds Distributors, Inc. (2010-present). Chief Financial Officer, Chief Accounting Officer and Treasurer of certain funds in the Fund Complex. Formerly, Chief Compliance Officer, Van Kampen Funds (2004–2010). Head of Fund Accounting, Morgan Stanley Investment Management (2002–2004). Chief Financial Officer, Treasurer, Van Kampen Funds (1996-2004). |
Joanna Catalucci |
Ms. Joanna Catalucci is Chief Compliance Officer of Guggenheim Strategic Opportunities Fund. She is Managing Director of Compliance and Fund Board Relations, Guggenheim Investments (2012-present). Formerly, Chief Compliance Officer & Secretary, SBL Fund; Security Equity Fund; Security Income Fund; Security Cap Value Fund & Security Mid Cap Growth Fund; Vice President, Rydex Holdings, LLC; Vice President, Security Benefit Asset Management Holdings, LLC; and Senior Vice President & Chief Compliance Officer, Security Investors, LLC (2010-2012); Security Global Investors, LLC, Senior Vice President (2010-2011); Rydex Advisors, LLC (f/k/a PADCO Advisors, Inc.) and Rydex Advisors II, LLC (f/k/a PADCO Advisors II, Inc.), Chief Compliance Officer and Senior Vice President (2010-2011); Rydex Capital Partners I, LLC & Rydex Capital Partners II, LLC, Chief Compliance Officer (2006-2007); and Rydex Fund Services, LLC (f/k/a Rydex Fund Services, Inc.), Vice President (2001-2006). |
Mark Furjanic |
Mr. Mark J. Furjanic is Assistant Treasurer of Guggenheim Strategic Opportunities Fund. He is Vice President, Fund Administration-Tax of Guggenheim Funds Investment Advisors, LLC (2005-present), Assistant Treasurer of certain funds in the Fund Complex. Formerly, Senior Manager for Ernst & Young LLP (1999-2005). |
James Howley |
Mr. James Howley is Assistant Treasurer of Guggenheim Strategic Opportunities Fund. He is Vice President, Fund Administration of Guggenheim Funds Investment Advisors, LLC (2004-present). Assistant Treasurer of certain funds in the Fund Complex. Previously, Manager, Mutual Fund Administration of Van Kampen Investments, Inc. (1996-2004). |
Derek Maltbie |
Mr. Derek Dale Maltbie is Assistant Treasurer of Guggenheim Strategic Opportunities Fund. He is Assistant Vice President, Fund Administration of Guggenheim Funds Investment Advisors, LLC (2005-present). Assistant Treasurer of certain funds in the Fund Complex. Supervisor, Mutual Fund Administration of Van Kampen Investments, Inc. (1995-2005). |
Kimberly Scott |
Ms. Kimberly J. Scott is Assistant Treasurer of Guggenheim Strategic Opportunities Fund. She is Vice President, Fund Administration of Guggenheim Funds Investment Advisors, LLC (2012-present); Assistant Treasurer of certain funds in the Fund Complex. Previously, Financial Reporting Manager for Invesco, Ltd. (2010-2011); Vice President/Assistant Treasurer, Mutual Fund Administration for Van Kampen Investments, Inc./Morgan Stanley Investment Management (2009-2010); Manager- Mutual Fund Administration for Van Kampen Investments, Inc./Morgan Stanley Investment Management (2005-2009). |
Amy Lee |
Ms. Amy J. Lee is Chief Legal Officer of Guggenheim Strategic Opportunities Fund. She is Managing Director, Guggenheim Investments (2012-present); Senior Vice President & Secretary, Security Investors, LLC (2010 - present); Secretary & Chief Compliance Officer, Security Distributors, Inc. (1987 - 2012); Vice President, Associate General Counsel & Assistant Secretary, Security Benefit Life Insurance Company and Security Benefit Corporation (1987-2012); Vice President & Secretary, Rydex Series Funds, Rydex ETF Trust, Rydex Dynamic Funds, and Rydex Variable Trust (2008-present); Chief Legal Officer (2012) of certain funds in the Guggenheim Funds Complex. |
Mark Mathiasen |
Mr. Mark E. Mathiasen is Secretary of Guggenheim Strategic Opportunities Fund. He is Vice President, Assistant General Counsel of Claymore Group Inc. (2007-present). Secretary of certain funds in the Fund Complex. Previously, Law Clerk, Idaho State Courts (2003-2006). |
Stevens Kelly |
Mr. Stevens T. Kelly is Assistant Secretary of Guggenheim Strategic Opportunities Fund. He is Assistant General Counsel of Guggenheim Funds Services, LLC (2011 to present). Assistant Secretary of certain funds in the Fund Complex. Previously, associate at K&L Gates LLP (2008-2011). J.D., University of Wisconsin Law School (2005-2008). |
Randall Barnes |
Mr. Randall C. Barnes is Independent Trustee of Guggenheim Strategic Opportunities Fund. He is Private Investor (2001-present). Formerly, Senior Vice President & Treasurer, PepsiCo, Inc.(1993-1997), President, Pizza Hut International (1991-1993) and Senior Vice President, Strategic Planning and New Business Development, PepsiCo, Inc. (1987-1990). |
Roman Friedrich |
Mr. Roman Friedrich III is Independent Trustee of Guggenheim Strategic Opportunities Fund. He is Founder and President of Roman Friedrich & Company, Ltd. a mining and metals investment bank (1998-present). Formerly, Senior Managing Director of MLV & Co., LLC, an investment bank and institutional broker-dealer specializing in capital intensive industries such as energy, metals and mining (2010-2011). |
Robert Karn |
Mr. Robert B. Karn III is Independent Trustee of Guggenheim Strategic Opportunities Fund. He is Consultant (1998-present). Previously, Managing Partner, Financial and Economic Consulting, St. Louis office of Arthur Andersen, LLP (1965-1998). |
Ronald Nyberg |
Mr. Ronald A. Nyberg is Independent Trustee of Guggenheim Strategic Opportunities Fund. He Partner of Nyberg & Cassioppi, LLC, a law firm specializing in corporate law, estate planning and business transactions (2000-present). Formerly, Executive Vice President, General Counsel and Corporate Secretary of Van Kampen Investments (1982-1999). |
Ronald Toupin |
Mr. Ronald E. Toupin Jr., is Independent Trustee of Guggenheim Strategic Opportunities Fund. He serves as Portfolio Consultant (2010-present). Formerly, Vice President, Manager and Portfolio Manager of Nuveen Asset Management (1998-1999), Vice President of Nuveen Investment Advisory Corp. (1992-1999), Vice President and Manager of Nuveen Unit Investment Trusts (1991-1999), and Assistant Vice President and Portfolio Manager of Nuveen Unit Investment Trusts (1988-1999), each of John Nuveen & Company, Inc. (1982-1999). |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Donald Cacciapaglia |
-- |
John Sullivan |
-- |
Joanna Catalucci |
-- |
Mark Furjanic |
-- |
James Howley |
-- |
Derek Maltbie |
-- |
Kimberly Scott |
-- |
Amy Lee |
-- |
Mark Mathiasen |
-- |
Stevens Kelly |
-- |
Randall Barnes |
-- |
Roman Friedrich |
-- |
Robert Karn |
-- |
Ronald Nyberg |
-- |
Ronald Toupin |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
Donald Cacciapaglia |
0 | 0 |
John Sullivan |
0 | 0 |
Joanna Catalucci |
0 | 0 |
Mark Furjanic |
0 | 0 |
James Howley |
0 | 0 |
Derek Maltbie |
0 | 0 |
Kimberly Scott |
0 | 0 |
Amy Lee |
0 | 0 |
Mark Mathiasen |
0 | 0 |
Stevens Kelly |
0 | 0 |
Randall Barnes |
0 | 0 |
Roman Friedrich |
0 | 0 |
Robert Karn |
0 | 0 |
Ronald Nyberg |
0 | 0 |
Ronald Toupin |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
TOUPIN RONALD E JR |
50 | $22.66 |
BARNES RANDALL C |
2,000 | $21.17 |
BARNES RANDALL C |
4,000 | $21.24 |
BARNES RANDALL C |
140 | $20.93 |
BARNES RANDALL C |
1,300 | $21.23 |
BARNES RANDALL C |
4,000 | $21.23 |
BARNES RANDALL C |
200 | $21.22 |
BARNES RANDALL C |
2,000 | $21.23 |
BARNES RANDALL C |
400 | $21.15 |
BARNES RANDALL C |
500 | $21.13 |
BARNES RANDALL C |
74 | $21.04 |
FRIEDRICH ROMAN III |
225 | $21.10 |
BARNES RANDALL C |
1,890 | $21.65 |
BARNES RANDALL C |
2,000 | $21.45 |
BARNES RANDALL C |
1,500 | $21.40 |
BARNES RANDALL C |
2,400 | $21.45 |
BARNES RANDALL C |
1,600 | $21.40 |
BARNES RANDALL C |
110 | $21.65 |
BARNES RANDALL C |
1,000 | $21.10 |
BARNES RANDALL C |
1,000 | $21.08 |
BARNES RANDALL C |
793 | $21.00 |
TOUPIN RONALD E JR |
50 | $20.93 |
TOUPIN RONALD E JR |
50 | $21.38 |
MITCHELL PATRICK L |
5,959 | $20.51 |
TOUPIN RONALD E JR |
50 | $20.36 |
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