People: Helios High Yield Fund (HHY)

HHY on New York Consolidated

10.50USD
24 May 2013
Price Change (% chg)

$-0.06 (-0.53%)
Prev Close
$10.56
Open
$10.50
Day's High
$10.58
Day's Low
$10.50
Volume
12,520
Avg. Vol
21,915
52-wk High
$11.04
52-wk Low
$9.42

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Summary

Name Age Since Current Position

Rodman Drake

 70 2009 Independent Chairman of the Board of Trustees

Kim Redding

 57 2010 President

Seth Gelman

 37 2009 Chief Compliance Officer

Richard Cryan

 56 2011 Vice President

Dana Erikson

 47 2009 Vice President

Mark Shipley

 41 2011 Vice President

Steven Pires

 56 2009 Treasurer

Jonathan Tyras

 44 2009 Secretary

Lily Wicker

 34 2009 Assistant Secretary

Heather Goldman

 45 2013 Director

Stuart McFarland

 65 2009 Independent Trustee

Louis Salvatore

 66 2009 Independent Trustee
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Biographies

Name Description

Rodman Drake

 Mr. Rodman L. Drake is Independent Chairman of the Board of Trustees of Helios High Yield Fund. He is Chairman (since 2003) and Director/Trustee of several investment companies advised by the Advisor (1989-Present); Director and/or Lead Director of Crystal River Capital, Inc. (2005- 2010); Chairman of Board (2005-2010), Interim President and Chief Executive Officer of Crystal River Capital, Inc. (2009-2010); Director of Celgene Corporation (2006-Present); Director of Student Loan Corporation (2005-2010); Director of Apex Silver Mines Limited (2007-2009); Co-founder, Baringo Capital LLC (2002-Present); Director of Jackson Hewitt Tax Services Inc. (2004-2011); Director of Animal Medical Center (2002-Present); Director and/or Lead Director of Parsons Brinckerhoff, Inc. (1995-2008); Trustee and Chairman of Excelsior Funds (1994-2007); Trustee of Columbia Atlantic Funds (2007-2009); Chairman of Columbia Atlantic Funds (2009-Present).

Kim Redding

 Mr. Kim G. Redding is President of Helios High Yield Fund. He is President of several investment companies advised by the Advisor (2010-Present); Chief Executive Officer and Chief Investment Officer of the Advisor (2010-Present); Co-Chief Executive Officer and Chief Investment Officer of the Advisor (2009-2010); Director, Brookfield Investment Management (UK) Limited (2011-Present); Director and Chairman of the Board of Directors, Brookfield Investment Management (Canada) Inc. (2011-Present); Director, Brookfield Investment Funds (UCITS) plc (2011-Present); Director, Brookfield Investment Funds (QIF) plc (2011-Present); Founder and Chief Executive Officer of Brookfield Redding LLC (2001-2009).

Seth Gelman

 Mr. Seth Gelman is Chief Compliance Officer of Helios High Yield Fund since 2009. He is CCO of several investment companies advised by the Advisor (2009-Present); Director and CCO of the Advisor (2009-Present); Vice President of Oppenheimer Funds, Inc. (2004-2009).

Richard Cryan

 Mr. Richard Cryan is Vice President of Helios High Yield Fund since May 2011. He is Vice President of several investment companies advised by the Advisor (May 2011-present); Senior Portfolio Manager of the Advisor (2006-Present); Managing Director of the Advisor (2006-Present).

Dana Erikson

 Mr. Dana Erikson is Vice President of Helios High Yield Fund. He is Vice President of other investment company advised by the Advisor (2009-Present); Senior Portfolio Manager/Managing Director of the Advisor (2006-Present).

Mark Shipley

 Mr. Mark Shipley is Vice President of Helios High Yield Fund since May 2011. He is Vice President of several investment companies advised by the Advisor (May 2011-Present); Portfolio Manager of the Advisor (2011-Present); Managing Director of the Advisor (2011-Present); Director of the Advisor (2006-2010); Analyst of the Advisor (2006-2010).

Steven Pires

 Mr. Steven M. Pires is Treasurer of Helios High Yield Fund. He is Treasurer of several investment companies advised by the Advisor (2009-Present); Vice President of the Advisor (2011-Present); Vice President of Brookfield Operations and Management Services LLC (2008-2011); Assistant Vice President of Managers Investment Group LLC (2004-2008).

Jonathan Tyras

 Mr. Jonathan C. Tyras is Secretary of Helios High Yield Fund. He is Managing Director and Chief Financial Officer of the Advisor (2010-Present); Director of the Advisor (2006-2010); Chief Financial Officer of Brookfield Investment Management (UK) Limited (2011-Present); Chief Financial Officer of Brookfield Investment Management (Canada) Inc. (2011-Present); General Counsel and Secretary of the Advisor (2006-Present); Vice President and General Counsel (2006-2010) and Secretary (2007-2010) of Crystal River Capital, Inc.; Secretary of several investment companies advised by the Advisor (2006-Present).

Lily Wicker

 Ms. Lily Y. Wicker is Assistant Secretary of Helios High Yield Fund. She is Assistant Secretary (2009-Present) and Interim CCO (March-May 2009) of several investment companies advised by the Advisor; Vice President (2010-Present); Assistant Vice President (2009-2010) and Associate (2007-2009) of the Advisor; Chief Compliance Officer of Brookfield Investment Management (UK) Limited (May 2011-Present).

Heather Goldman

 Ms. Heather S. Goldman has been appointed as Director of Helios High Yield Fund, effective April 15, 2013. Ms. Goldman is a former employee of the Adviser of the Fund.

Stuart McFarland

 Mr. Stuart A. McFarland is Independent Trustee of Helios High Yield Fund. He is Trustee of several investment companies advised by the Advisor (2006-Present); Director of United Guaranty Corporation (July 2011-Present); Lead Independent Director of Brandywine Funds (2003-Present); Director of New Castle Investment Corp. (2000-Present); Chairman and Chief Executive Officer of Federal City Bancorp, Inc. (2005-2007); Managing Partner of Federal City Capital Advisors (1997-Present).

Louis Salvatore

 Mr. Louis P. Salvatore is Independent Trustee of Helios High Yield Fund. He is Director of Chambers Street Properties (July 2012-Present); Director/Trustee of several investment companies advised by the Advisor (2005-Present); Director of Crystal River Capital, Inc. (2005-2010); Director of Turner Corp. (2003-Present); Director of Jackson Hewitt Tax Services, Inc. (2004-2011); Employee of Arthur Andersen LLP (2002-Present).

Insider Trading

Name Shares Traded Price

MCFARLAND STUART A

 790 $9.50

MCFARLAND STUART A

 790 $9.52

HAMILTON DIANA H

 1,000 $9.41

HAMILTON DIANA H

 1,000 $9.42

SHIPLEY MARK

 540 $9.22
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