People: Hong Kong Exchanges and Clearing Ltd (HKXCF.PK)

HKXCF.PK on OTC Markets Group

16.81USD
17 May 2013
Price Change (% chg)

$0.05 (+0.28%)
Prev Close
$16.76
Open
$16.68
Day's High
$16.81
Day's Low
$16.68
Volume
3,050
Avg. Vol
1,533
52-wk High
$19.45
52-wk Low
$12.78

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Summary

Name Age Since Current Position

Chung-Kong Chow

 62 2012 Non-Executive Independent Chairman of the Board

Xiaojia Li

 52 2010 Chief Executive, Executive Director

Paul Kennedy

 55 2013 Group Chief Financial Officer

Henry Ingrouille

 42 2013 Chief Operating Officer

Martin Abbott

 52 2013 Co-Head - Global Markets

Bryan Chan

 46 2013 Co-Head - Equities and FIC Business

David Graham

 54 2013 Chief Regulatory Officer and Head - Listing (Designate)

Gerald Greiner

 56 2013 Head - Global Clearing

Romnesh Lamba

 49 2013 Co-Head - Global Markets

Man Wai Law

 58 2013 Chief Communications Officer

Diarmuid O'Hegarty

 51 2012 Deputy Chief Executive of LME

Ketan Patel

 2013 Co-Head - Clearing Risk Management

Calvin Tai

 50 2013 Co-Head - Equities and FIC Business

Felix Wang

 46 2013 Co-Head - Clearing Risk Management

Oi Ming Wong

 50 2010 Chief Counsel and Head - Legal Services

Kam Shing Mau

 54 Company Secretary and Head - Secretarial Services

Tze Ching Chan

 56 2009 Non-Executive Independent Director

Timothy Freshwater

 68 2012 Non-Executive Independent Director

John Harrison

 56 2011 Non-Executive Independent Director

Chiu Chung Hui

 65 2009 Non-Executive Independent Director

Chi Piu Kwok

 60 2000 Non-Executive Independent Director

Kwan Ho Lee

 57 2000 Non-Executive Independent Director

Tze Hau Lee

 51 2009 Non-Executive Independent Director

Ko May Yee Leung

 60 2013 Independent Non-Executive Director

John Strickland

 73 2000 Non-Executive Independent Director

John Williamson

 54 2008 Non-Executive Independent Director

Sai Hung Wong

 57 2003 Non-Executive Independent Director
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Biographies

Name Description

Chung-Kong Chow

 Sir Chow Chung Kong has been appointed as Non-Executive Independent Chairman of the Board of Hong Kong Exchanges and Clearing Ltd., with effective April 27, 2012. His other offices are - AIA Group Limited – independent non-executive director (2010~) Anglo American plc (listed on the London Stock Exchange and Johannesburg Stock Exchange) – independent non-executive director (2008~) The Hong Kong General Chamber of Commerce – chairman (2012~) The Hong Kong Jockey Club – steward (2011~) World Federation of Exchanges – director (2012~). His Past offices are Brambles Industries plc – chief executive (2001-2003) GKN plc – chief executive (1997-2001) MTR Corporation Limited – chief executive officer (2003-2011). His Qualifications include Chartered Engineer (The Institution of Chemical Engineers, UK) Bachelor of Science (Chemical Engineering) (University of Wisconsin, US) Master of Science (Chemical Engineering) (University of California, US) Master of Business Administration (The Chinese University of Hong Kong) Honorary Doctor of Engineering (The University of Bath, UK) Honorary Fellow (The Chinese University of Hong Kong, The Hong Kong Institution of Engineers, and The Institution of Engineering and Technology) Fellow (City & Guilds of London Institute, Hong Kong Academy of Engineering Sciences, The Chartered Institute of Logistics and Transport in Hong Kong, The Institution of Chemical Engineers, and The Royal Academy of Engineering).

Xiaojia Li

 Mr. Li Xiaojia is Chief Executive, Executive Director of Hong Kong Exchanges and Clearing Ltd. His Other office includes China Entrepreneurs Forum – director (2005~). Past offices: Brown & Wood, New York – associate (1993-1994) China Vanke Co Ltd (listed on the Shenzhen Stock Exchange) – independent non-executive director (2008-2010) Davis Polk & Wardwell, New York – associate (1991-1993) J.P. Morgan China – chairman (2003-2009) Merrill Lynch China (1994-2003: president (1999-2003)) Shanghai Pudong Development Bank Co Ltd (listed on the Shanghai Stock Exchange) – independent non-executive director (2008-2010). Qualifications: Bachelor of Arts in English Literature (Xiamen University, China) Master of Arts in Journalism (University of Alabama, US) Juris Doctor (Columbia University, US).

Paul Kennedy

 Mr. Paul Michael Kennedy is the Group Chief Financial Officer of Hong Kong Exchanges and Clearing Ltd since May 8, 2013. He will head the Finance Division and assume full responsibility for the financial and treasury functions of the HKEx group. He has over 30 years of experience in the financial services industry. He has spent most of his career in Asia, including over 15 years as a financial services partner with KPMG both in Hong Kong and as Managing Partner of KPMG’s Shanghai office from 2000 until 2005. From 2006 until 2010, Mr Kennedy served as Chief Operating Officer of the Securities and Futures Commission and subsequently worked as a Managing Director within HSBC Hong Kong’s Global Banking Division. Most recently, since November 2012, Mr Kennedy has been serving as a Special Adviser to HKEx’s Chief Executive with a focus on financial matters, including the integration of London Metal Exchange. Mr. Kennedy holds a Bachelor of Arts in Accounting and Financial Administration from the University of Bangor in the United Kingdom. He is a Fellow of the Hong Kong Institute of Certified Public Accountants and a Fellow of the Institute of Chartered Accountants in England and Wales.

Henry Ingrouille

 Mr. Henry Ingrouille has been appointed as Chief Operating Officer of Hong Kong Exchanges and Clearing Limited effective January 4, 2013. His Past offices: HKEx – Chief Administrative Officer (2012-2013) Morgan Stanley (1994-1997, 1999-2012: managing director (2006-2012); global head of collateral management (2008-2011)) Bankers Trust Company (Hong Kong) – Asia head, network management (1997-1999) London Stock Exchange – international relations analyst (1992-1994). Qualifications: Bachelor of Science in Computational Linguistics and Modern Languages (University of Manchester, UK).

Martin Abbott

 Mr. Martin Abbott has been appointed as Co-Head - Global Markets of Hong Kong Exchanges and Clearing Limited effective January 7, 2013. His Other offices includes LCH.Clearnet Group Limited – non-executive director (2008~) LCH.Clearnet Limited – non-executive director (2008~). Past offices: Metal Bulletin publishing group – president and publisher of New York based AMM LLC, and publisher and editor-in-chief of metals, minerals and mining division of London’s Metal Bulletin PLC (2001-2006); joint editor (1984-1988) Amalgamated Metal Trading Inc – president (1998-2000) Sogemin Metals – president of Sogemin Metals Inc (1996-1997) and associate director of marketing (London) (1993-1996) LME – director of marketing (1990-1993). Qualifications: Bachelor of Laws (The University of Leicester, UK).

Bryan Chan

 Mr. Bryan Chan has been appointed as Co-Head - Equities and FIC Business of Hong Kong Exchanges and Clearing Limited effective January 7, 2013. Mr. Chan, worked in HKEx’s Group Risk Management and Clearing Division before acting as Head of Market Data. Prior to joining HKEx, Mr Chan worked as an administrative officer for the Hong Kong Government for over 12 years. He was posted at the Trade Department, the Hong Kong Government’s delegation to the World Trade Organisation in Geneva, and the Financial Services Bureau. Mr. Chan holds a Bachelor degree in Engineering from the University of Hong Kong.

David Graham

 Mr. David Graham is the Chief Regulatory Officer and Head - Listing (Designate) of Hong Kong Exchanges And Clearing Ltd., since March 1, 2013. His Past offices: Nomura – global head of legal and general counsel, wholesale division (2011-2013) UBS (2004-2011: global/co-global general counsel (UBS Investment Bank) (2008-2011), group general counsel (Europe, Middle East and Africa) (2009-2011), and general counsel (Asia Pacific) (2004-2008)) Morgan Stanley – general counsel, Asia ex-Japan (2001-2004) Freshfields Bruckhaus Deringer LLP (1982-2001: partner (1991-2001)). Qualifications: Master of Arts in Jurisprudence (The University of Oxford, UK) Solicitor (Hong Kong, and England & Wales).

Gerald Greiner

 Mr. Gerald Dale Greiner has been appointed as Head - Global Clearing of Hong Kong Exchanges and Clearing Ltd., effective January 7, 2013. His Past offices: SEHK – chief executive (2007-2013), and member of Compensation Committee (2008-2013) HKFE – chief executive (2004-2013) HKEx – Chief Operating Officer (2007-2013), Deputy Chief Operating Officer and Head of Exchange Division (2004-2007) SFC – senior director of supervision of markets division (1989-2004) US Securities and Exchange Commission – various senior executive positions (1984-1989). Qualifications: Bachelor of Science in Economics (Allegheny College, US) Juris Doctor (University of Toledo College of Law, US).

Romnesh Lamba

 Mr. Romnesh Lamba has been appointed as Co-Head - Global Markets of Hong Kong Exchanges & Clearing Ltd., effective January 7, 2013. His Past offices: HKEx – Head of Market Development (2010-2013) J.P. Morgan (Hong Kong) – senior adviser, Asia ex-Japan corporate finance and capital markets business (2008-2010) Merrill Lynch (Asia Pacific) (2000-2008: managing director, investment banking, and chief operating officer of China origination business (2006-2008), and head of Asia energy and power team (2003- 2006)) Indosuez W.I. Carr Securities (Hong Kong) – head of equity capital markets and director, investment banking (1997-2000). Qualifications: Bachelor of Science in Economics (Magna Cum Laude) and Master of Business Administration (Distinction) (The Wharton School, University of Pennsylvania, US).

Man Wai Law

 Mr. Law Man Wai is Chief Communications Officer of Hong Kong Exchanges and Clearing Ltd., effective January 7, 2013. His Past offices: HKEx – Head of Corporate Communications (2000-2013) SEHK – Head of Corporate Communications (1988-2000) Ogilvy and Mather Public Relations (Hong Kong) Limited – senior consultant and group head of the public relations section for financial institutions and listed companies (1982-1988) Michael Stevenson Limited – advertising and public relations executive (1974-1982).

Diarmuid O'Hegarty

 Mr. Diarmuid O'Hegarty is the Deputy Chief Executive of LME, a subsidiary of Hong Kong Exchanges And Clearing Ltd., since December 6, 2012. His Other office: Federation of European Securities Exchanges – director (2006~). Past offices: LME – general counsel and head of enforcement (1998-2004) The Securities and Futures Authority of the UK – deputy director and head of legal (1994-1998) Richards Butler – solicitor (1990-1994) Cawley Sheerin Wynne – solicitor (1989-1990). Qualifications: Bachelor of Arts in History (Trinity College Dublin, Ireland) Solicitor (England & Wales, and Ireland).

Ketan Patel

 Mr. Ketan Patel has been appointed as Co-Head - Clearing Risk Management of Hong Kong Exchanges and Clearing Limited effective January 7, 2013. Mr. Patel worked at the CME Group as Executive Director prior to joining HKEx. His other risk management roles encompassed exchange traded & OTC fixed income, currency and commodities products, as well as equity derivative products. Before entering the central counterparty clearing realm, Mr. Patel worked in various research and risk management roles in fixed income and equity financial products. Mr. Patel holds a Master of Business Administration degree from the University of Chicago, and a Bachelor degree in management from the Purdue University.

Calvin Tai

 Mr. Calvin Tai has been appointed as Co-Head - Equities and FIC Business of Hong Kong Exchanges and Clearing Limited effective January 7, 2013. Mr. Tai, joined HKFE before its merger with SEHK as Head of Products in 1998 and Head of Derivatives Market Development and Operations from 2003 to 2010 before being appointed as Head of Trading Division. Prior to joining HKFE, he had worked in the banking industry for more than 10 years and held various management positions in ABN-Amro Bank N.V., HSBC and Royal Bank of Canada. Mr. Tai holds a Bachelor degree in Social Sciences from the University of Hong Kong.

Felix Wang

 Mr. Felix Wang has been appointed as Co-Head - Clearing Risk Management of Hong Kong Exchanges and Clearing Limited effective January 7, 2013. He was HKEx’s Head of the Derivatives Clearing Risk Management Department from 2004 to 2012. From 1996 to 2004, he held various managerial positions in HKEx, mainly in the areas of compliance and risk management. Prior to 1996, he worked for various positions in audit firms in England and Hong Kong. Mr. Wang holds a Bachelor of Arts (Accounting with Computing) degree from the University of Kent, England, and is an Associate of the Institute of Chartered Accountants of England & Wales and the Hong Kong Institute of Certified Public Accountants.

Oi Ming Wong

 Ms. Wong Oi Ming is Chief Counsel and Head - Legal Services of Hong Kong Exchanges and Clearing Ltd. Her past experience Linklaters – consultant (2001-2010) SFC (1995-2001: senior director (2000-2001) and director (1997-2000) of corporate finance), Freshfields Bruckhaus Deringer LLP – associate (1992-1995). Her qualifications is Bachelor of Laws (The University of Hong Kong), Solicitor (Hong Kong and England & Wales).

Kam Shing Mau

 Mr. Mau Kam Shing is Company Secretary and Head - Secretarial Services of Hong Kong Exchanges and Clearing Ltd. Mr. Mau is a fellow member of The Hong Kong Institute of Company Secretaries, The Institute of Chartered Secretaries and Administrators, the Association of Chartered Certified Accountants and an associate member of the HKICPA. He holds a Master of Science (Business Administration) degree from the University of Bath, Master of Laws in Corporate and Financial Laws (The University of Hong Kong), Fellow (HKICS, The Institute of Chartered Secretaries and Administrators, and Association of Chartered Certified Accountants), Associate (HKICPA, and Institute of Chartered Accountants in England & Wales).

Tze Ching Chan

 Mr. Chan Tze Ching, CPA, BBS, JP, is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Limited. His Other offices: CVC Capital Partners Limited – senior adviser (2010~) Larry Jewelry International Company Limited – independent non-executive director (2012~) 1 Mongolian Mining Corporation – independent non-executive director (2010~) Rizal Commercial Banking Corporation (listed on The Philippine Stock Exchange, Inc.) – non-executive director (2011~) The Bank of East Asia, Limited – senior adviser (2009~). Past offices: Bank of China (Hong Kong) Limited – deputy chief executive (2008) Citigroup (1980-2007: Citigroup country officer for Hong Kong and head of corporate and investment banking business for Greater China (2005-2007), chief operating officer for Greater China (2004-2005), and Citigroup country officer for Taiwan (2003-2005)). Qualifications: Bachelor of Business Administration and Master of Business Administration (University of Hawaii, US) Certified Public Accountant (American Institute of Certified Public Accountants).

Timothy Freshwater

 Mr. Timothy George Freshwater has been appointed as Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd., with effective April 23, 2012. His Other offices are - Aquarius Platinum Limited (listed on the Australian Securities Exchange, Johannesburg Stock Exchange, and London Stock Exchange) – independent non-executive director (2006~) Chong Hing Bank Limited – independent non-executive director (1997~) COSCO Pacific Limited – independent non-executive director (2005~) Goldman Sachs (Asia) LLC – advisory director (2012~) Grosvenor Asia Pacific Limited – non-executive chairman (2008~) Savills plc (listed on the London Stock Exchange) – independent non-executive director (2012~) Swire Pacific Limited – independent non-executive director (2008~). Past offices: Goldman Sachs (Asia) LLC (2001-2012: director (2001-2012); vice chairman (2005-2012); and chairman, corporate finance (2001-2004)) HKEx – INED (2000-2006) Jardine Fleming (1996-2000: chairman (1999-2000)) Slaughter and May (1967-1996: head of worldwide corporate practice (1993-1996) and partner (1975-1996)). Qualifications: Solicitor (Hong Kong, and England & Wales) Bachelor of Laws and Master of Arts (University of Cambridge, UK).

John Harrison

 Mr. John Barrie Harrison has been appointed as Non-Executive Independent Director of Hong Kong Exchanges and Clearing Limited with effect from 2April 20, 2011. His positions in Other offices include: AIA Group Limited – independent non-executive director (2011~) AustralianSuper Pty Ltd – member of Asian Advisory Committee (2012~) BW Group Ltd – independent non-executive director (2010~). Past offices: KPMG (1977-2010: deputy chairman of KPMG International (2008-2010), chairman of KPMG’s Asia Pacific region and chairman of KPMG China and Hong Kong (2003-2009), and partner of KPMG Hong Kong (1987-2009)). Qualifications: Bachelor of Science (Mathematics) (Durham University, UK) Fellow (Institute of Chartered Accountants in England & Wales) Member (HKICPA).

Chiu Chung Hui

 Mr. Hui Chiu Chung, JP, is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Limited since April 23, 2009. His Other offices include: China South City Holdings Limited – independent non-executive director (2011~) Chun Wo Development Holdings Limited – independent non-executive director (2006~) Frasers Property (China) Limited – independent non-executive director (2004~) Lifestyle International Holdings Limited – independent non-executive director (2005~) Luk Fook Financial Services Limited – chairman and chief executive officer (2011~) Luk Fook Holdings (International) Limited – non-executive director (1997~) Zhuhai Holdings Investment Group Limited – independent non-executive director (1998~). Past offices: HKSCC – director (1992-1996 and 1997-2000) OSK Holdings Hong Kong Limited – vice-chairman (2011) and chief executive officer (2005-2011) SEHK – member of Listing Committee and GEM Listing Committee (2003-2009), and second vice-chairman (1995-1996 and 1997-2000) and member (1991-1996) of Council UOB Kay Hian (Asia) Limited – managing director (2002-2005). Qualifications: Fellow (HKIoD and HKSI).

Chi Piu Kwok

 Dr. Kwok Chi Piu, JP, is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. His Other offices include: HSBC Private Bank (Suisse) SA – non-executive director (2006~) Wing On Company International Limited – non-executive director (1992~) Wing On International Holdings Limited – executive director (1991~) Wocom Holdings Limited – managing director (1992~). Past offices: Bloomberg L.P. – member of Asia Pacific Advisory Board (2006-2010) HKFE – director (1991-2000) and vice-chairman (1997-2000). Qualifications: Bachelor of Science (Chemistry) and Bachelor of Arts (Economics) (Stanford University, US) Doctor of Philosophy (Biochemistry) (University of Chicago, US) Fellow (HKSI).

Kwan Ho Lee

 Mr. Lee Kwan Ho, CPA, is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. His Other offices includes Kingway Brewery Holdings Limited – independent non-executive director (2009~) Tung Tai Group of Companies – chairman (2010~). Past offices Coopers and Lybrand, Los Angeles & Boston – certified public accountant (1978-1981) HSBC group, Hong Kong & Vancouver – senior banker (1981-1990) Tung Tai Group of Companies – managing director (1990-2010). Qualifications: Bachelor of Science in Accounting and International Finance (Magna Cum Laude) (University of Southern California, US) Master of Economics (London School of Economics and Political Science, UK) Certified Public Accountant (State of California, US) Fellow (HKICPA).

Tze Hau Lee

 Mr. Lee Tze Hau is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. His Other offices include: Chen Hsong Holdings Limited – independent non-executive director (2008~) Hysan Development Company Limited – non-executive director (2010~) MAP Capital Limited – managing director (2007~) The Hong Kong Jockey Club – steward (2006~) Trinity Limited – independent non-executive director (2008~). Past offices: Asia Strategic Investment Management Limited – managing director (1995-2002) Hysan Development Company Limited – managing director (2003-2007), chief operating officer (2002-2003) and non-executive director (1990-2002) Lloyd George Management – executive director (1992-1995) SEHK – member of Listing Committee (2004-2007) and GEM Listing Committee (2006-2007) Tai Ping Carpets International Limited – independent non-executive director (1998-2010). Qualifications: Bachelor of Arts (Bowdoin College, US) Master of Business Administration (Boston University, US).

Ko May Yee Leung

 Mrs. Leung (Margaret) Ko May Yee is an Independent Non-Executive Director of Hong Kong Exchanges and Clearing Ltd since April 24, 2013. She is an Independent Non-Executive Director at First Pacific Company Limited, Li & Fung Limited and Sun Hung Kai Properties Limited. She has served in the board of Hang Seng Bank Limited, HSBC Group, HSBC Holdings plc, Hutchison Whampoa Limited, Swire Pacific Limited and Wells Fargo HSBC Trade Bank, NA. She holds Bachelor in Economics, Accounting and Business Administration from The University of Hong Kong.

John Strickland

 Mr. John Estmond Strickland GBS, JP, is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. His Other offices include Esquel Holdings Inc – non-executive director (2001~) Octopus Holdings Limited – non-executive chairman (2011~). Past offices: HSBC, Hong Kong & London (1971-1998 and 1966-1969) Integrated Distribution Services Group Limited – non-executive director (2004-2010) The Hongkong and Shanghai Banking Corporation Limited – chairman (1996-1998). Qualifications: Degree in Physics (Jesus College, University of Cambridge, UK) Honorary Doctorate in Business Administration (City University of Hong Kong) Honorary Doctorate in Technology (The Hong Kong Polytechnic University) Distinguished fellow (Hong Kong Computer Society) Honorary fellow (The Hong Kong Institute of Bankers) Honorary university fellowship (The University of Hong Kong) Fellow (The Hong Kong Management Association).

John Williamson

 Mr. John Mackay McCulloch Williamson is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. His Other offices include SAIL Advisors Limited – chief executive officer (2011~) Search Investment Group Limited – senior managing director (2012~) and chief financial officer (2007~). Past offices: HKEx – member of Clearing Consultative Panel (2000-2007) Morgan Stanley Dean Witter Asia Limited – managing director, and head of infrastructure and operational risk (1998-2007) NatWest Investment Services, London – managing director (1992-1994) NatWest Securities Asia Holdings Limited – chief operating officer (1994-1998) Search Investment Group Limited – managing director (2007-2011). Qualifications: Bachelor of Arts (Accountancy & Computer Science) (Heriot-Watt University, UK) Chartered Accountant (The Institute of Chartered Accountants of Scotland) Fellow (Chartered Institute for Securities and Investment, UK and HKSI).

Sai Hung Wong

 Mr. Wong Sai Hung is Non-Executive Independent Director of Hong Kong Exchanges and Clearing Ltd. His Other offices includes ARN Investment Sicav (listed on the Luxembourg Stock Exchange) – non-executive director (2010~) China Bio-Med Regeneration Technology Limited – executive director 1 and chairman (2012~). Past offices: ARN Asian Enterprise Fund Limited 2 (formerly listed on the Irish Stock Exchange) – non-executive director (2006-2012) 3 BOCI-Prudential Asset Management Limited – chief executive officer (2001-2005) China Bio-Med Regeneration Technology Limited – non-executive director (2008-2012) 1 and vice-chairman (2009-2012) ICBC (Asia) Investment Management Company Limited – business adviser (2012), and chief executive and executive director (2008-2011) INVESCO Asia Limited – deputy chief executive (1998) Prudential Portfolio Managers Asia – regional managing director (1999-2000). Qualifications: Higher Diploma in Business Studies (Marketing) (The Hong Kong Polytechnic University).

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