Edition:
United States

Home Capital Group Inc (HMCBF.PK)

HMCBF.PK on OTC Markets Group - US Other OTC and Grey Market

22.38USD
30 Nov 2016
Change (% chg)

-- (--)
Prev Close
$22.38
Open
--
Day's High
--
Day's Low
--
Volume
--
Avg. Vol
14,147
52-wk High
$31.37
52-wk Low
$15.82

Summary

Name Age Since Current Position

Kevin Smith

53 2011 Independent Chairman of the Board

Martin Reid

56 2016 President, Chief Executive Officer

Robert Morton

2015 Chief Financial Officer, Executive Vice President

Brian Mosko

2010 Chief Operating Officer, Executive Vice President

Fariba Rawhani

2014 Executive Vice President, Chief Information Officer

Gregory Parker

2015 Chief Risk Officer, Executive Vice President - Enterprise Risk Management

Christer Ahlvik

2011 Executive Vice President, Corporate Counsel, Corporate Secretary

Pino Decina

2012 Executive Vice President - Residential Mortgage Lending

John Harry

2014 Executive Vice President - Commercial Mortgage Lending

Dinah Henderson

Executive Vice President - Operations

Gary Wilson

2015 Executive Vice President - Underwriting

John Hong

2012 Senior Vice President, Chief Compliance Officer, Chief Anti-Money Laundering Officer

Marie Holland

2012 Senior Vice President - Enterprise Risk Management

Benjamin Katchen

2012 Senior Vice President - Deposits and Credit Cards

Anthony Stilo

2016 Senior Vice President - Internal Audit

Robert Blowes

63 2015 Director

Gerald Soloway

77 2016 Director

Jacqueline Beaurivage

63 2014 Independent Director

Brenda Eprile

61 2016 Independent Director

William Falk

53 2011 Independent Director

James Keohane

61 2016 Independent Director

John Marsh

73 1986 Independent Director

Robert Mitchell

74 2002 Independent Director

Bonita Then

69 2008 Independent Director

William Walker

65 2015 Independent Director

Biographies

Name Description

Kevin Smith

Dr. Kevin P. D. Smith serves as an Independent Chairman of the Board of Home Capital Group Inc. Dr. Smith currently serves as President and Chief Executive Officer of St. Joseph’s Health System, a large multi-site Academic Health Science Network which includes services spanning community-based to tertiary acutecare. Dr. Smith is also an Associate Professor in the Department of Medicine, Faculty of Health Sciences, McMaster University and is a frequent advisor to the Ontario government. Dr. Smith also participates in a number of provincial and national government bodies including serving as Chair of the Canada Foundation for Innovation (CFI), the Association of Canadian Academic Health Care Organizations, the Council of Academic Hospitals of Ontario, and the Change Foundation. Dr. Smith is also a board member of the Healthcare of Ontario Pension Plan – one of Canada’s best performing plans. Dr. Smith is a past Chair of the Ontario Hospital Association (OHA). Dr. Smith has a D.Phil. from Sussex University (U.K.), holds an ICD.D designation and has completed the Harvard Business School Corporate Board Effectiveness Program.

Martin Reid

Mr. Martin K. Reid has been re-designated as President, Chief Executive Officer of Home Capial Group Inc., He joined Home Trust, the regulated lending subsidiary of Home Capital, as treasurer in 2007. In 2010, he was promoted to president of Home Capital and Home Trust. In that role, Mr. Reid has had increasing responsibility for the daily operations of the business and interactions with Home Capital investors. Mr. Reid has more than 30 years of financial services industry experience in numerous senior management positions in treasury and capital markets. He is also a director on the First Canadian Title advisory board. Mr. Reid graduated from York University with a BA in economics, is an accredited mortgage professional (AMP) and holds an ICD.D from the Institute of Corporate Directors at the Rotman School of Management.

Robert Morton

Mr. Robert L. Morton, CPA, CMA, serves as Chief Financial Officer, Executive Vice President of Home Capital Group Inc. Robert L. Morton is Executive Vice President and Chief Financial Officer of the Corporation, its subsidiary Home Trust Company and of CFF Bank (a subsidiary of Home Trust Company). Mr. Morton joined the Corporation in September of 2014 as Chief Financial Officer of Home Trust Company. He was appointed to his present position of Executive Vice President and Chief Financial Officer of the Corporation and of Home Trust Company on January 1, 2015. Prior to joining the Corporation, Mr. Morton was with State Street Bank where he was most recently Group Chief Financial Officer of the Canadian legal entities, responsible for all financial functions in Canada as well as Principal Officer of State Street Bank and Trust Company – Canada Branch. Mr. Morton is a CPA, CMA, and also holds the Chartered Director (C.Dir.) and A.C.C. designations from the DeGroote School of Business at McMaster University.

Brian Mosko

Mr. Brian R. Mosko serves as Chief Operating Officer and Executive Vice President of Home Capital Group Inc., since January 1, 2010. Brian R. Mosko was Chief Operating Officer and Executive Vice President of the Corporation, its subsidiary Home Trust Company and of CFF Bank (a subsidiary of Home Trust Company) in 2015. He was appointed to this position on January 1, 2010. Mr. Mosko retired from the Corporation effective March 4, 2016. Mr. Mosko joined the Corporation in March 1989 as a Senior Mortgage Underwriter. He assumed increasing responsibilities over time and was appointed Chief Operating Officer and Senior Vice President on January 1, 2008. On January 1, 2010, he was appointed Chief Operating Officer and Executive Vice President. Mr. Mosko was responsible for the overall operation and administration of the Corporation. Prior to joining the Corporation, Mr. Mosko held positions with the Bank of Montreal, Revenue Canada and Price Waterhouse. He holds a Bachelor of Commerce (Hons) degree from the University of Windsor, is a Fellow of the Institute of Canadian Bankers (FICB) as well as an Accredited Mortgage Professional (AMP) and an ICD.D from the Institute of Corporate Directors at the Rotman School of Management.

Fariba Rawhani

Ms. Fariba Rawhani serves as Executive Vice President, Chief Information Officer of the Company. Fariba Rawhani is Executive Vice President and Chief Information Officer of the Corporation, its subsidiary Home Trust Company and of CFF Bank (a subsidiary of Home Trust Company). Ms. Rawhani joined the Corporation in July of 2013 as Senior Vice President and Chief Information Officer of Home Trust Company. She was appointed to her present position of Executive Vice President and Chief Information Officer of the Corporation and of Home Trust Company on January 1, 2015. Prior to joining the Corporation, Ms. Rawhani was with CIBC as Senior Vice President and Chief Information Officer. Prior to that, she was with eHealth Ontario where she was Senior Vice President, Development and Delivery. Ms. Rawhani holds a Master of Business Administration from the University of Western Ontario.

Gregory Parker

Mr. Gregory W. (Greg) Parker serves as Chief Risk Officer, Executive Vice President - Enterprise Risk Management of Home Capital Group Inc., since 1 January 2015. Mr. Parker joined Home Capital as Treasurer in September of 2010 and was subsequently promoted to Senior Vice President in November, 2012. In his role as Treasurer, Mr. Parker was responsible for leading the Company's treasury activities, effectively managing Home's liquidity and funding risk, investment and structural interest rate risk, and cash management activities, and growing the investment portfolio. Mr. Parker has in-depth knowledge of sound and prudential risk management practices and maintains a broad understanding of all areas of the Company's business through his membership in a number of management committees, including his active participation as chair of the Asset/Liability and Retail Product Pricing Committees. Prior to joining Home Capital, Mr. Parker held numerous positions of increasing responsibility at various financial institutions, including major Canadian banks and leading international firms. Most recently, he was Director, Capital Markets Division at the Office of the Superintendent of Financial Institutions. Mr. Parker holds an MBA degree from Dalhousie University, has completed the Canadian Securities Course and is a member of the Board of Directors of PsiGate Corp., a wholly owned subsidiary of Home Capital.

Christer Ahlvik

Mr. Christer V. (Chris) Ahlvik serves as Executive Vice President, Corporate Counsel, Corporate Secretary of Home Capital Group Inc. He holds LLB from Queens University and BA in History from University of Toronto.

Pino Decina

Mr. Pino G. Decina serves as Executive Vice President - Residential Mortgage Lending of Home Capital Group Inc. Mr. Decina joined the Corporation in 2003 as Senior Manager, Mortgage Underwriting. In 2006 he was appointed Vice-President, Mortgage Lending and in 2009, he was appointed Senior Vice President, Residential Mortgage Lending. Mr. Decina is responsible for overseeing all underwriting operations across Canada including marketing and business development. Prior to joining the Corporation, Mr. Decina was with Citifinancial where he held a variety of senior positions. Mr. Decina graduated from York University with a B.A. in Economics. Mr. Decina is also an Accredited Mortgage Professional (AMP) and is frequently invited to speak at a variety of mortgage industry events.

John Harry

Mr. John R. K. Harry serves as Executive Vice President - Commercial Mortgage Lending of Home Capital Group Inc. Mr. John R. K. Harry holds bachelors degree from University of Toronto.

Dinah Henderson

Gary Wilson

Mr. Gary Wilson serves as Executive Vice President - Underwriting of HOME CAPITAL GROUP INC. From 2014 to 2015, he was Head of Retail Credit Adjudication, CIBC. From 2012 to 2013, he was Managing Director, OSFI. From 1987 to 2011, HSBC.

John Hong

Mr. John Hong serves as Senior Vice President, Chief Compliance Officer, Chief Anti-Money Laundering Officer of Home Capital Group Inc. From 2007 to 2011, he was AML Director Canada/Deputy CAMLO HSBC Canada.

Marie Holland

Ms. Marie Holland, CPA, CA., serves as Senior Vice President - Enterprise Risk Management of Home Capital Group Inc. From 2005 to 2010, she was VP Audit Strategy, TD Bank Group.

Benjamin Katchen

Mr. Benjamin (Benjy) Katchen serves as Senior Vice President - Deposits and Credit Cards of HOME CAPITAL GROUP INC. From 2009 to 2012 , he was Owner, Lacima Capital Corp.

Anthony Stilo

Mr. Anthony Stilo serves as Senior Vice President - Internal Audit of HOME CAPITAL GROUP INC. From 2012 to 2015 he was Managing Director, Internal Audit, Tangerine. From 2002 to 2012, he was Chief Audit Officer, MCAP.

Robert Blowes

Mr. Robert J. (Bob) Blowes, CPA, serves as Director of Home Capital Group Inc. Mr. Blowes was most recently Executive Vice President and Chief Financial Officer of Home Capital Group Inc. and its subsidiary Home Trust Company. Mr. Blowes served in this capacity from 2011 until his retirement from the Corporation on December 31, 2014. Mr. Blowes joined the Corporation in 2010 as Senior Vice President, Finance. Prior to joining the Corporation, Mr. Blowes was with Ernst & Young LLP, Chartered Accountants. He was a Partner in that Firm for 25 years and was part of the Financial Services Industry Group for over 10 years. Mr. Blowes’ client base included banking and trust companies, life, property and casualty insurance carriers, brokerages and other financial services. Mr. Blowes also served leading technology companies and has had extensive experience with reporting issuers. Mr. Blowes received his Chartered Accountant designation in 1977 and Certified Public Accountant (Illinois) designation in 2004. In 2013 he was elected a Fellow of the Ontario Institute of Chartered Accountants and CPA Ontario.

Gerald Soloway

Mr. Gerald M. Soloway serves as Director of the company. He is no longer Chief Executive Officer of Home Capital Group Inc. Effective May 11, 2016. Mr. Soloway is also Chief Executive Officer of Home Trust Company. Mr. Soloway has a B.A. from the University of Western Ontario and an LL.B. from Osgoode Hall. Prior to his involvement with the Corporation, Mr. Soloway practised law in Toronto, specializing in real estate, mortgage and commercial law. Mr. Soloway acted for major banks and trust companies. Mr. Soloway serves on the Boards of Directors of the Corporation, its subsidiary Home Trust Company and of CFF Bank.

Jacqueline Beaurivage

Ms. Jacqueline E. Beaurivage serves as Independent Director of Home Capital Group Inc. Recently retired from the Ontario Teachers’ Pension Plan (OTPP) as Vice-President, Project Management Office, and Strategy. Prior to joining OTPP, Ms. Beaurivage was Senior Vice-President, at CIBC, including roles in Corporate Development, Internal Controls, and as head of the GTA Retail Banking salesforce. Previously, Ms. Beaurivage held executive positions in marketing and Retail Banking – and numerous positions in Corporate and Commercial Banking – with RBC. Ms. Beaurivage holds a BA from the University of Regina, MBA from McGill University, and the ICD.D designation, having completed the Director’s Education Program at the Rotman Business School, University of Toronto. Previous corporate director roles include: FirstCaribbean International Bank, CIBC West Indies Holdings, Inc., CIBC Securities Inc. (Board Chair), CIBC Suisse, CIBC Mortgage Corporation, CIBC Trust (President & CEO), St. Michael’s Hospital Board Foundation, and Mood Disorders Association of Ontario (Board Chair).

Brenda Eprile

Ms. Brenda J. Eprile serves as Independent Director of the Company. She is a Managing Director, Canada at Eprile & Company. Ms. Eprile’s business background includes running the risk consulting practice for the Canadian operations of a major global accounting, audit, tax and consultancy firm and creating a multi-million dollar regulatory consulting practice assisting financial services firms, public companies and regulators. Prior to her seventeen year consulting career, Ms. Eprile was a senior member of the Ontario Securities Commission as Chief of Staff (Executive Director), capping twelve years as a securities regulator including six years in the Office of the Chief Accountant (as Chief Accountant and Associate Chief Accountant) and two years in the Enforcement Branch. Ms. Eprile is a financial expert (Fellow Chartered Professional Accountant) and has received the Institute of Corporate Director’s designation (ICD.D). She holds a B.A. (Hons) from the University of Toronto and an MBA from York University. In 2013 Ms. Eprile served on a four person expert panel for the federal government (appointed by the Minister of Public Safety) focused on strengthening the integrity of Canada’s capital markets through more effective enforcement. Ms. Eprile also serves on other boards including the Board of Westport Innovations Inc. and is Chair of Westport’s Audit Committee, the Board of War Child Canada and is Chair of War Child’s Audit Committee and the Board of BBS Securities.

William Falk

Mr. William F. Falk serves as an Independent Director of Home Capital Group Inc., since May 18, 2011. He is a Principal with PricewaterhouseCoopers Associates, a consultancy/professional services firm. Over a 20 year career, Mr. Falk has advised CEOs and their executive teams on strategic information technology and management issues. Based in New York and Toronto, his practice has focused on academic medicine, policy and technology innovation. Mr. Falk has appointments as an Executive Fellow in Residence at the Mowat Centre for Policy Innovation and an Adjunct Professor at the Rotman School of Management at the University of Toronto. Mr. Falk frequently speaks and is an advisor in health policy and the use of information technology in improving health care. He has previously served on the Board of Directors of the Institute for Clinical and Evaluative Sciences and the Board of Directors, Children’s Aid Foundation, Medseek, the Information Technology Association of Canada - Health and the William Osler Health System. Previous advisory panel appointments include Treasury Board Strategic Review of Health Canada (2008), Ontario Expert Panel on Adoption and Infertility (2008-2009), and advisor to the Prime Minister and Minister of Health during the 2004 First Ministers Meeting. Mr. Falk holds a B.Sc. from the University of Toronto and a Masters of Public and Private Management from Yale University.

James Keohane

Mr. James E. Keohane serves as Independent Director of the Company. He is President and CEO of Healthcare of Ontario Pension Plan (HOOPP). As President and CEO, Mr. Keohane is responsible for the overall leadership and management of the organization, as well as for developing, implementing and overseeing – in consultation with HOOPP’s Board of Trustees – performance measurement programs, long-term strategies and annual work plans to ensure the organization meets the needs of Plan beneficiaries. After completing his Bachelor of Science degree at the University of Ottawa, Mr. Keohane obtained his MBA at Queen’s University. He is a Chartered Financial Analyst and has completed the Directors Education Program (Rotman School of Business) at the Institute of Corporate Directors. Mr. Keohane is Chair of the investment committee of Queen’s University, a member of the Board of Trustees of Queen’s University (effective June 1, 2016), and board member of the Canadian Coalition for Good Governance. Mr. Keohane was selected as a member of the Ontario Technical Advisory Panel on Retirement Income Security. He is also a volunteer with United Way Toronto and was a member of the 2015 and 2016 Campaign Cabinet.

John Marsh

Mr. John M. Marsh serves as an Independent Director of Home Capital Broup Inc., since 1986. He is a retired Chief Executive Officer and a Corporate Director. Mr. Marsh is part owner of the Peace Bridge Duty Free. He has owned and operated companies involved with engineering and energy. Mr. Marsh has a B.Sc. in Mechanical Engineering from the University of Western Ontario and is a Registered Professional Engineer (Ontario) and a Registered Chartered Engineer (U.K.).

Robert Mitchell

Mr. Robert A. Mitchell, C.A, CPA., serves as an Independent Director of Home Capital Group Inc., since 2002. He is a Chartered Accountant and a former partner of Ernst & Young LLP. At Ernst & Young, Mr. Mitchell acted as auditor and advisor to significant clients in a broad cross-section of industries. He was also Ernst & Young’s Director of Services to the trust company industry. Mr. Mitchell currently serves on the board of Auravista Gold Corporation. He also served on the board of Orvana Minerals Corporation until his retirement effective February 2015. Mr. Mitchell has participated in numerous working groups in the investment management, securities dealer and trust company industries. Mr. Mitchell has a B.Comm. from the University of Toronto.

Bonita Then

Ms. Bonita J. Then serves as an Independent Director of Home Capital Group Inc., since December 3, 2008. She is the former President and Chief Executive Officer of Speciality Foods Limited, a U.S. based food company. Prior to joining Speciality Foods Limited, Ms. Then was Chair of the Board and interim Chief Executive Officer for Humpty Dumpty Snack Foods Inc. Prior to 2006, Ms. Then held several senior finance roles with companies such as Altamira Investment Services Inc., National Trustco Inc., Scott's Hospitality Inc., Central Guaranty Trustco Inc. and Shell Canada Limited. Ms. Then holds a bachelor's degree in economics and an MBA in Finance from the University of Toronto and is a fellow of the Canadian Securities Institute. She is also on the Investment Advisory Committee for Nunavut Trust and served on the board of the University of Toronto Asset Management Corporation from 2008 to 2011. Prior to 2005 Ms. Then served on the Board of the Earlscourt Family Centre, GeniSystems.ca Services Inc., the Toronto Victoria Order of Nurses and was a member of the Ontario Premier's Technology Council.

William Walker

Mr. William J. Walker serves as Independent Director of the Company. He is a partner at Gowling WLG Hamilton Office. Mr. Walker has practised for 35 years in the area of banking, mortgage, real estate and insolvency law, with emphasis on the rights and remedies of mortgage lenders and the workout of mortgage loan portfolios. A frequent contributor of articles to various professional journals, Mr. Walker’s writing focuses on mortgage remedy and power of sale issues. He has also written on the topic of alternative billing strategies for the legal profession. Most recently, he has co-authored a paper with a lawyer at the Federal Department of Justice on CRA Deemed Trust claims and how they affect mortgage lenders. Mr. Walker frequently speaks at the Canadian Bar Association, the Law Society of Upper Canada, and Canada Mortgage and Housing Corporation. Mr. Walker is a member of the Board of St. Joseph’s Health Care Foundation and actively supports charitable organizations such as the Ancaster Society for the Performing Arts and Neighbour to Neighbour. Mr. Walker received his B.A. from Queen’s University in 1972 and his LL.B. in 1976. He was called to the Ontario Bar in 1978.