People: Horizon Technology Finance Corp (HRZN.O)
HRZN.O on Nasdaq
14.36USD
17 May 2013
14.36USD
17 May 2013
Price Change (% chg)
$-0.03 (-0.21%)
$-0.03 (-0.21%)
Prev Close
$14.39
$14.39
Open
$14.43
$14.43
Day's High
$14.54
$14.54
Day's Low
$14.26
$14.26
Volume
41,191
41,191
Avg. Vol
81,858
81,858
52-wk High
$18.17
$18.17
52-wk Low
$13.25
$13.25
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Robert Pomeroy |
61 | 2010 | Chairman of the Board, Chief Executive Officer |
Gerald Michaud |
59 | 2010 | President, Director |
Christopher Mathieu |
46 | 2010 | Senior Vice President, Chief Financial Officer and Treasurer |
John Bombara |
48 | 2010 | Senior Vice President, General Counsel, Chief Compliance Officer and Secretary |
Daniel Devorsetz |
41 | 2010 | Senior Vice President and Chief Credit Officer |
Christopher Woodward |
63 | 2010 | Lead Independent Director |
James Bottiglieri |
56 | 2010 | Independent Director |
Edmund Mahoney |
61 | 2010 | Independent Director |
Biographies
| Name | Description |
|---|---|
Robert Pomeroy |
Mr. Robert D. Pomeroy, Jr., is Chairman of the Board, Chief Executive Officer of Horizon Technology Finance Corp. Mr. Pomeroy has been a Managing Member and the Chief Executive Officer of the Advisor since its formation. He has more than 35 years of experience in diversified lending and leasing, including positions in sales, marketing and senior management. He has held the positions as chief executive officer or general manager of each organization that he has led since 1996. His responsibilities have included: accountability for the overall profit and loss of the organization, credit authority and credit committee oversight, strategic planning, human resource oversight including hiring, termination and compensation, reporting compliance for his business unit, investor relations, fund raising and all aspects of corporate governance. Mr. Pomeroy founded and has operated the Advisor, a technology lending management company. |
Gerald Michaud |
Mr. Gerald A. Michaud is President, Director of Horizon Technology Finance Corp. Mr. Michaud has been a Managing Member and the President of the Advisor since its formation. He has knowledge and in venture lending and has developed, implemented and executed on marketing strategies and products targeted at the venture-backed technology and life science markets for a period of over 20 years. In addition, he has knowledge in the formation of compensation plans for key employees involved in the marketing of venture loans. He is a member of Advisor’s Credit Committee responsible for approving all investments made by the Company and oversight of portfolio. He has held senior management positions with several technology lending organizations within public companies, including Transamerica Business Credit and GATX Ventures, Inc. |
Christopher Mathieu |
Mr. Christopher M. Mathieu is Chief Financial Officer, Senior Vice President, Treasurer of Horizon Technology Finance Corp. He is also the Senior Vice President and Chief Financial Officer of Horizon Technology Finance Management LLC, Advisor and an original member of the team that founded Advisor’s predecessor in May 2003. Mr. Mathieu has been involved in the accounting, finance and venture debt industries for more than 22 years. |
John Bombara |
Mr. John C. Bombara is Senior Vice President, Chief Compliance Officer, General Counsel, Secretary of Horizon Technology Finance Corp. Mr. Bombara is an original member of the team that founded the predecessor of Advisor in May 2003 and is its Senior Vice President, General Counsel, Chief Compliance Officer and Secretary. Mr. Bombara oversees all legal functions for Advisor, including negotiating and documenting most of its investments. Mr. Bombara has more than 20 years of experience providing legal services to financial institutions and other entities and individuals. |
Daniel Devorsetz |
Mr. Daniel S. Devorsetz is Senior Vice President, Chief Credit Officer of Horizon Technology Finance Corp. Mr. Devorsetz has been with Advisor since October 2004 and has been its Senior Vice President and the Chief Credit Officer since that time. He is responsible for underwriting and portfolio management. Mr. Devorsetz has more than 10 years of financial services and lending experience, including spending the past nine years in the venture lending industry. |
Christopher Woodward |
Mr. Christopher B. Woodward is Lead Independent Director of Horizon Technology Finance Corp. Mr. Woodward brings to the Board a deep understanding of corporate finance, including experience with private placements, public offerings, venture capital investing, international management and financial advising and restructuring. |
James Bottiglieri |
Mr. James J. Bottiglieri is Independent Director of Horizon Technology Finance Corp. Mr. Bottiglieri brings to the Board substantial experience in identifying, managing and resolving accounting, tax and other financial issues often encountered by public companies through his positions as the chief financial officer and a director of CODI, as well as a director for several of CODI’s subsidiary companies, and as the senior vice president/controller of WebMD. In addition, as the chief financial officer and director of a public company, CODI, Mr. Bottiglieri has developed an understanding of the various periodic reporting requirements and corporate governance compliance matters that assist the Board in managing and directing the Company’s affairs. |
Edmund Mahoney |
Mr. Edmund V. Mahoney is Independent Director of Horizon Technology Finance Corp. Mr. Mahoney brings to the Board pertinent experience in portfolio management, as well as knowledge of investment advisor compliance, funds management and performance measurement and pricing of investments. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Robert Pomeroy |
-- |
Gerald Michaud |
-- |
Christopher Mathieu |
-- |
John Bombara |
-- |
Daniel Devorsetz |
-- |
Christopher Woodward |
-- |
James Bottiglieri |
-- |
Edmund Mahoney |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
Robert Pomeroy |
0 | 0 |
Gerald Michaud |
0 | 0 |
Christopher Mathieu |
0 | 0 |
John Bombara |
0 | 0 |
Daniel Devorsetz |
0 | 0 |
Christopher Woodward |
0 | 0 |
James Bottiglieri |
0 | 0 |
Edmund Mahoney |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
MAHONEY EDMUND V |
500 | $13.56 |
POMEROY ROBERT D JR |
500 | $13.98 |
MICHAUD GERALD A |
1,090 | $13.86 |
SWANSON DAVID P |
200 | $13.97 |
SWANSON DAVID P |
200 | $13.95 |
MATHIEU CHRISTOPHER M |
1,000 | $13.99 |
SWANSON DAVID P |
293 | $13.96 |
SWANSON DAVID P |
1,307 | $14.00 |
MICHAUD GERALD A |
620 | $16.22 |
MATHIEU CHRISTOPHER M |
1,000 | $15.96 |
BOTTIGLIERI JAMES J |
1,000 | $16.00 |
POMEROY ROBERT D JR |
600 | $16.65 |
MAHONEY EDMUND V |
500 | $16.54 |
WOODWARD CHRISTOPHER B |
500 | $16.59 |
SWANSON DAVID P |
2,000 | $16.50 |
MAHONEY EDMUND V |
500 | $15.67 |
POMEROY ROBERT D JR |
40 | $15.56 |
POMEROY ROBERT D JR |
200 | $15.50 |
BOTTIGLIERI JAMES J |
500 | $15.31 |
POMEROY ROBERT D JR |
500 | $15.42 |
WOODWARD CHRISTOPHER B |
500 | $15.30 |
DEVORSETZ DANIEL S |
100 | $16.31 |
WOODWARD CHRISTOPHER B |
500 | $16.65 |
MICHAUD GERALD A |
1,500 | $16.83 |
POMEROY ROBERT D JR |
500 | $16.84 |
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