People: Korea Equity Fund Inc (KEF)

KEF on New York Consolidated

8.56USD
17 May 2013
Price Change (% chg)

$0.01 (+0.12%)
Prev Close
$8.55
Open
$8.55
Day's High
$8.57
Day's Low
$8.48
Volume
72,624
Avg. Vol
26,764
52-wk High
$10.16
52-wk Low
$8.20

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Summary

Name Age Since Current Position

Rodney Buck

 64 2010 Independent Chairman of the Board

Masashi Terachi

 50 2012 President, Director

Neil Daniele

 51 2005 Chief Compliance Officer, Secretary

Hiromichi Aoki

 53 2012 Vice President

Rita Chopra-Brathwaite

 43 2011 Vice President

Kenneth Munt

 65 2001 Vice President

Robert Kleinman

 45 2011 Treasurer

Amy Marose

 35 2011 Assistant Treasurer

David Chemidlin

 55 2006 Independent Director

Phillip Goldstein

 68 2010 Independent Director

E. Han Kim

 65 2010 Independent Director

Chor Weng Tan

 76 1993 Independent Director
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Biographies

Name Description

Rodney Buck

 Mr. Rodney A. Buck serves as Independent Chairman of the Board of Korea Equity Fund Inc., since 2010. He has been Director of the company since 2006. He is Owner, Buck Capital Management (private investment management firm) since 2005; Executive Vice President and Chief Investment Officer, National Life Group (insurance holding company) from 2000 to 2005; Chief Executive Officer, Sentinel Advisors Company (investment advisor) from 1996 to 2005.

Masashi Terachi

 Mr. Masashi Terachi is President, Director of Korea Equity Fund Inc., since April 1, 2012. He is President of NAM-U.S.A. and Nomura Global Alpha LLC since April 2012; Managing Director of Nomura Asset Management Singapore Limited from 2010 to 2012; Regional Director of Nomura Asset Management Singapore Limited from August 2008 to 2010; Senior Manager of NAM from 2007 to 2008. Mr. Terachi is also a director of Japan Smaller Capitalization Fund, Inc., for which NAM-U.S.A. acts as manager and for which NAM acts as investment adviser.

Neil Daniele

 Mr. Neil Daniele serves as Chief Compliance Officer, Secretary of Korea Equity Fund Inc. He has been Chief Compliance Officer of NAM-U.S.A. since 2002 and Managing Director of NAM-U.S.A. since 2007; Senior Vice President of NAM-U.S.A. from 2002 to 2007; Chief Compliance Officer of Nomura Global Alpha LLC since 2008; Chief Compliance Officer of Nomura Corporate Research and Asset Management Inc. and Nomura Funds Research and Technologies America, Inc. since 2009.

Hiromichi Aoki

 Mr. Hiromichi Aoki is Vice President of Korea Equity Fund Inc., since 2012. He is Managing Director of NAM-U.S.A. since 2011; Managing Director and Head of Merchant Banking at Nomura International plc, London since 2006.

Rita Chopra-Brathwaite

 Ms. Rita Chopra-Brathwaite serves as Vice President of Korea Equity Fund Inc. She has been Executive Director of NAM-U.S.A. since 2010; Senior Vice President of NAM-U.S.A. from 2007 to 2010 and Vice President from 2001 to 2007.

Kenneth Munt

 Mr. Kenneth L. Munt serves as Vice President of Korea Equity Fund Inc., since 2001. He has been Managing Director since 2006 and Secretary of NAM-U.S.A. since 1999.

Robert Kleinman

 Mr. Robert Kleinman is Treasurer of Korea Equity Fund Inc., since 2011. He is Executive Director, Controller and Treasurer of NAM-U.S.A. since 2008; Senior Vice President and Controller of Prospect Capital Corp. from 2007 to 2008; Director of Merrill Lynch & Co. from 2006 to 2007; Vice President of JPMorgan Chase & Co. from 2000 to 2006.

Amy Marose

 Ms. Amy J. Marose is Assistant Treasurer of Korea Equity Fund Inc., since 2011. She is Vice President of NAM-U.S.A. since 2009; Senior Manager at Deloitte & Touche LLP from 2007 to 2009; Manager at Deloitte & Touche LLP from 2005-2007.

David Chemidlin

 Mr. David B. Chemidlin serves as Independent Director of Korea Equity Fund Inc. He is Corporate Controller, Advance Magazine Publishers, Inc. (d/b/a Conde Nast) since 1995.

Phillip Goldstein

 Mr. Phillip Goldstein serves as Independent Director of Korea Equity Fund Inc. He is Principal of the general partner and investment advisor of several private investment partnerships in the Bulldog Investors group of private investment funds since 1993; Principal of Brooklyn Capital Management LLC, a registered investment advisory firm, since 2009.

E. Han Kim

 Mr. E. Han Kim serves as Independent Director of Korea Equity Fund Inc., since 2010. He is Professor of Business Administration, Ross Business School, University of Michigan since 1980; Advisor to CEO of Taubman Company since 2009; Advisor to CEO of POSCO from 2008 to 2009.

Chor Weng Tan

 Mr. Chor Weng Tan serves as Independent Director of Korea Equity Fund Inc. He is Retired. Mr. Tan’s professional career spans more than 30 years in engineering management and education, including service for 12 years as Dean of the School of Engineering at The Cooper Union. Mr. Tan is also a director of Japan Smaller Capitalization Fund, Inc., for which NAM-U.S.A. acts as manager and NAM acts as investment adviser, and is a member of the Audit, Nominating, and Governance and Compliance Committees of Japan Smaller Capitalization Fund, Inc. and of the Fund. Mr. Tan is the Chair of the Nominating Committees.

Insider Trading

Name Shares Traded Price

BUCK RODNEY A

 2,000 $8.56

CHEMIDLIN DAVID B

 100 $9.25

BUCK RODNEY A

 2,000 $12.44
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