People: Kayne Anderson Energy Total Return Fund Inc (KYE)

KYE on New York Consolidated

31.31USD
24 May 2013
Price Change (% chg)

$0.20 (+0.64%)
Prev Close
$31.11
Open
$31.11
Day's High
$31.51
Day's Low
$31.02
Volume
84,083
Avg. Vol
85,951
52-wk High
$31.70
52-wk Low
$23.32

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Summary

Name Age Since Current Position

Kevin McCarthy

 54 2004 Chairman of the Board, President, Chief Executive Officer

Terry Hart

 43 2005 Chief Financial Officer, Treasurer

J. Frey

 44 Executive Vice President, Assistant Treasurer, Assistant Secretary

James Baker

 40 2008 Executive Vice President

David Shladovsky

 52 2005 Chief Compliance Officer, Secretary

Jody Meraz

 35 2011 Vice President

Anne Costin

 62 2004 Independent Director

Steven Good

 70 2004 Independent Director

Gerald Isenberg

 72 2005 Independent Director

William Shea

 59 2008 Independent Director

Monique Vo

 Vice President - Investor Relations
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Biographies

Name Description

Kevin McCarthy

 Mr. Kevin S. McCarthy is Chairman of the Board, President and Chief Executive Officer of Kayne Anderson Energy Total Return Fund, Inc. In this position, Mr. McCarthy has knowledge of each Company, its operations, personnel and financial resources. Prior to joining Kayne Anderson in 2004, Mr. McCarthy was most recently global head of energy at UBS Securities LLC. In this role, he had senior responsibility for all of UBS’ energy investment banking activities, including direct responsibilities for securities underwriting and mergers and acquisitions in the MLP industry. From 1995 to 2000, Mr. McCarthy led the energy investment banking activities of Dean Witter Reynolds and then PaineWebber Incorporated. He began his investment banking career in 1984. In addition to his directorships at KYN, KYE, KMF and KED, he is also on the board of directors of Range Resources Corporation, ProPetro Services, Inc., and Direct Fuel Partners, L.P. Mr. McCarthy earned a B.A. in Economics and Geology from Amherst College in 1981 and an M.B.A. in Finance from the Wharton School at the University of Pennsylvania in 1984. Mr. McCarthy’s position of influence and responsibility at each Company and at KAFA, combined with his experience advising energy companies as an investment banker, make him a valued member of the Board of each Company.

Terry Hart

 Mr. Terry A. Hart is Chief Financial Officer and Treasurer of Kayne Anderson Energy Total Return Fund, Inc., since December 2005. He has served as Chief Financial Officer and Treasurer of KYN since December 2005, of KED since September 2006, and of KMF since November 2010. Director of Structured Finance, Assistant Treasurer, Senior Vice President and Controller of Dynegy, Inc. from 2000 to 2005.

J. Frey

 Mr. J.C. Frey is Executive Vice President, Assistant Treasurer and Assistant Secretary of Kayne Anderson Energy Total Return Fund, Inc. He served as Senior Managing Director of KACALP since 2004 and of KAFA since 2006, and Managing Director of KACALP since 2000. Portfolio Manager of KACALP since 2000, Portfolio Manager, Vice President, Assistant Secretary and Assistant Treasurer of KYN since 2004, of KYE since 2005 and of KED since 2006. Executive Vice President of KYN, KYE and KED since June 2008 and of KMF since August 2010.

James Baker

 Mr. James C. Baker is Executive Vice President of Kayne Anderson Energy Total Return Fund, Inc., since June 2008. He is Senior Managing Director of KACALP and KAFA since February 2008, Managing Director of KACALP and KAFA since December 2004 and 2006, respectively. Vice President of KYN and KYE from 2005 to 2008 and of KED from 2006 to 2008, and Executive Vice President of KYN, KED since June 2008 and of KMF since August 2010.

David Shladovsky

 Mr. David J. Shladovsky is Chief Compliance Officer and Secretary of Kayne Anderson Energy Total Return Fund, Inc., since 2005. He has served as Managing Director and General Counsel of KACALP since 1997 and of KAFA since 2006. Secretary and Chief Compliance Officer of KYN since 2004, of KED since 2006 and of KMF since August 2010.

Jody Meraz

 Ms. Jody C. Meraz is Vice President of Kayne Anderson Energy Total Return Fund, Inc., since 2011. She is Senior Vice President of KACALP and KAFA since 2011. Vice President of KACALP from 2007 to 2011., Associate of KACALP and KAFA since 2005 and 2006. Vice President of KYN, KED and KMF since 2011.

Anne Costin

 Ms. Anne K. Costin is an Independent Director of Kayne Anderson Energy Total Return Fund, Inc. Ms. Costin has been a professor at the Amsterdam Institute of Finance since 2007. She served as an adjunct professor in the finance and economics department of Columbia University Graduate School of Business from 2004 through 2007. As of March 1, 2005, Ms. Costin retired after a 28-year career at Citigroup, and during the last five years of her banking career she held the position of Managing Director and Global Deputy Head of the Project & Structured Trade Finance product group within Citigroup’s Investment Banking Division. Ms. Costin’s product group provided integrated advice and non-recourse capital raising in both the bond and bank markets to top tier Citigroup corporate clients in both the developed and emerging markets. Her product group was the acknowledged globally in all relevant league tables. Ms. Costin received a Director’s Certificate from the Director’s Institute at UCLA Anderson School of Management, a PMD degree from Harvard Business School, and a B.A. from the University of North Carolina at Chapel Hill. In addition to her managerial and banking experience, Ms. Costin’s academic professional experience related to financial matters equip her to offer further insights to the Board of each Company.

Steven Good

 Mr. Steven Cary Good is an Independent Director of Kayne Anderson Energy Total Return Fund, Inc. Mr. Good has worked as an independent consultant since his retirement, effective February 1, 2010, from the accounting firm of JH Cohn LLP (formerly Good, Swartz, Brown & Berns), where he had been an active partner since 1976. He founded Good, Swartz, Brown & Berns in 1976, and has been active in consulting and advisory services for businesses in various sectors, including the manufacturing, garment, medical services and real estate development industries. Mr. Good also has many years of experience as the chairman of the audit committees of several public companies. Mr. Good founded California United Bancorp and served as its Chairman through 1993. In addition to his KYN and KYE directorships, Mr. Good currently serves as a director of OSI Systems, Inc., a designer and manufacturer of specialized electronic products. Mr. Good also formerly served as a director of California Pizza Kitchen, Inc. and Arden Realty Group, Inc. from 1997 to 2006. Mr. Good holds a B.S. in Business Administration from UCLA and attended its Graduate School of Business. Mr. Good has experience with corporate governance, financial and accounting matters, evaluating financial results and overseeing the financial reporting process of a corporation.

Gerald Isenberg

 Mr. Gerald I. Isenberg is an Independent Director of Kayne Anderson Energy Total Return Fund Inc. Mr. Isenberg has served as a professor emeritus at the University of Southern California School of Cinema-Television since 2007. He also serves as Chief Financial Officer of Teeccino Caffe Inc., a privately-owned beverage manufacturer and distributor. From 1989 to 1995, he was Chief Executive Officer of Hearst Entertainment Productions, a producer of television movies and programming for broadcast and cable networks, as well as President and Chief Operating Officer of Hearst Entertainment, the domestic and international television production and distribution division of The Hearst Corporation. From 1989 to 1993, Mr. Isenberg taught as an adjunct professor at the UCLA Graduate School of Film and Television. In addition to his KYN and KYE directorships, Mr. Isenberg also serves as a director of Teeccino Caffe Inc. and as the Chairman of the Caucus for Television Producers, Writers, and Directors, a not-for-profit organization that supplies grants to minority film students to complete their thesis films. From 1998 to 2002, Mr. Isenberg was a board member of the Kayne Anderson Rudnick Mutual Funds. Mr. Isenberg received an M.B.A. from Harvard Business School as a Baker Scholar. Mr. Isenberg’s academic and professional career with prominent institutions and companies, much of which is related to financial and strategic planning, is relevant to the oversight of each Company. Mr. Isenberg also brings to the Board of each Company an understanding of asset management and mutual fund operations and strategy as a result of his service on the Board of Kayne Anderson Rudnick Mutual Funds, formerly an affiliate of KACALP.

William Shea

 Mr. William H. Shea, Jr., is an Independent Director of Kayne Anderson Energy Total Return Fund, Inc. Mr. Shea has served as the Chief Executive Officer of the general partner of Penn Virginia Resource Partners L.P. (PVR), a coal and midstream MLP since March 2010. Mr. Shea also serves as a director of PVR. From March 2010 to March 2011, Mr. Shea also served as the President and Chief Executive Officer of Penn Virginia GP Holdings L.P. (PVG), which then owned the general partner of PVR. Mr. Shea was previously with the general partner of Buckeye Partners, L.P. (BPL), a petroleum products MLP, serving as Chairman from May 2004 to July 2007, Chief Executive Officer and President from September 2000 to July 2007 and President and Chief Operating Officer from July 1998 to September 2000. He was also Chairman of the general partner of Buckeye GP Holdings, L.P. (BGH), the owner of the general partner of BPL, from August 2006 to July 2007 and Chief Executive Officer and President from May 2004 to July 2007. Mr. Shea held various managerial and executive positions during his tenure with Buckeye, which he joined in 1996. Prior to Buckeye, Mr. Shea worked for Union Pacific Corporation, UGI Development Company and Laidlaw Environmental Services. In addition to his KYN and KYE directorships, Mr. Shea also serves as director for Niska Gas Storage Partners LLC, a natural gas storage partnership. Mr. Shea served as a director of PVG from March 2010 to March 2011 and of Penn Virginia Corporation, a company engaged in oil and gas exploration, development and production, from July 2007 to June 2010.

Monique Vo

Basic Compensation

Name Fiscal Year Total

Kevin McCarthy

 --

Terry Hart

 --

J. Frey

 --

James Baker

 --

David Shladovsky

 --

Jody Meraz

 --

Anne Costin

 --

Steven Good

 --

Gerald Isenberg

 --

William Shea

 --

Monique Vo

 --
As Of 

Options Compensation

Name Options Value

Kevin McCarthy

 0 0

Terry Hart

 0 0

J. Frey

 0 0

James Baker

 0 0

David Shladovsky

 0 0

Jody Meraz

 0 0

Anne Costin

 0 0

Steven Good

 0 0

Gerald Isenberg

 0 0

William Shea

 0 0

Monique Vo

 0 0

Insider Trading

Name Shares Traded Price

ISENBERG GERALD I

 2,000 $28.86

SINNOTT ROBERT VOSE

 8,600 $28.90

SINNOTT ROBERT VOSE

 5,000 $28.55

SINNOTT ROBERT VOSE

 100 $28.20

KAYNE RICHARD ALAN

 283,502 $0.00

KAYNE RICHARD ALAN

 58,000 $0.00
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