People: Kayne Anderson MLP Investment Co (KYN)

KYN on New York Consolidated

38.00USD
24 May 2013
Price Change (% chg)

$0.46 (+1.23%)
Prev Close
$37.54
Open
$37.86
Day's High
$38.30
Day's Low
$37.40
Volume
173,640
Avg. Vol
438,476
52-wk High
$39.07
52-wk Low
$27.25

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Summary

Name Age Since Current Position

Kevin McCarthy

 54 2004 Chairman of the Board, President, Chief Executive Officer

Terry Hart

 43 2005 Chief Financial Officer, Treasurer

J. Frey

 44 2008 Executive Vice President, Assistant Treasurer, Assistant Secretary

James Baker

 40 2008 Executive Vice President

David Shladovsky

 52 2004 Chief Compliance Officer, Secretary

Jody Meraz

 35 2011 Vice President

Anne Costin

 62 2004 Independent Director

Steven Good

 70 2004 Independent Director

Gerald Isenberg

 72 2005 Independent Director

William Shea

 59 2008 Independent Director

Monique Vo

 Vice President, Investor Relations
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Biographies

Name Description

Kevin McCarthy

 Mr. Kevin S. McCarthy is Chairman of the Board, President, Chief Executive Officer of Kayne Anderson MLP Investment Company. In this position, Mr. McCarthy has knowledge of each Company, its operations, personnel and financial resources. Prior to joining Kayne Anderson in 2004, Mr. McCarthy was global head of energy at UBS Securities LLC. In this role, he had senior responsibility for all of UBS’ energy investment banking activities, including direct responsibilities for securities underwriting and mergers and acquisitions in the MLP industry. From 1995 to 2000, Mr. McCarthy led the energy investment banking activities of Dean Witter Reynolds and then PaineWebber Incorporated. He began his investment banking career in 1984. In addition to his directorships at KYN, KYE, KMF and KED, he is also on the board of directors of Range Resources Corporation, ProPetro Services, Inc., and Direct Fuel Partners, L.P. Mr. McCarthy earned a B.A. in Economics and Geology from Amherst College in 1981 and an M.B.A. in Finance from the Wharton School at the University of Pennsylvania in 1984.

Terry Hart

 Mr. Terry A. Hart is Chief Financial Officer, Treasurer of Kayne Anderson MLP Investment Company, since December 2005. He has been Chief Financial Officer and Treasurer of KYN and KYE since December 2005, of KED since September 2006, and of KMF since November 2010. Director of Structured Finance, Assistant Treasurer, Senior Vice President and Controller of Dynegy, Inc. from 2000 to 2005.

J. Frey

 Mr. J.C. Frey is an Executive Vice President, Assistant Treasurer, Assistant Secretary of Kayne Anderson MLP Investment Company. He is Senior Managing Director of KACALP since 2004 and of KAFA since 2006, and Managing Director of KACALP since 2000. Portfolio Manager of KACALP since 2000, Portfolio Manager, Vice President, Assistant Secretary and Assistant Treasurer of KYN since 2004, of KYE since 2005 and of KED since 2006. Executive Vice President of KYN, KYE and KED since June 2008 and of KMF since August 2010.

James Baker

 Mr. James C. Baker is an Executive Vice President of Kayne Anderson MLP Investment Company. He is Senior Managing Director of KACALP and KAFA since February 2008, Managing Director of KACALP and KAFA since December 2004 and 2006, respectively. Vice President of KYN and KYE from 2005 to 2008 and of KED from 2006 to 2008, and Executive Vice President of KYN, KYE and KED since June 2008 and of KMF since August 2010.

David Shladovsky

 Mr. David J. Shladovsky is Chief Compliance Officer, Secretary of Kayne Anderson MLP Investment Company. He is Managing Director and General Counsel of KACALP since 1997 and of KAFA since 2006. Secretary and Chief Compliance Officer of KYN since 2004, of KYE since 2005, of KED since 2006 and of KMF since August 2010.

Jody Meraz

 Ms. Jody C. Meraz is Vice President of Kayne Anderson MLP Investment Company, since 2011. She is Senior Vice President of KACALP and KAFA since 2011. Vice President of KACALP from 2007 to 2011. Associate of KACALP and KAFA since 2005 and 2006. Vice President of KYN, KYE, KED and KMF since 2011.

Anne Costin

 Ms. Anne K. Costin is an Independent Director of Kayne Anderson MLP Investment Company. Ms. Costin has been a professor at the Amsterdam Institute of Finance since 2007. She served as an adjunct professor in the finance and economics department of Columbia University Graduate School of Business from 2004 through 2007. As of March 1, 2005, Ms. Costin retired after a 28-year career at Citigroup, and during the last five years of her banking career she held the position of Managing Director and Global Deputy Head of the Project & Structured Trade Finance product group within Citigroup’s Investment Banking Division. Ms. Costin’s product group provided integrated advice and non-recourse capital raising in both the bond and bank markets to top tier Citigroup corporate clients in both the developed and emerging markets. Her product group was the acknowledged leader globally in all relevant league tables. Ms. Costin received a Director’s Certificate from the Director’s Institute at UCLA Anderson School of Management, a PMD degree from Harvard Business School, and a B.A. from the University of North Carolina at Chapel Hill.

Steven Good

 Mr. Steven C. Good is an Independent Director of Kayne Anderson MLP Investment Company. Mr. Good has worked as an independent consultant since his retirement, effective February 1, 2010, from the accounting firm of JH Cohn LLP (formerly Good, Swartz, Brown & Berns), where he had been an active partner since 1976. He founded, Swartz, Brown & Berns in 1976, and has been active in consulting and advisory services for businesses in sectors, including the manufacturing, garment, medical services and real estate development industries. Mr. Good has years of experience as the chairman of the audit committees of several public companies. Mr. Good founded California United Bancorp and served as its Chairman through 1993. In addition to his KYN and KYE directorships, Mr. Good serves as a director of OSI Systems, Inc., a designer and manufacturer of specialized electronic products. Mr. Good formerly served as a director of California Pizza Kitchen, Inc. and Arden Realty Group, Inc. from 1997 to 2006. Mr. Good holds a B.S. in Business Administration from UCLA and attended its Graduate School of Business.

Gerald Isenberg

 Mr. Gerald I. Isenberg is an Independent Director of Kayne Anderson MLP Investment Company. Mr. Isenberg has served as a professor emeritus at the University of Southern California School of Cinema-Television since 2007. He serves as Chief Financial Officer of Teeccino Caffe Inc., a privately-owned beverage manufacturer and distributor. From 1989 to 1995, he was Chief Executive Officer of Hearst Entertainment Productions, a producer of television movies and programming for broadcast and cable networks, as well as President and Chief Operating Officer of Hearst Entertainment, the domestic and international television production and distribution division of The Hearst Corporation. From 1989 to 1993, Mr. Isenberg taught as an adjunct professor at the UCLA Graduate School of Film and Television. In addition to KYN and KYE directorships, Mr. Isenberg serves as a director of Teeccino Caffe Inc. and as the Chairman of the Caucus for Television Producers, Writers, and Directors, a not-for-profit organization that supplies grants to minority film students to complete their thesis films. From 1998 to 2002, Mr. Isenberg was a board member of the Kayne Anderson Rudnick Mutual Funds. Mr. Isenberg received an M.B.A. from Harvard Business School as a Baker Scholar. Mr. Isenberg’s academic and professional career with prominent institutions and companies, much of which is related to financial and strategic planning, is relevant to the oversight of each Company.

William Shea

 Mr. William H. Shea is an Independent Director of Kayne Anderson MLP Investment Company. Mr. Shea has served as the Chief Executive Officer of the general partner of Penn Virginia Resource Partners L.P. (PVR), a coal and midstream MLP since March 2010. Mr. Shea serves as a director of PVR. From March 2010 to March 2011, Mr. Shea served as the President and Chief Executive Officer of Penn Virginia GP Holdings L.P. (PVG), which then owned the general partner of PVR. Mr. Shea was previously with the general partner of Buckeye Partners, L.P. (BPL), a petroleum products MLP, serving as Chairman from May 2004 to July 2007, Chief Executive Officer and President from September 2000 to July 2007 and President and Chief Operating Officer from July 1998 to September 2000. He was Chairman of the general partner of Buckeye GP Holdings, L.P. (BGH), the owner of the general partner of BPL, from August 2006 to July 2007 and Chief Executive Officer and President from May 2004 to July 2007. Mr. Shea held managerial and executive positions during his tenure with Buckeye, which he joined in 1996. Prior to Buckeye, Mr. Shea worked for Union Pacific Corporation, UGI Development Company and Laidlaw Environmental Services. In addition to his KYN and KYE directorships, Mr. Shea serves as director for Niska Gas Storage Partners LLC, a natural gas storage partnership. Mr. Shea served as a director of PVG from March 2010 to March 2011 and of Penn Virginia Corporation, a company engaged in oil and gas exploration, development and production, from July 2007 to June 2010.

Monique Vo

Basic Compensation

Name Fiscal Year Total

Kevin McCarthy

 --

Terry Hart

 --

J. Frey

 --

James Baker

 --

David Shladovsky

 --

Jody Meraz

 --

Anne Costin

 --

Steven Good

 --

Gerald Isenberg

 --

William Shea

 --

Monique Vo

 --
As Of 

Options Compensation

Name Options Value

Kevin McCarthy

 0 0

Terry Hart

 0 0

J. Frey

 0 0

James Baker

 0 0

David Shladovsky

 0 0

Jody Meraz

 0 0

Anne Costin

 0 0

Steven Good

 0 0

Gerald Isenberg

 0 0

William Shea

 0 0

Monique Vo

 0 0

Insider Trading

Name Shares Traded Price

FREY JOHN C

 15,160 $33.36

BAKER JAMES C

 10,000 $33.36

MERAZ JODY

 1,000 $33.36

KAYNE RICHARD ALAN

 9,900 $0.00

KAYNE RICHARD ALAN

 8,620 $0.00
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