People: Lazard Global Total Return and Income Fund Inc (LGI)

LGI on New York Consolidated

17.90USD
21 May 2013
Price Change (% chg)

$-0.07 (-0.39%)
Prev Close
$17.71
Open
$17.99
Day's High
$17.99
Day's Low
$17.71
Volume
25,024
Avg. Vol
28,038
52-wk High
$18.09
52-wk Low
$12.96

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Summary

Name Age Since Current Position

Charles Carroll

51 2004 President, Chief Executive Officer, Director

Brian Simon

49 2009 Chief Compliance Officer, Assistant Secretary

Nathan Paul

39 2008 Vice President, Secretary

Stephen St. Clair

53 2004 Treasurer

Cesar Trelles

37 2004 Assistant Treasurer

Tamar Goldstein

36 2009 Assistant Secretary

Ashish Bhutani

52 2005 Director

Kenneth Davidson

66 2004 Independent Director

Nancy Eckl

49 2007 Independent Director

Lester Lieberman

81 2004 Independent Director

Leon Pollack

71 2006 Independent Director

Richard Reiss

67 2004 Independent Director

Robert Solmson

64 2004 Independent Director

Biographies

Name Description

Charles Carroll

Mr. Charles L. Carroll is President, Chief Executive Officer, Director of Lazard Global Total Return & Income Fund Inc. He is a Deputy Chairman of LAM and Head of Global Marketing, responsible for oversight of LAM’s global marketing efforts in the Institutional, Financial Institutions, and Private Client arenas. Additionally, he serves as Chief Executive Officer, President and Director of the other Lazard Funds. Mr. Carroll joined LAM in 1993 as Senior Vice President responsible for marketing Lazard investment solutions to financial institutions worldwide. Mr. Carroll is a member of the firm’s Global Management and Investment Oversight Committees. He entered the investment field in 1987, joining Shearson Asset Management in New York City as Vice President and National Product Manager. Mr. Carroll later served as First Vice President and Consulting Services Director with Shearson Lehman Brothers. Mr. Carroll attended the University of Utah and currently sits on the Board of Trustees for the Williston Northampton School.

Brian Simon

Mr. Brian D. Simon is Chief Compliance Officer, Assistant Secretary of Lazard Global Total Return & Income Fund Inc. He is the Director (since January 2006) and Chief Compliance Officer (since January 2009); and previously Senior Vice President (2002 to 2005) of LAM.

Nathan Paul

Mr. Nathan A. Paul is Vice President, Secretary of Lazard Global Total Return & Income Fund Inc. He is the Managing Director and General Counsel of LAM.

Stephen St. Clair

Mr. Stephen St. Clair is Treasurer of Lazard Global Total Return & Income Fund Inc. He is the Vice President of LAM.

Cesar Trelles

Mr. Cesar A. Trelles is Assistant Treasurer of Lazard Global Total Return & Income Fund Inc. He is the Fund Administration Manager of LAM.

Tamar Goldstein

Ms. Tamar Goldstein is Assistant Secretary of Lazard Global Total Return & Income Fund Inc. She is the Vice President (since March 2009) and previously Counsel (October 2006 to February 2009) of LAM; Associate at Schulte Roth & Zabel LLP, a law firm, from May 2004 to October 2006.

Ashish Bhutani

Mr. Ashish Bhutani is Director of Lazard Global Total Return & Income Fund Inc. He is the Chief Executive Officer of LAM, where from June 2003 to March 2004 he served as Head of New Products and Strategic Planning. Mr. Bhutani also serves as a Vice Chairman of Lazard Ltd and is a member of its Board of Directors. Prior to joining LAM in 2003, he was Co-Chief Executive Officer North America of Dresdner Kleinwort Wasserstein from 2001 through 2002, and was a member of its Global Corporate and Markets Board, and its Global Executive Committee. Prior to that, Mr. Bhutani was with Wasserstein Perella Group (the predecessor firm) from 1989 to 2001, where he was Deputy Chairman of Wasserstein Perella Group and Chief Executive Officer of Wasserstein Perella Securities. Mr. Bhutani began his career at Salomon Brothers in 1985 as a Vice President in the fixed income group.

Kenneth Davidson

Mr. Kenneth S. Davidson is Independent Director of Lazard Global Total Return & Income Fund Inc. He is a founding member of Aquiline Holdings LLC, a New York-based global investment firm. From 1977 through 1995, Mr. Davidson was the founder and managing partner of Davidson Weil Associates, and was previously a vice president and senior portfolio manager at Oppenheimer Capital Corporation. He also serves on the boards of several prominent non-profit organizations. Mr. Davidson is a graduate of Colgate University.

Nancy Eckl

Ms. Nancy A. Eckl is Independent Director of Lazard Global Total Return & Income Fund Inc. She has over 20 years of experience working in the mutual fund/ investment management field in a wide range of capacities, including investment manager selection/oversight, accounting, compliance and operations. From 1990 to 2006, Ms. Eckl was Vice President of American Beacon Advisors, Inc., an investment management firm, and of the American Beacon Funds (open-end mutual funds). Ms. Eckl also served as Vice President of certain other funds advised by American Beacon Advisors. Ms. Eckl graduated from the University of Notre Dame and is a Certified Public Accountant in the State of Texas.

Lester Lieberman

Mr. Lester Z. Lieberman is Independent Director of Lazard Global Total Return & Income Fund Inc. He is Chairman of the Healthcare Foundation of New Jersey, an independent, endowed grant-making organization. He retired as the chief executive at Clarkson Industries, Inc., a publicly-held manufacturing company. Prior to joining Clarkson Industries, he founded Atmos Engineering Co., which was later sold to Clarkson Industries. Mr. Lieberman serves on the boards of a number of established non-profit organizations. He is a graduate of the Newark College of Engineering, and he has received honorary degrees from Clarkson University and the University of Medicine and Dentistry of New Jersey.

Leon Pollack

Mr. Leon M. Pollack is Independent Director of Lazard Global Total Return & Income Fund Inc. He is a Private Investor. He spent 33 years in the financial community, the last 13 as a managing director of the investment firm of Donaldson, Lufkin & Jenrette. Mr. Pollack also is a board member of non-profit organizations. Mr. Pollack received his bachelor’s degree in history from Adelphi University’s College of Arts and Sciences and earned an MA in education from New York University.

Richard Reiss

Mr. Richard Reiss, Jr. is Independent Director of Lazard Global Total Return & Income Fund Inc. He is the founder and Chairman of Georgica Advisors LLC and its affiliated entities, Reiss Capital Management and Value Insight Partners. Previously, Mr. Reiss was Managing Partner of Cumberland Associates and its three investment funds and a Senior Vice President and Director of Research at Shearson Lehman Brothers. Mr. Reiss has served on the boards of a number of companies and non-profit organizations. He received an AB, cum laude, from Dartmouth College and a JD from New York University School of Law.

Robert Solmson

Mr. Robert M. Solmson is Independent Director of Lazard Global Total Return & Income Fund Inc. He is the President of Fairwood Capital, LLC, a private investment corporation engaged primarily in real estate and hotel investments. Previously, Mr. Solmson was the former Chairman and Chief Executive Officer of RFS Hotel Investors, a real estate investment trust which he formed in 1993. He also served as its President. Mr. Solmson has served on the boards of a number of corporations and non-profit organizations. He graduated from Washington and Lee University.
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