People: Lighting Science Group Corp (LSCG.PK)
LSCG.PK on OTC Markets Group
0.48USD
2:15pm EDT
0.48USD
2:15pm EDT
Price Change (% chg)
$0.01 (+2.15%)
$0.01 (+2.15%)
Prev Close
$0.47
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Open
$0.47
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Day's High
$0.50
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Day's Low
$0.46
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Volume
111,842
111,842
Avg. Vol
28,722
28,722
52-wk High
$1.63
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52-wk Low
$0.45
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Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Nicholas Brathwaite |
53 | 2012 | Chairman of the Board |
Jeremy Cage |
48 | 2013 | Chief Executive Officer, Director |
Thomas Shields |
53 | 2012 | Chief Financial Officer |
Bradley Knight |
54 | 2013 | Chief Operating Officer |
Fredric Maxik |
51 | 2010 | Chief Technology Officer |
Keith Scott |
59 | 2012 | Chief Commercial Officer |
Andrew Cooper |
42 | 2012 | Director |
Samer Salty |
48 | 2012 | Director |
Thomas Smach |
52 | 2012 | Director |
Steven Wacaster |
2012 | Director | |
Karel den Daas |
61 | 2012 | Independent Director |
Donald Harkleroad |
68 | 2012 | Independent Director |
Leon Wagner |
58 | 2012 | Independent Director |
Biographies
| Name | Description |
|---|---|
Nicholas Brathwaite |
Mr. Nicholas Brathwaite is Chairman of the Board of Lighting Science Group Corp. Mr. Brathwaite is a founding partner of Riverwood Capital Partners L.P., an affiliate of Riverwood Holdings (“Riverwood Capital”). While with Riverwood Capital, Mr. Brathwaite served as chief technology officer at Flextronics International, a NASDAQ-listed electronics manufacturing services (EMS) provider, from 1996 to 2007 and as the interim chief executive officer for Aptina Imaging Corporation from February 2007 to August 2008. Mr. Brathwaite served as a member of the board of directors of Tessera Technologies, Inc., a NASDAQ-listed intellectual property, imaging and optics company, from February 2008 until May 2011, and Photon Dynamics, Inc. until its acquisition in October 2008. Mr. Brathwaite earned a M.S. in Polymer Science Engineering from the University of Waterloo, Canada and a B.S. in Applied Chemistry from McMaster University, Canada. |
Jeremy Cage |
Mr. Jeremy Cage is the Chief Executive Officer, Director of Lighting Science Group Corp. Cage was hired as the Chief Executive Officer of the Company effective as of January 2, 2013. He holds a BA from Wabash College and previously served as an executive at PepsiCo from December 2002 through December 2012. He most recently served as PepsiCo’s Senior Vice President of Global Snack Groups. He also previously served as PepsiCo’s Senior Vice President of Innovation and Insights from September 2010 until September 2011, Chief Marketing Officer of International Foods from September 2008 until August 2010, and Vice President of Sabritas Snacks, Food & Beverage, and Consumer Insights from December 2002 until June 2007. |
Thomas Shields |
Mr. Thomas C. Shields is Chief Financial Officer of Lighting Science Group Corp. Mr. Shields brings to the Company over 20 years of experience in finance and operations. From 1999 to 2011, he served in executive capacities, including Chief Financial Officer and Chief Operating Officer, at Anadigics, Inc., a global manufacturer of radio frequency semiconductor solutions for the wireless broadband markets. Prior to that, from 1997 to 1999, Mr. Shields was Vice President of Finance and Controller at Thermo Fisher Scientific, from 1994 to 1997, served as Vice President of Finance and Controller at Harman International Industries, Inc.; and from 1986 to 1994, Mr. Shields served in various executive management positions with Baker & Taylor, Inc. Mr. Shields holds a Bachelor of Science degree in Accounting and a Masters of Business Administration degree from Fairleigh Dickenson University. |
Bradley Knight |
Mr. Bradley T. Knight is Chief Operating Officer of Lighting Science Group Corp. He is no longer Interim Chief Executive Officer of the Company, effective January 2, 2013. He has served as the Company’s Chief Operating Officer since May 25, 2012. Prior to that, since April 2010, he served as a Managing Director of Riverwood Solutions, an affiliate of the Company. He has spent over two decades working with international startups and turnarounds in a wide range of technology, product and service companies. Prior to Joining Riverwood Solutions, from 2006 to 2010, Mr. Knight served as CEO and President of Retirement Living TV, the first cable network in the United States exclusively targeting the 50+ population. Prior to that, he also served as Senior Vice-President and General Manager of Flextronics (1996-2000) and as Executive Vice-President of Adaptix (2004-2005). Mr. Knight also served, from 2000 to 2007, as a member of the Board of Directors and of the Audit and Compensation Committees of 1-800 Contacts, the world’s contact lens store. Mr. Knight holds a Bachelor of Science degree in Industrial Technology & Manufacturing from California State University. |
Fredric Maxik |
Mr. Fredric S. Maxik is Chief Technology Officer of Lighting Science Group Corp. He has served as the Company's Chief Technology Officer since January 2010 and from June 2004 to October 2007. Prior to serving in this capacity, Mr. Maxik served as the Company's Chief Scientific Officer from October 2007 to January 2010. He also served as a director from August 2004 to October 2007. After graduating from Bard College with a bachelor’s degree in physics and philosophy, Mr. Maxik began his career with Sansui Electric Co., Ltd., in 1983 in Tokyo, Japan where he became vice president of product development. In 1990, he was recruited to the position of vice president of product development for Onkyo Corporation in Osaka, Japan. In 1993, Mr. Maxik formed a product development consulting firm. In 2002, he formed an environmental products company, which developed the intellectual property that eventually became the principal asset of Lighting Science, Inc. |
Keith Scott |
Mr. Keith Scott is Chief Commercial Officer of Lighting Science Group Corp. Mr. Scott has served in senior capacities, including Chief Executive Officer, in the energy, consumer electronics and contract manufacturing industries. From 2008 to 2011, he was the CEO of Ultracell, provider of portable hybrid fuel cells, and form 2006 to 2008, served as CEO of NHT, a provider of high end theater ands audio systems. Mr. Scott’s prior positions include CEO of Bindco, CEO of Metcal, Inc., and Senior VP of Sales and Marketing at Flextronics. Mr. Scott holds a Bachelor of Science degree in Political Science and a Masters of Business Administration degree from the University of California, Los Angeles. |
Andrew Cooper |
Mr. Andrew Cooper is Director of Lighting Science Group Corp. Mr. Cooper is a partner at Pegasus Capital and has been with the firm since 2005. Mr. Cooper has over 18 years of business development, operating, and private equity investing experience. Previously, from 1999 to 2005, Mr. Cooper was a senior vice president at Priceline.com, and from 1997 to 1999, he served as director of business operations for Oxford Health Plans, Inc. Mr. Cooper is a graduate of the University of Pennsylvania’s Wharton School of Business and Duke University. |
Samer Salty |
Mr. Samer Salty is appointed as the Director of Lighting Science Group Corporation. He co-founded Zouk Capital LLP in 1999 and is its Chief Executive Officer. He has 25 years of experience in private equity, investment banking and technology. As the CEO of Zouk, Mr. Salty oversees the strategic direction and investment process of Zouk Capital LLP. Zouk Capital is a London based investment manager that focuses on clean tech as well as renewable and environmental infrastructure. Prior to co-founding Zouk Capital, Mr. Salty worked in the derivatives division of the foreign exchange group at JP Morgan and in structured and marketed derivative products at Citibank. |
Thomas Smach |
Mr. Thomas Smach is Director of Lighting Science Group Corp. Mr. Smach is a founding partner of Riverwood Capital. From January 2005 to June 2008, Mr. Smach served as the chief financial officer of Flextronics. From April 2000 to December 2004, Mr. Smach served as senior vice president—finance of Flextronics. From 1997 to April 2000, he served as the senior vice president, chief financial officer and treasurer of The Dii Group, Inc., an EMS provider and publicly-traded company that merged with Flextronics in early 2000. Mr. Smach serves as chairman of the board of Crocs, Inc., a NASDAQ listed company. Mr. Smach, a certified public accountant, has accounting and financial management experience having served as the chief financial officer of global public companies. |
Steven Wacaster |
Mr. Steven Wacaster is Director of Lighting Science Group Corp. Mr. Wacaster is a partner at Pegasus Capital and has been with the firm since 2005. Previously, Mr. Wacaster worked in the investment banking division at Credit Suisse First Boston in New York. Mr. Wacaster is a graduate of the University of North Carolina at Chapel Hill and the University of Virginia, Darden School of Business. |
Karel den Daas |
Mr. Karel Robert den Daas is Independent Director of Lighting Science Group Corp. Mr. den Daas has been the owner of Dasio Consulting, a Netherlands-based consulting firm which provides strategic advice to an array of electrical industry clients in North America and Europe, since 2010. Prior to that, since 1977, he served in capacities with Koninklijke Philips Electronics N.V., the producer, manufacturer and marketer of lighting products for industrial, commercial and consumer use, and its affiliates, including: from 2006 to 2009, as chairman of Philips Lighting North America and chief executive officer of BU Professional Luminaires North America; from 2003 to 2006, as chief operations officer of BG Lamps and Executive Vice-President of Philips Lighting B.V.; and from 1999 to 2003, as chief executive officer of Philips’ Business Unit—Lamps for Europe, the Middle East and Africa (2001-2003), and the Asia Pacific (1999-2001). Mr. den Daas holds a doctoral degree in Business Economics form Erasmus University, Rotterdam and completed coursework at Harvard Business School (Audit Committee Program, 2008), London Business School (Strategic Leadership Programme, 2006) and INSEAD (Advanced Management Programme, 1996). He is a member of the Illumination Engineering Society of North America and from 2008 to 2010 served as Governor of the National Electrical Manufacturers Association. Mr. den Daas is the recipient of the Stansilaw Staszic Medal from the Government of Pila, Poland. |
Donald Harkleroad |
Mr. Donald R. Harkleroad is Independent Director of Lighting Science Group Corp. He has served as a director for the Company since 2003 and served as Vice Chairman of the Board from December 2010 to May 2012. He currently serves as president of The Bristol Company, an Atlanta-based private holding company with interests in the food service, technology services, real estate and merchant banking industries. From 2003 until 2011, Mr. Harkleroad served as a director for Easylink Services International Corp., a global provider of on-demand electronic messaging and transaction services. Until its sale in 2006, he was also a founding director of Summit Bank Corporation, a commercial bank with offices in Georgia, Texas and California. |
Leon Wagner |
Mr. Leon Wagner is the Independent Director of Lighting Science Group Corp. Mr. Wagner was a founding partner and chairman of GoldenTree Asset Management, from 2000 to 2010 an alternative asset management firm specializing in leveraged loans, high yield bonds, distressed assets and equities in hedge, long only and structured funds. At the time of his retirement in December 2010. Prior to founding GoldenTree, Mr. Wagner was the co-head of the high yield sales and trading department at CIBC World Markets (“CIBC”), a provider of credit and capital markets products, securities, brokerage and asset management services, from 1995 to 2000. He joined CIBC in 1995 when it acquired The Argosy Group, LP. Mr. Wagner directed public and private placement marketing and structuring for high yield issuance at both institutions. Mr. Wagner is also a distinguished philanthropist and the 2003 recipient of the Gustave L. Levy Award, presented by the UJA-Federation of New York, in recognition of service to the community. Mr. Wagner received his M.B.A. from the University of Chicago Graduate School of Business and a B.A. from Lafayette College. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Nicholas Brathwaite |
-- |
Jeremy Cage |
-- |
Thomas Shields |
-- |
Bradley Knight |
-- |
Fredric Maxik |
323,150 |
Keith Scott |
-- |
Andrew Cooper |
-- |
Samer Salty |
-- |
Thomas Smach |
-- |
Steven Wacaster |
-- |
Karel den Daas |
-- |
Donald Harkleroad |
-- |
Leon Wagner |
-- |
As Of 30 Dec 2011
Options Compensation
| Name | Options | Value |
|---|---|---|
Nicholas Brathwaite |
0 | 0 |
Jeremy Cage |
0 | 0 |
Thomas Shields |
0 | 0 |
Bradley Knight |
0 | 0 |
Fredric Maxik |
0 | 0 |
Keith Scott |
0 | 0 |
Andrew Cooper |
0 | 0 |
Samer Salty |
0 | 0 |
Thomas Smach |
0 | 0 |
Steven Wacaster |
0 | 0 |
Karel den Daas |
0 | 0 |
Donald Harkleroad |
0 | 0 |
Leon Wagner |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
SALTY SOUHAIL SAMER |
30,901 | $0.00 |
CAGE JEREMY S M |
500,000 | $0.00 |
COGUT CRAIG M |
8,200,000 | $0.00 |
WAGNER LEON |
38,852 | $0.89 |
WAGNER LEON |
15,000 | $0.89 |
PEGASUS CAPITAL ADVISORS IV L P |
39,654 | $1.52 |
PEGASUS CAPITAL ADVISORS IV L P |
39,654 | $1.52 |
COGUT CRAIG M |
39,654 | $1.52 |
COGUT CRAIG M |
39,654 | $1.52 |
SMACH THOMAS J |
39,654 | $0.00 |
SMACH THOMAS J |
49,567 | $0.00 |
DEN DAAS KAJ |
49,567 | $0.00 |
BRATHWAITE NICHOLAS E |
39,654 | $0.00 |
COGUT CRAIG M |
42,018 | $1.19 |
BELL DAVID ARTHUR |
42,018 | $0.00 |
MOSELEY T MICHAEL |
42,018 | $0.00 |
KEMPNER MICHAEL W |
42,018 | $0.00 |
COGUT CRAIG M |
2,505,000 | $0.00 |
PEGASUS CAPITAL ADVISORS IV L P |
42,018 | $1.19 |
BACHMAN ROBERT E |
52,522 | $0.00 |
PEGASUS PARTNERS IV L P |
2,505,000 | $0.00 |
PEGASUS PARTNERS IV L P |
166,000 | $0.00 |
COGUT CRAIG M |
166,000 | $0.00 |
WAGNER LEON |
166,000 | $0.00 |
COGUT CRAIG M |
166,000 | $0.00 |

