People: Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund (MFD)

MFD on New York Consolidated

17.97USD
22 Aug 2014
Price Change (% chg)

$-0.30 (-1.64%)
Prev Close
$18.62
Open
$18.29
Day's High
$18.29
Day's Low
$17.95
Volume
58,424
Avg. Vol
26,770
52-wk High
$18.65
52-wk Low
$14.53

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Summary

Name Age Since Current Position

James Bowen

58 2012 Chairman of the Board of Trustees

Mark Bradley

56 2012 President, Chief Executive Officer

James Dykas

48 2012 Chief Financial Officer, Chief Accounting Officer, Treasurer

Kristi Maher

47 2011 Chief Compliance Officer, Assistant Secretary

Daniel Maher

44 2005 Vice President

Donald Swade

42 2012 Assistant Treasurer

Katherine Urevig

49 2012 Assistant Treasurer

Christopher Fallow

35 2006 Assistant Vice President

Coleen Lynch

56 2008 Assistant Vice President

W. Scott Jardine

54 2012 Secretary, Chief Legal Officer

Rosanne Gatta

59 2011 Assistant Secretary

Erin Klassman

38 2009 Assistant Secretary

Robert Keith

57 2012 Lead Independent Trustee

Richard Erickson

63 2009 Independent Trustee

Thomas Kadlec

56 2007 Independent Trustee

Niel Nielson

60 2012 Independent Trustee

Biographies

Name Description

James Bowen

Mr. James A. Bowen serves as Chairman of the Board of Trustees of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since January 23, 2012. He is Chief Executive Officer of First Trust Advisors and First Trust Portfolios L.P. and, until January 23, 2012, also served as President and Chief Executive Officer of the First Trust Funds. Mr. Bowen is involved in the day-to-day management of the First Trust Funds and serves on the Executive Committee. He has over 29 years of experience in the investment company business in sales, sales management and executive management. Mr. Bowen has served as a Trustee of each Fund since its inception and of the First Trust Funds since 1999.

Mark Bradley

Mr. Mark R. Bradley serves as President, Chief Executive Officer of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund, since January 23, 2012. He has been Chief Financial Officer, Chief Operating Officer (December 2010 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Chief Financial Officer, BondWave LLC (Software Development Company/Investment Advisor) and Stonebridge Advisors LLC (Investment Advisor).

James Dykas

Mr. James M. Dykas is Chief Financial Officer, Chief Accounting Officer, Treasurer of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since January 23, 2012. He served as Controller (January 2011 to Present), Senior Vice President (April 2007 to Present), Vice President (January 2005 to April 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Kristi Maher

Ms. Kristi A. Maher serves as Assistant Secretary and Chief Compliance Officer of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund. She served as Deputy General Counsel (May 2007 to Present), Assistant General Counsel (March 2004 to May 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Daniel Maher

Mr. Daniel J. Lindquist is Vice President of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since December 12, 2005. He has been Senior Vice President (September 2005 to Present), Vice President (April 2004 to September 2005), First Trust Advisors L.P. and First Trust Portfolios L.P.

Donald Swade

Mr. Donald P. Swade has been appointed as Assistant Treasurer of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund effective September 2012. He is the Vice President (April 2012 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (September 2006 to April 2012), Guggenheim Funds Investment Advisors, LLC and Claymore Securities, Inc. (Investment LLC Advisor).

Katherine Urevig

Ms. Katherine Urevig has been appointed as Assistant Treasurer of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund effective September 2012. She is the Vice President (June 2007 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (December 2002 to May 2007), Van Kampen Asset Management and Morgan Stanley Investment Management (Investment Advisor).

Christopher Fallow

Mr. Christopher R. Fallow Assistant Vice President of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since December 10, 2006. He serves as Assistant Vice President (August 2006 to Present), Associate (January 2005 to August 2006) of First Trust Advisors L.P. and First Trust Portfolios L.P.

Coleen Lynch

Mr. Coleen D. Lynch serves as Assistant Vice President of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since July 29, 2008. He has been Assistant Vice President (January 2008 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Vice President (May 1998 to January 2008), Van Kampen Asset Management and Morgan Stanley Investment Management.

W. Scott Jardine

Mr. W. Scott Jardine, Esquire, is Secretary, Chief Legal Officer of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since 2004. He has been General Counsel, First Trust Advisors L.P., First Trust Portfolios L.P. and BondWave LLC (August 2009 to Present) (Software Development Company/Investment Advisor); Secretary of Stonebridge Advisors LLC (Investment Advisor).

Rosanne Gatta

Ms. Rosanne Gatta is Assistant Secretary of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since March 2011. She served as Board Liaison Associate (July 2010 to Present), First Trust Advisors L.P. and First Trust Portfolios L.P.; Assistant Vice President (February 2001 to July 2010), PNC Global Investment Servicing.

Erin Klassman

Ms. Erin E. Klassman serves as Assistant Secretary of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since June 1, 2009. She serves as Assistant General Counsel (October 2007 to Present), Associate Counsel (March 2006 to October 2007), First Trust Advisors L.P. and First Trust Portfolios L.P.

Robert Keith

Mr. Robert F. Keith is Lead Independent Trustee of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since January 1, 2012. He is President of Hibs Enterprises, a financial and management consulting firm. Mr. Keith has been with Hibs Enterprises since 2003. Prior thereto, Mr. Keith spent 18 years with ServiceMaster and Aramark, including three years as President and COO of ServiceMaster Consumer Services, where he led the initial expansion of certain products overseas, five years as President and COO of ServiceMaster Management Services Company and two years as President of Aramark ServiceMaster Management Services. Mr. Keith is a certified public accountant and also has held the positions of Treasurer and Chief Financial Officer of ServiceMaster, at which time he oversaw the financial aspects of ServiceMaster's expansion of its Management Services division into Europe, the Middle East and Asia. Mr. Keith has served as a Trustee of the First Trust Funds since June 2006. Mr. Keith has also served as Chairman of the Audit Committee (2008 - 2009) and as Chairman of the Nominating and Governance Committee (2010 - 2011) of the First Trust Funds. He currently serves as Lead Independent Trustee and on the Executive Committee (since January 1, 2012) of the First Trust Funds.

Richard Erickson

Dr. Richard E. Erickson, M.D., is an Independent Trustee of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since 2004. He is an orthopedic surgeon and President of Wheaton Orthopedics. He also has been a co-owner and director of a fitness center and a limited partner of two real estate companies. Dr. Erickson has served as a Trustee of each Fund since its inception and of the First Trust Funds since 1999. Dr. Erickson has also served as the Lead Independent Trustee (2008 - 2009), Chairman of the Nominating and Governance Committee (2003 - 2007) and Chairman of the Valuation Committee (June 2006 - 2007 and 2010 - 2011) of the First Trust Funds. He currently serves as Chairman of the Audit Committee (since January 1, 2012) of the First Trust Funds.

Thomas Kadlec

Mr. Thomas R. Kadlec is an Independent Trustee of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since 2004. He is President of ADM Investor Services Inc. ("ADMIS"), a futures commission merchant and wholly-owned subsidiary of the Archer Daniels Midland Company ("ADM"). Mr. Kadlec has been employed by ADMIS and its affiliates since 1990 in various accounting, financial, operations and risk management capacities. Mr. Kadlec serves on the boards of several international affiliates of ADMIS and is a member of ADM's Integrated Risk Committee, which is tasked with the duty of implementing and communicating enterprise-wide risk management. Mr. Kadlec has served as a Trustee of each Fund since its inception. Mr. Kadlec also served on the Executive Committee from the organization of the first First Trust Closed-end Fund in 2003 until he was elected as the first Lead Independent Trustee in December 2005, serving as such through 2007. He also served as Chairman of the Valuation Committee (2008 - 2009) and Chairman of the Audit Committee (2010 - 2011), and he currently serves as Chairman of the Nominating and Governance Committee (since January 1, 2012) of the First Trust Funds.

Niel Nielson

Dr. Niel B. Nielson, Ph.D., is an Independent Trustee of Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund since January 1, 2010. He has served as the President and Chief Executive Officer of Dew Learning LLC (a global provider of digital and on-line educational products and services) since 2012. Mr. Nielson formerly served as President of Covenant College (2002 - 2012), and as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago. Mr. Nielson has served as a Trustee of each Fund since its inception and of the First Trust Funds since 1999. Mr. Nielson has also served as Chairman of the Audit Committee (2003 - 2007), Chairman of the Nominating and Governance Committee (2008 - 2009) and Lead Independent Trustee (2010 - 2011), and currently serves as Chairman of the Valuation Committee (since January 1, 2012) of the First Trust Funds.
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