People: Morgan Stanley (MS)

MS on New York Consolidated

34.32USD
24 Oct 2014
Price Change (% chg)

$0.36 (+1.06%)
Prev Close
$33.96
Open
$34.05
Day's High
$34.49
Day's Low
$33.95
Volume
7,685,981
Avg. Vol
9,639,458
52-wk High
$36.44
52-wk Low
$28.31

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Summary

Name Age Since Current Position

James Gorman

55 2012 Chairman of the Board, Chief Executive Officer

Ruth Porat

56 2010 Chief Financial Officer, Executive Vice President

James Rosenthal

60 2011 Chief Operating Officer, Executive Vice President

Gregory Fleming

50 2011 Executive Vice President, President - Asset Management , President - Global Wealth Management Group

Eric Grossman

47 2012 Chief Legal Officer, Executive Vice President

Colm Kelleher

56 2013 Executive Vice President, President - Institutional Securities

Keishi Hotsuki

51 2011 Chief Risk Officer

Erskine Bowles

2014 Lead Independent Director

Ryosuke Tamakoshi

66 2011 Director

Masaaki Tanaka

60 2011 Director

Howard Davies

63 2004 Independent Director

Thomas Glocer

54 2013 Independent Director

Robert Herz

60 2012 Independent Director

C. Robert Kidder

69 2014 Independent Director

Klaus Kleinfeld

56 2012 Independent Director

Donald Nicolaisen

69 2006 Independent Director

Hutham Olayan

60 2006 Independent Director

James Owens

68 2011 Independent Director

O Sexton

70 2005 Independent Director

Laura Tyson

66 1997 Independent Director

Rayford Wilkins

63 2013 Independent Director

Biographies

Name Description

James Gorman

Mr. James P. Gorman serves as Chairman of the Board, Chief Executive Officer of Morgan Stanley. Mr. Gorman has served as Chairman of the Board and Chief Executive Officer of Morgan Stanley since January 2012. He was President and Chief Executive Officer from January 2010 through December 2011. He was Co-President of Morgan Stanley from December 2007 to December 2009, Co-Head of Strategic Planning from October 2007 to December 2009 and President and Chief Operating Officer of the Global Wealth Management Group from February 2006 to April 2008. Mr. Gorman joined Merrill Lynch & Co., Inc. (Merrill Lynch) in 1999 and served in various positions including Chief Marketing Officer, Head of Corporate Acquisitions Strategy and Research in 2005 and President of the Global Private Client business from 2002 to 2005. Prior to joining Merrill Lynch, he was a senior partner at McKinsey, serving in the firm’s financial services practice. Earlier in his career, Mr. Gorman was an attorney in Australia.

Ruth Porat

Ms. Ruth Porat serves as Chief Financial Officer, Executive Vice President of Morgan Stanley. She was Vice Chairman of Investment Banking (September 2003 to December 2009). Global Head of Financial Institutions Group (September 2006 to December 2009) and Chairman of the Financial Sponsors Group (July 2004 to September 2006) within Investment Banking.

James Rosenthal

Mr. James A. Rosenthal serves as Chief Operating Officer, Executive Vice President of Morgan Stanley. He was Head of Corporate Strategy (January 2010 to May 2011). Chief Operating Officer of Morgan Stanley Wealth Management (January 2010 to August 2011). Head of Firmwide Technology and Operations of Morgan Stanley (March 2008 to January 2010). Chief Financial Officer of Tishman Speyer (May 2006 to March 2008).

Gregory Fleming

Mr. Gregory J. Fleming serves as Executive Vice President, President - Asset Management , President - Global Wealth Management Group of Morgan Stanley. He serves as Executive Vice President (since February 2010), President of Asset Management (since February 2010) and President of Global Wealth Management Group of Morgan Stanley (since January 2011). President of Research of Morgan Stanley (February 2010 to January 2011). Senior Research Scholar at Yale Law School and Distinguished Visiting Fellow of the Center for the Study of Corporate Law at Yale Law School (January 2009 to December 2009). President of Merrill Lynch & Co., Inc. (“Merrill Lynch”) (February 2008 to January 2009). Co-President of Merrill Lynch (May 2007 to February 2008). Executive Vice President and Co-President of the Global Markets and Investment Banking Group of Merrill Lynch (August 2003 to May 2007).

Eric Grossman

Mr. Eric F. Grossman serves as Chief Legal Officer, Executive Vice President of Morgan Stanley. He was Global Head of Legal (September 2010 to January 2012). Global Head of Litigation (January 2006 to September 2010) and General Counsel of the Americas (May 2009 to September 2010). General Counsel of Global Wealth Management Group (November 2008 to June 2009) and General Counsel of Morgan Stanley Wealth Management (June 2009 to September 2010). Partner at the law firm of Davis Polk & Wardwell LLP (June 2001 to December 2005).

Colm Kelleher

Mr. Colm Kelleher serves as Executive Vice President, President - Institutional Securities of Morgan Stanley. He was Co-President of Institutional Securities of Morgan Stanley (January 2010 to December 2012). Chief Financial Officer and Co-Head of Strategic Planning (October 2007 to December 2009). Head of Global Capital Markets (February 2006 to October 2007). Co-Head of Fixed Income Europe (May 2004 to February 2006).

Keishi Hotsuki

Mr. Keishi Hotsuki serves as Chief Risk Officer of Morgan Stanley. He was Interim Chief Risk Officer (January 2011 to May 2011) and Head of Market Risk Department (since March 2008). Director of Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (since May 2010). Global Head of Market Risk Management at Merrill Lynch (June 2005 to September 2007).

Erskine Bowles

Mr. Erskine B. Bowles has been appointed as Lead Independent Director of Morgan Stanley effective February 1, 2014. Mr. Bowles has been a director since December 2005. He was named Co-Chair of the National Commission on Fiscal Responsibility and Reform in 2010. Mr. Bowles served as President of The University of North Carolina from 2006 through 2010. He has been a Senior Advisor to Carousel Capital, a private investment firm, since September 2001, and served as a Managing Director from March 1999 to September 2001. Mr. Bowles was a General Partner of Forstmann Little & Co., a private investment firm, from March 1999 to September 2001. He served in the Administration of President Clinton as head of the Small Business Administration and White House Chief of Staff. He was the United Nations Deputy Special Envoy for Tsunami Recovery with the rank of Under Secretary General in 2005. Mr. Bowles worked at Morgan Stanley from July 1969 to January 1972. He is a director at Belk, Inc., Facebook, Inc. and Norfolk Southern Corporation. A graduate of The University of North Carolina, he has an M.B.A. from Columbia.

Ryosuke Tamakoshi

Mr. Ryosuke Tamakoshi serves as Director of Morgan Stanley. Mr. Tamakoshi has served as a Senior Advisor of The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) since June 2010. He served as Chairman of MUFG from October 2005 to June 2010 and as Deputy Chairman of BTMU from January 2006 to March 2008. Before the merger between the former Mitsubishi Tokyo Financial Group and UFJ Holdings, Mr. Tamakoshi was President and Chief Executive Officer of UFJ Holdings, Inc. and also Chairman of UFJ Bank, Ltd. Mr. Tamakoshi began his professional career at The Sanwa Bank, one of the legacy banks of BTMU, in 1970.

Masaaki Tanaka

Mr. Masaaki Tanaka serves as Director of Morgan Stanley. Mr. Tanaka became Representative Director and Deputy President of MUFG in June 2012. He served as Resident Managing Officer for the United States of MUFG as well as Chief Executive Officer for the Americas of BTMU from July 2010 to June 2012, Senior Managing Executive Officer of BTMU from May 2011 to June 2012 and Managing Executive Officer of BTMU from May 2007 to May 2011. Mr. Tanaka was President and Chief Executive Officer of UnionBanCal Corporation and its primary subsidiary, Union Bank, N.A., from May 2007 until June 2010, and also served on the Board of each entity until July 2012. Following the merger of The Bank of Tokyo-Mitsubishi, Ltd. (BTM) and UFJ Bank, Ltd., which created BTMU, he served as Executive Officer and General Manager of the Corporate Planning Division for BTMU from 2006 to 2007. From 1996 to 2005, Mr. Tanaka served in various capacities in the Corporate Planning Division of BTM and was Executive Officer and General Manager of the Corporate Banking Division with responsibility for relationships with corporations. He was also General Manager of the Corporate Business Development Division where he directed strategic planning and coordination of the company’s corporate banking business. Mr. Tanaka began his professional career at the Mitsubishi Bank, a predecessor to BTMU, in 1977.

Howard Davies

Sir. Howard John Davies serves as an Independent Director of Morgan Stanley. Mr. Davies has served as the non-executive Chairman of Phoenix Group Holdings since October 2012 and as a professor at Sciences Po, the Paris School of International Affairs, since 2011. He is Chairman of the International Advisory Board of the China Securities Regulatory Commission and a member of the International Advisory Board of the China Banking Regulatory Commission. Mr. Davies served as Director of the London School of Economics and Political Science from 2003 to 2011. He was Chairman of the U.K. Financial Services Authority, the U.K.’s financial regulator, from 1997 to 2003. Mr. Davies previously served as Deputy Governor of the Bank of England from 1995 to 1997. He was Director General of the Confederation of British Industry from 1992 to 1995 and Controller of the Audit Commission in the U.K. from 1987 to 1992. He worked at McKinsey from 1982 to 1987 and was seconded to the Treasurer as Special Advisor to the Chancellor of the Exchequer. Mr. Davies also previously worked at the U.K. Treasury and the Foreign and Commonwealth Office, including two years as Private Secretary to the British Ambassador in Paris.

Thomas Glocer

Mr. Thomas H. Glocer is Independent Director of Morgan Stanley., Mr. Glocer served as CEO of Thomson Reuters Corporation, a news and information provider for businesses and professionals, from April 2008 through December 2011 and as CEO of Reuters Group PLC from July 2001 to April 2008. He joined Reuters Group PLC in 1993 and served in a variety of executive roles before being named CEO. • He was a mergers and acquisitions lawyer at the law firm of Davis Polk & Wardwell LLP from 1984 to 1993.

Robert Herz

Mr. Robert H. Herz serves as an Independent Director of Morgan Stanley. Mr. Herz has served as President of Robert H. Herz LLC, providing consulting services on financial reporting and other matters, since September 2010. He has also served as a senior advisor to, and as a member of, the Advisory Board of WebFilings LLC, a provider of financial reporting software, since 2011. He served as Chairman of the Financial Accounting Standards Board from July 2002 to September 2010 and as a part-time member of the International Accounting Standards Board from January 2001 to June 2002. Mr. Herz has served on the Accounting Standards Oversight Council of Canada since 2011 and as a member of the Standing Advisory Group of the Public Company Accounting Oversight Board since 2012. Mr. Herz served as a partner in PricewaterhouseCoopers, an accounting firm, from 1985 until his retirement in 2002.

C. Robert Kidder

Mr. C. Robert Kidder serves as Independent Director of Morgan Stanley. Mr. Kidder served as Chairman and Chief Executive Officer of 3Stone Advisors LLC, a private investment firm, from 2006 to 2011, and as non-executive Chairman of the Board of Chrysler Group LLC from 2009 to 2011. He was Principal at Stonehenge Partners, Inc., a private investment firm, from 2004 to 2006. Mr. Kidder served as President of Borden Capital, Inc., a company that provided financial and strategic advice to the Borden family of companies, from 2001 to 2003. He was Chairman of the Board from 1995 to 2004 and Chief Executive Officer from 1995 to 2002 of Borden Chemical, Inc. (formerly Borden, Inc.), a forest products and industrial chemicals company. Mr. Kidder was Chairman and Chief Executive Officer from 1991 to 1994 and President and Chief Executive Officer from 1988 to 1991 of Duracell International Inc. Prior to joining Duracell International Inc. in 1980, Mr. Kidder worked in planning and development at Dart Industries. He also previously worked at McKinsey & Co. as a general management consultant.

Klaus Kleinfeld

Mr. Klaus Kleinfeld serves as an Independent Director of Morgan Stanley. Mr. Kleinfeld has served as Chairman and Chief Executive Officer of Alcoa Inc. (Alcoa), the world’s producer of primary aluminum and fabricated aluminum, since April 2010. He served as President and Chief Executive Officer of Alcoa from 2008 to 2010 and President and Chief Operating Officer of Alcoa from 2007 to 2008. He has served on the Board of Alcoa since 2003. Mr. Kleinfeld served for 20 years at Siemens AG from 1987 to 2007, including as Chief Executive Officer and President from 2005 to 2007, as a member of the Managing Board from 2004 to 2007, and as President and Chief Executive Officer from 2002 to 2004 and Executive Vice President and Chief Operating Officer in 2001 of Siemens AG’s principal U.S. subsidiary, Siemens Corporation. He serves on the Brookings Institution Board of Trustees and is Chairman of the U.S.-Russia Business Council.

Donald Nicolaisen

Mr. Donald T. Nicolaisen serves as an Independent Director of Morgan Stanley. Mr. Nicolaisen was Chief Accountant for the U.S. Securities and Exchange Commission (SEC) from 2003 to 2005, where he served as the principal advisor to the SEC on accounting and auditing matters and was responsible for formulating and administering the accounting program and policies of the SEC. He was a partner of PricewaterhouseCoopers, an accounting firm, from 1978 to 2003 and first joined Price Waterhouse in 1967. His Other Current Directorships: MGIC Investment Corporation, Verizon Communications Inc. and Zurich Insurance Group.

Hutham Olayan

Ms. Hutham S. Olayan has served as Independent Director of Morgan Stanley since 2006. She is also Member of the Compensation Committee of the Company. Ms. Olayan has been a principal and director since 1981 of The Olayan Group, a private multinational enterprise that is a diversified global investor and operator of commercial and industrial businesses in Saudi Arabia. She has been President and Chief Executive Officer of The Olayan Group's U.S. operations for more than 25 years, overseeing all investment activity in the Americas. Ms. Olayan is a member of the International Advisory Board of The Blackstone Group and a former director of Equity International and Thermo Electron Corporation. She obtained a Bachelors degree from the American University of Beirut and a Masters of Business Administration degree from the Indiana University.

James Owens

Mr. James W. Owens serves as an Independent Director of Morgan Stanley. Mr. Owens served as Chairman and Chief Executive Officer of Caterpillar Inc. (Caterpillar), a manufacturer of construction and mining equipment, diesel and natural gas engines and industrial gas turbines, from 2004 to 2010. He served as Vice Chairman of Caterpillar from 2003 to 2004 and as Group President from 1995 to 2003, responsible at various times for 13 of the company’s 25 divisions. Mr. Owens served at Caterpillar as Vice President and Chief Financial Officer from 1993 to 1995, Corporate Vice President and President of Solar Turbines Incorporated from 1990 to 1993, and managing director of P.T. Natra Raya, Caterpillar’s Indonesian joint venture, from 1987 to 1990. He held various managerial positions in the Accounting and Product Source Planning Departments from 1980 to 1987 and was chief economist of Caterpillar Overseas S.A. in Geneva, Switzerland, from 1975 to 1980. He joined Caterpillar in 1972 as a corporate economist.Mr. Owens served on the President’s Economic Recovery Advisory Board from 2009 to 2011. He serves on the boards of the Peter G. Peterson Institute for International Economics and the Council on Foreign Relations and is a senior advisor at Kohlberg Kravis Roberts & Co.

O Sexton

Mr. O. Griffith Sexton serves as an Independent Director of Morgan Stanley. Mr. Sexton has served as an adjunct professor at Columbia Business School since 1995 and visiting lecturer at Princeton University since 2000, teaching courses in corporate finance. He was an Advisory Director of Morgan Stanley from 1995 to 2008. Mr. Sexton joined Morgan Stanley in 1973 and was a Managing Director from 1985 to 1995, ultimately serving as Director of the Corporate Restructuring Group within the Advisory Services Department.

Laura Tyson

Dr. Laura D'Andrea Tyson., Ph.D., serves as an Independent Director of Morgan Stanley. Dr. Tyson has served as the S. K. and Angela Chan Professor of Global Management since 2008 and as Professor of Business Administration and Economics from 2007 to 2008 at the Walter A. Haas School of Business, University of California, Berkeley. She was Dean of the London Business School from 2002 to 2006. Dr. Tyson was Dean from 1998 to 2001 and Class of 1939 Professor in Economics and Business Administration from 1997 to 1998 at the Walter A. Haas School of Business, University of California, Berkeley. She served as National Economic Advisor to the President and Chair of the President’s National Economic Council from 1995 to 1996 and as Chair of the White House Council of Economic Advisors from 1993 to 1995. Dr. Tyson has served as a member of the Foreign Affairs Policy Board, U.S. State Department, since 2012. She served on the President’s Economic Recovery Advisory Board from 2009 to 2011 and was appointed in 2011 to the President’s Council on Jobs and Competitiveness.

Rayford Wilkins

Mr. Rayford Wilkins, Jr. has been appointed as Independent Director of Morgan Stanley effective August 1, 2013. Mr. Wilkins most recently served as CEO of Diversified Businesses at AT&T, a position from which he retired in March 2012. Previously in his career, Mr. Wilkins held several leadership roles at AT&T and its predecessor companies, including Group President of Marketing and Sales at SBC Communications, President and CEO of SBC Pacific Bell, and President and CEO of Southwestern Bell Telephone, among others. Mr. Wilkins currently serves on the boards of Valero Energy Corporation, América Móvil and YP Holdings LLC. He is also a member of the Advisory Council of the McCombs School of Business at the University of Texas at Austin, where he holds a bachelor’s degree.
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