People: Morgan Stanley (MS)
MS on New York Consolidated
27.13USD
9 Feb 2010
27.13USD
9 Feb 2010
Price Change (% chg)
$0.53 (+1.99%)
$0.53 (+1.99%)
Prev Close
$27.13
$27.13
Open
--
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Day's High
$27.30
$27.30
Day's Low
$26.59
$26.59
Volume
19,507,260
19,507,260
Avg. Vol
22,615,940
22,615,940
52-wk High
$35.78
$35.78
52-wk Low
$16.12
$16.12
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
| Mack, John | 64 | 2009 | Chairman of the Board |
| Gorman, James | 51 | 2010 | President, Chief Executive Officer, Co-Head of Strategic Planning, Director |
| Lynch, Gary | 58 | 2009 | Vice Chairman of the Management Board, Chief Legal Officer |
| Porat, Ruth | 52 | 2010 | Chief Financial Officer |
| Chammah, Walid | 54 | 2010 | Chairman and Chief Executive Officer - Morgan Stanley International |
| Wicker, William | 59 | 2009 | Vice Chairman of Investment Banking, Natural Resources Group |
| Taubman, Paul | 2010 | Co-President - Institutional Securities | |
| Fleming, Gregory | 46 | 2010 | President - Investment Management |
| Wirth, Paul | 48 | 2010 | Finance Director |
| Nides, Thomas | 48 | 2010 | Chief Operating Officer, Executive Vice President, Chief Administrative Officer, Secretary |
| Kelleher, Colm | 51 | 2010 | Executive Vice President, Co-President - Institutional Securities |
| DeRegt, Kenneth | 53 | 2008 | Chief Risk Officer |
| Riefler, Linda | 48 | 2008 | Global Head - Research |
| Surrency, Richard | 40 | 2009 | Head - Asia Pacific Transition Management |
| Rivaldi, Marcus | 2009 | Executive Director - Fixed Income Research | |
| DiMaio, Jack | 42 | 2009 | Global Head - Interest Rate, Credit and Currency Trading |
| Rosenthal, James | 2010 | Chief Operating Officer - Morgan Stanley Smith Barney, Head of Corporate Strategy | |
| Kidder, C. Robert | 64 | Lead Director | |
| Tyson, Laura | 61 | 1997 | Director |
| Davies, Howard | 58 | 2004 | Director |
| Bostock, Roy | 69 | 2005 | Director |
| Noski, Charles | 57 | 2005 | Director |
| Sexton, O. Griffith | 65 | 2005 | Director |
| Bowles, Erskine | 63 | 2005 | Director |
| Nicolaisen, Donald | 64 | 2006 | Director |
| Olayan, Hutham | 55 | 2006 | Director |
| Phillips, Charles | 50 | 2006 | Director |
| Hirano, Nobuyuki | 57 | 2009 | Director |
| Hance, James | 64 | 2009 | Director |
Biographies
| Name | Description |
|---|---|
| Mack, John | Mr. John J. Mack was elected Chairman of the Board of Morgan Stanley in June 2005. He served as Chief Executive Officer of the company untill resignation on December 31, 2009. He previously had spent nearly 30 years at the Firm in various positions, most recently as President, Chief Operating Officer and a Director. Prior to his current role, Mr. Mack served as Chairman of Pequot Capital Management. He served before that as co-Chief Executive Officer of Credit Suisse Group and Chief Executive Officer of Credit Suisse First Boston. Mr. Mack is a graduate of Duke University, where he is a member of the Board of Trustees. He also serves as Chairman of the Board of Trustees of New York-Presbyterian Hospital, the University Hospital of both Columbia and Cornell, and as a Trustee of the Doris Duke Charitable Foundation. |
| Gorman, James | Mr. James P. Gorman has been appointed as Chief Executive Officer of Morgan Stanley effective January 1, 2010. He has served as President of Morgan Stanley for the past two years – overseeing the Firm’s Global Wealth Management business; Investment Management business, including the Merchant Bank; and Operations and Technology group, among others. Mr. Gorman joined Morgan Stanley in February 2006 as the President and Chief Operating Officer of the Global Wealth Management Group. In October 2007, Mr. Gorman took on the additional role of Co-Head of Strategic Planning with Chief Financial Officer Colm Kelleher, and assumed the Co-President role in November 2007. In January 2009, Mr. Gorman was named Chairman of the Morgan Stanley Smith Barney joint venture, which closed in June. Prior to joining Morgan Stanley, Mr. Gorman held a succession of executive positions at Merrill Lynch including leading, from 2001 to 2005, the company’s U.S. and, subsequently, global private client businesses. Before joining Merrill Lynch, Mr. Gorman served as a senior partner of McKinsey & Company, where he was a member of the financial services practice and advised clients in the securities, banking and asset management industries. Earlier, Mr. Gorman also served as an attorney in Melbourne, Australia. Mr. Gorman is a member of the Board of Directors of MSCI Inc., where he serves as Lead Director. He also is a trustee of the Columbia Business School and the Spence School in New York City. Mr. Gorman previously served on the Boards of Visa USA and the Securities Industry and Financial Markets Association in Washington, D.C., where he served as Chairman in 2006. A native of Australia, Mr. Gorman earned a B.A. and Law degree from the University of Melbourne and an M.B.A. from Columbia University. |
| Lynch, Gary | Mr. Gary G. Lynch has been appointed as Vice Chairman of the Management Board, Chief Legal Officer of Morgan Stanley effective May 12, 2009. He has served as Executive Vice President and Chief Legal Officer of Morgan Stanley since October 2005. My. Lynch was Global General Counsel from October 2001 to October 2005 of Credit Suisse First Boston. He was Executive Vice Chairman from July 2004 to October 2005 and Vice Chairman from December 2002 to July 2004 of Credit Suisse First Boston and member of the Executive Board from July 2004 to July 2005 of Credit Suisse Group. He was Partner at the law firm of Davis Polk & Wardwell from September 1989 to October 2001. |
| Porat, Ruth | Ms. Ruth Porat has been appointed as Chief Financial Officer of Morgan Stanley effective January 1, 2010. She has served as Global Head of the Financial Institutions Group since 2006. Throughout the recent financial crisis, she has been responsible for the Firm's coverage of financial institutions and governments globally, and she led the team advising the U.S. Treasury with respect to Fannie Mae and Freddie Mac. Ms. Porat began her career with Morgan Stanley in 1987 in the Mergers and Acquisition Department. Since then she has played numerous roles in the Firm, including establishing the Firm’s corporate finance effort covering Financial Sponsors, the Firm’s Equity Capital Markets technology business and serving as Co-Head of the Global Technology Group. She spent a year based in London where she focused on technology and media clients and the Firm’s private equity investing. She received an M.B.A. from the Wharton School at the University of Pennsylvania, a M.Sc.Econ. from the London School of Economics and an B.A. from Stanford University. |
| Chammah, Walid | Mr. Walid A. Chammah is Chairman and Chief Executive Officer - Morgan Stanley International. He has served as Morgan Stanley Co-President since November 2007. Prior positions at the Firm include Chairman and Chief Executive Officer of Morgan Stanley International, Global Head of Investment Banking, Head of the Global Capital Markets Group and Worldwide Head of Debt Capital Markets Services. Before joining the Firm in 1993, Mr. Chammah was a managing director of Credit Suisse First Boston, responsible for U.S. Taxable Fixed Income Capital Markets and Structured Finance Groups. He had previously been a senior vice president with Blyth Eastman PaineWebber, responsible for liability management swaps. A native of Lebanon, Mr. Chammah graduated from the American University of Beirut with a Bachelor of Business Administration in 1976 and received a Masters Degree in International Management from American Graduate School of International Management in 1977. |
| Wicker, William | Mr. William M. Wicker is Vice Chairman of Investment Banking, Natural Resources Group of Morgan Stanley. Prior to joining Morgan Stanley, Mr. Wicker spent seven years at Goldman Sachs, where he was a Partner Managing Director in the Natural Resources Group in New York. In 2005 and 2006, Mr. Wicker served as Chief Executive Officer of Goldman Sachs Gao Hua Securities Company Limited and Co-Head of Investment Banking in Asia Ex-Japan, based in Beijing. Before Goldman, Mr. Wicker was a Senior Vice President at Texaco, responsible for worldwide refining and marketing, natural gas marketing, lubricants, power and gasification, and alternative energy. Prior to joining Texaco in 1997, he was a Managing Director at Credit Suisse First Boston and Co-Head of the firm's Global Energy Group. Previous to this position, Mr. Wicker was a consultant with McKinsey & Co. Mr. Wicker holds a B.A. from Union College, an M.A. from Indiana University and an M.B.A. from Harvard Business School. |
| Taubman, Paul | Mr. Paul J. Taubman has been appointed as Co-President - Institutional Securities of Morgan Stanley effective January 1, 2010. He has served as Global Head of Investment Banking since 2007. He previously served as Global Head of Mergers and Acquisitions, a position he assumed in 2003. Mr. Taubman joined Morgan Stanley in 1982 and was elected a Vice President in 1991, a Principal in 1993 and Managing Director in 1995. Through 1984, Mr. Taubman was in the Corporate Finance department. After receiving his M.B.A. in 1986, he rejoined Morgan Stanley as an Associate in the Mergers and Acquisitions department. Mr. Taubman attended the Wharton School at the University of Pennsylvania and earned a Bachelor of Science in Economics. He also earned his M.B.A. from Stanford University’s Graduate School of Business. |
| Fleming, Gregory | Gregory J. Fleming has been appointed as President of Morgan Stanley Investment Management, including Merchant Banking. Mr. Fleming served as President and Chief Operating Officer of Merrill Lynch from June of 2007 to early 2009. From 2003 to 2007, he served as Executive Vice President and Co-President of Merrill's Global Markets and Investment Banking Group, where he advised major global corporations, financial institutions, asset management firms, financial sponsors and hedge funds in the United States and internationally. Previously he was COO of Global Investment Banking and co-head of the Global Financial Institutions Group. Mr. Fleming joined Merrill Lynch as an investment banker in 1992. He also has been a principal at Booz Allen Hamilton. Since leaving Merrill Lynch in January of 2009 after 17 years, Mr. Fleming has been Senior Research Scholar and Distinguished Visiting Fellow of the Center for the Study of Corporate Law at Yale Law School. Mr. Fleming is a former board member of BlackRock Inc, a member of the Council on Foreign Relations, and a director of Colgate University. Mr. Fleming is a Phi Beta Kappa, summa cum laude graduate in economics from Colgate University and received his J.D. from Yale Law School. |
| Wirth, Paul | Mr. Paul Wirth has been appointed as Finance Director of Morgan Stanley effective January 1, 2010. Mr. Paul Wirth, was, beginning in February 2004, a Managing Director, the Global Controller and Chief Accounting Officer of Credit Suisse First Boston, a business unit of Credit Suisse Group, a financial services company. Beginning in April 2004, Mr. Wirth also served as the Chief Financial and Accounting Officer of Credit Suisse First Boston (USA), Inc., an investment bank that is part of the Credit Suisse First Boston business unit. From July 2000 to January 2004, Mr. Wirth was the National Managing Partner of the Banking and Finance Practice at Deloitte & Touche LLP, an accounting firm. Prior to July 2000, Mr. Wirth was an assurance partner in the New York Financial Services Practice of KPMG LLP, an accounting firm. |
| Nides, Thomas | Mr. Thomas R. Nides serves as Executive Vice President, Chief Administrative Officer and Secretary of Morgan Stanely since September 2005 and has been appointed as Chief Operating Officer effective January 1, 2010. He was Worldwide President and CEO of Burson-Marsteller from November 2004 to August 2005. Mr. Nides was Chief Administrative Officer of Credit Suisse First Boston from June 2001 to June 2004. He has served as the Chief Administrative Officer of Morgan Stanley and a member of the Firm’s Management Committee since 2005, where he has led the human resources and talent management, government affairs, communications, marketing, community affairs and corporate services functions. Mr. Nides previously worked at the Firm from 1996 to 1999. Mr. Nides also has served as the Worldwide President and Chief Executive Officer of Burson-Marsteller, global Chief Administrative Officer at Credit Suisse First Boston and a member of that firm’s Executive Board, and a senior vice president and member of the Operating Committee at Fannie Mae. Earlier in his career, Mr. Nides served as chief of staff to the U.S. Trade Representative and before that served for eight years on Capitol Hill, including four years as executive assistant to the Speaker of the House of Representatives. Mr. Nides currently serves as chairman of the Securities Industry and Financial Markets Association Board of Directors. Mr. Nides graduated from the University of Minnesota. |
| Kelleher, Colm | Mr. Colm Kelleher serves as Co-President - Institutional Securities of Morgan Stanley effective January 1, 2010. He has served as Chief Financial Officer of Morgan Stanley since October 2007, when Mr. Kelleher also took on the role of Co-Head of Strategic Planning with Co-President James Gorman. He previously served as Head of Global Capital Markets. Colm joined Morgan Stanley in 1989 and has served in a variety of positions of increasing responsibility in the U.S. and Europe. Mr. Kelleher was Co-Head of Fixed Income in Europe and led that region’s successful client coverage group. He also helped establish Morgan Stanley’s European Financial Institutions business. Before joining Morgan Stanley, he spent four years at Arthur Anderson in London, UK, where he qualified as a Chartered Accountant in 1983. He graduated from Oxford University. |
| DeRegt, Kenneth | Mr. Kenneth M. DeRegt is Chief Risk Officer of Morgan Stanley (since February 2008). He was Managing Director of Aetos Capital, LLC, an investment management firm (December 2002 to February 2008), Director of MSCI Inc. (since November 2007). |
| Riefler, Linda | Ms. Linda H. Riefler is Global Head of Research (since December 2008). She was Chief Talent Officer (June 2006 to November 2008). She was Head of Client Services (October 2005 to June 2006). Managing Director of MS&Co. (since December 1998). Director of MSCI Inc. (since October 2005). |
| Surrency, Richard | Richard Surrency has been appointed as Head - Asia Pacific Transition Management of Morgan Stanley. He was most recently the head of sales at Bank of New York Mellon Corp. (BK), Morgan Stanley said in a statement. |
| Rivaldi, Marcus | Marcus Rivaldi is Executive Director - Fixed Income Research of Morgan Stanley. He joins Morgan Stanley from the Royal Bank of Scotland (RBS) where he was a Director in the group's Fixed Income Hybrid Capital Advisory and Structuring business. Prior to his role at RBS, Mr. Rivaldi spent six years at Standard and Poor's where he was a senior insurance analyst and head of European reinsurance and London insurance market sectors. Mr Rivaldi has also held positions at the Faraday Group and at Moody's Investors Services. |
| DiMaio, Jack | Mr. Jack DiMaio is Global Head - Interest Rate, Credit and Currency Trading of Morgan Stanley. Mr. DiMaio has more than twenty years experience in the fixed income and bond markets. He served as the Head of Fixed Income (North America) at Credit Suisse from 2000-2003 and was a member of the CSFB Executive Board. Mr. DiMaio also held a series of other senior fixed income positions during his time at Credit Suisse -- including as Head of Global Credit Trading, Co-Head of the Global Credit Products Cluster, Head of the Corporate Bond Department and Head of High-Grade Corporate Bond Trading. More recently, Mr. DiMaio served as the Head of Alternative Investments at Credit Suisse Asset Management from 2003-2004. In 2005, Mr. DiMaio became Chief Executive Officer and Managing Partner of DiMaio Ahmad Capital LLC, an alternative investment management firm. |
| Rosenthal, James | Mr. Jim Rosenthal has been appointed as Chief Operating Officer - Morgan Stanley Smith Barney and Head of Corporate Strategy of Morgan Stanley effective January 1, 2010. He has served as Head of Firmwide Technology and Operations since 2008, and is Head of Morgan Stanley Smith Barney Integration. He is also a member of the Firm’s Management Committee. Jim joined the Firm in March 2008 from Tishman Speyer, where he had served as Chief Financial Officer since 2006. Prior to that, he worked at Lehman Brothers from 1999 to 2005, where he was Head of Corporate Strategy and Corporate Development and a member of the Management Committee. He was with McKinsey & Company from 1986 to 1999, where he was a Senior Partner specializing in financial institutions, with a particular focus on securities brokerage, asset management and capital markets. He has led numerous restructuring efforts addressing issues in technology, operations and other areas in financial institutions around the globe. Jim has a B.A. from Yale University and a J.D. from Harvard Law School. |
| Kidder, C. Robert | Mr. C. Robert Kidder is Lead Director of Morgan Stanley. He has been Director of Morgan Stanley since 1993 and currently serves as Lead Director. He has been Chairman and Chief Executive Officer of 3Stone Advisors LLC since August 2006. He was a Principal of Stonehenge Partners, Inc. from April 2004 to July 2006. From January 1995 to August 2004, Mr. Kidder was Chairman of the Board of Borden Chemical, Inc. (formerly Borden, Inc.) and was its Chief Executive Officer from January 1995 to March 2002. From November 2001 to March 2003, Mr. Kidder was President of Borden Capital, Inc., a company that provided financial and strategic advice to the Borden family of companies. He headed Duracell International Inc. from 1984 to 1995. Mr. Kidder is also a Director of Schering-Plough Corporation. Mr. Kidder is currently Chairman of the Board of Trustees of Children's Hospital (Columbus), President of the Wexner Center Foundation Board (a nonprofit partner of The Ohio State University Board of Trustees that oversees the Wexner Center for the Arts) and he serves on the Board of Trustees of Ohio University. |
| Tyson, Laura | Dr. Laura D. Tyson has been Director of Morgan Stanley since 1997. She has been S. K. and Angela Chan Professor of Global Management (since July 2008) and Professor of Business Administration and Economics (January 2007 to July 2008), Walter A. Haas School of Business, University of California at Berkeley. Dean of the London Business School (January 2002 to December 2006). Dean (July 1998 to December 2001) and Class of 1939 Professor in Economics and Business Administration (January 1997 to July 1998) at the Walter A. Haas School of Business, University of California, Berkeley. National Economic Advisor to the President and Chair, President’s National Economic Council (February 1995 to December 1996). Laura D. Tyson directorships includes Eastman Kodak Company and AT&T Inc. |
| Davies, Howard | Sir Howard J. Davies has been Director of Morgan Stanley since 2004. He has been Director of the London School of Economics and Political Science since September 2003. Sir Howard served as Chairman and Chief Executive of the U.K. Financial Services Authority (1997-2003), Deputy Governor of the Bank of England (1995-1997) and Director General of the Confederation of British Industry (1992-1995). From 1987 to 1992 he was Controller (CEO) of the U.K. Audit Commission. From 1982 to 1987 Sir Howard worked for McKinsey & Company. He is currently a Trustee of the Tate Gallery in London and a Director of Paternoster plc. |
| Bostock, Roy | Mr. Roy Bostock has been a Director of Morgan Stanley since September 2005. He currently serves as Chairman of The Partnership for a Drug-Free America. Until 2001, Mr. Bostock was Chairman of B|Com3 Group, Inc., an advertising and marketing services firm that is now part of the Publicis Groupe S.A. Mr. Bostock played a major role in building some of the most prominent advertising firms in the U.S., beginning with Benton & Bowles in 1964. Following the creation, through a merger, of D'Arcy Masius Benton & Bowles in 1985, Mr. Bostock became President of the combined firm. By 1990, he had also served as Chief Operating Officer and was named Chairman and Chief Executive Officer. In 2000, the agency was renamed the B|Com3 Group and Mr. Bostock became Chairman. Mr. Bostock is a member of the boards of directors of Northwest Airlines Corporation and Yahoo! Inc. and a Trustee Emeritus of Duke University. A graduate of Duke, he has an MBA from Harvard. |
| Noski, Charles | Mr. Charles H. Noski has been Director of Morgan Stanley since September 2005. He was Corporate Vice President and Chief Financial Officer of Northrop Grumman Corporation from December 2003 to March 2005, and a Director from November 2002 to May 2005. Prior to joining Northrop in 2003, Mr. Noski was a senior advisor to The Blackstone Group. Earlier, Mr. Noski was Senior Executive Vice President and Chief Financial Officer as well as Vice Chairman of the Board of AT&T Corp. Mr. Noski has also been President, Chief Operating Officer and a director of Hughes Electronics Corporation and a partner with Deloitte & Touche. He is a member of the boards of directors of Microsoft Corporation, Air Products and Chemicals, Inc., and Automatic Data Processing, Inc. He holds a Bachelor's degree in Business Administration and a Master's degree in Accounting from California State University, Northridge, and an honorary Doctor of Humane Letters awarded by the California State University system. |
| Sexton, O. Griffith | Mr. O. Griffith Sexton has been Director of Morgan Stanley since September 2005. He is an Adjunct Professor of Finance at Columbia Business School and a visiting lecturer at Princeton University, where he teaches courses in corporate finance. Prior to his academic career, Mr. Sexton was an investment banker at Morgan Stanley from 1973 to 1995, where he was engaged in the development and execution of advisory assignments involving a wide variety of corporate financial transactions. He was an advisory director at Morgan Stanley from May 1995 to September 2008. He is a member of the boards of directors of Investor AB, a publicly traded Swedish investment company, and Hamilton Lane, a privately held asset-management company based in Philadelphia. A former U.S. naval aviator and Vietnam veteran, Mr. Sexton holds a BSE from Princeton and an MBA from Stanford. |
| Bowles, Erskine | Mr. Erskine B. Bowles has been Director of Morgan Stanley since December 2005. He was elected President of The University of North Carolina effective January 1, 2006. He has been a Senior Advisor to Carousel Capital, a private investment firm, since September 2001, and served as a Managing Director from March 1999 to September 2001. Mr. Bowles was a General Partner of Forstmann Little & Co., a private investment firm, from March 1999 to September 2001. He served in the Administration of President Clinton as head of the Small Business Administration and White House Chief of Staff. He was the United Nations Deputy Special Envoy for Tsunami Recovery with the rank of Under Secretary General in 2005. Mr. Bowles worked at Morgan Stanley from July 1969 to January 1972. He is a Director at General Motors Corporation, Cousins Properties Incorporated and North Carolina Mutual Life Insurance Company. A graduate of The University of North Carolina, he has an MBA from Columbia. |
| Nicolaisen, Donald | Mr. Donald T. Nicolaisen has been Director of Morgan Stanley. Mr. Nicolaisen served as Chief Accountant for the U.S. Securities and Exchange Commission from September 2003 to November 2005. Prior to joining the SEC, he was a senior partner at the accounting firm PricewaterhouseCoopers. Mr. Nicolaisen began his career at the firm's predecessor, Price Waterhouse, in 1967, and held a wide range of management and leadership positions, including serving on the firm's U.S. and global boards and Price Waterhouse's national office for accounting and SEC services. Mr. Nicolaisen currently serves on the Board of Directors of MGIC Investment Corporation, Verizon Communications Inc. and Zurich Financial Services. |
| Olayan, Hutham | Ms. Hutham S. Olayan has been Director of Morgan Stanley. She is a Senior Executive and Director of a private multinational enterprise, The Olayan Group, a investor worldwide as well as a diversified business in Saudi Arabia and also serves as President and Chief Executive Officer of Olayan America Corporation, a Group affiliate based in New York. Ms. Olayan holds a Bachelor’s degree from the American University of Beirut and an MBA from Indiana University. Ms. Olayan’s outside affiliations includes, Director of Peter G. Peterson Institute for International Economics since 2004, Trustee of American University of Beirut since 1993, Overseer of Memorial Sloan-Kettering Cancer Center since 2008. She is a member of various advisory councils of non-profit organizations, including, The Brookings Institution, Carnegie Middle East Center, Rockefeller University, US-Middle East Project and The Conference Board. She is Founding member of Arab Bankers Association of North America since 1983. Ms. Olayan previously served as Trustee of The Conference Board from 2002-2008 and also served as Director of Thermo Electron Corporation from 1987-2002. |
| Phillips, Charles | Mr. Charles E. Phillips, Jr. has been Director of Morgan Stanley since June 2006. He is President and Director of Oracle Corporation. Before joining Oracle in May 2003, Mr. Phillips served as a Managing Director at Morgan Stanley in Equity Research. Prior to his career on Wall Street, Mr. Phillips was a Captain in the United States Marine Corps. Mr. Phillips holds a BS in Computer Science from the United States Air Force Academy, an MBA from Hampton University and a JD from New York Law School. He is a member of the bar in Washington, D.C. and Georgia. Mr. Phillips is a board member of Viacom, Inc. He is also a board member of Jazz at Lincoln Center in New York City and New York Law School. |
| Hirano, Nobuyuki | Mr. Nobuyuki Hirano has been appointed as the Director of Morgan Stanley on March 10, 2009. He is Senior Managing Director (since October 2008) and Managing Director (January 2006 to October 2008), The Bank of Tokyo-Mitsubishi UFJ, Ltd., a subsidiary of Mitsubishi UFJ Financial Group, Inc., one of the world’s leading financial groups. Managing Director and General Manager, Corporate Planning Office (May 2005 to January 2006), Director and General Manager, Corporate Planning Office (May 2004 to May 2005) and Director and General Manager, Corporate Banking Division No. 2, Corporate Banking Group No. 1 and Global Corporate Banking Business Unit (June 2001 to May 2004), The Bank of Tokyo-Mitsubishi, Ltd. |
| Hance, James | Mr. James H. Hance, Jr. is Director of Morgan Stanley. He is a Senior Advisor at The Carlyle Group and was formerly Chairman of Carlyle Capital Corp. Previously, Mr. Hance was with Bank of America and its predecessor companies for 18 years as a Vice Chairman and Chief Financial Officer and a member of the board. He was also a Partner at Price Waterhouse in the 1980s. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
| Mack, John | 1,235,100 |
| Gorman, James | -- |
| Lynch, Gary | 4,017,610 |
| Porat, Ruth | -- |
| Chammah, Walid | 1,204,600 |
| Wicker, William | -- |
| Taubman, Paul | -- |
| Fleming, Gregory | -- |
| Wirth, Paul | -- |
| Nides, Thomas | 3,143,380 |
| Kelleher, Colm | 7,442,680 |
| DeRegt, Kenneth | -- |
| Riefler, Linda | -- |
| Surrency, Richard | -- |
| Rivaldi, Marcus | -- |
| DiMaio, Jack | -- |
| Rosenthal, James | -- |
| Kidder, C. Robert | -- |
| Tyson, Laura | -- |
| Davies, Howard | -- |
| Bostock, Roy | -- |
| Noski, Charles | -- |
| Sexton, O. Griffith | -- |
| Bowles, Erskine | -- |
| Nicolaisen, Donald | -- |
| Olayan, Hutham | -- |
| Phillips, Charles | -- |
| Hirano, Nobuyuki | -- |
| Hance, James | -- |
As Of 29 Nov 2008
Options Compensation
| Name | Options | Value |
|---|---|---|
| Mack, John | 1,395,175 | 29,845,430 |
| Gorman, James | 0 | 0 |
| Lynch, Gary | 0 | 0 |
| Porat, Ruth | 0 | 0 |
| Chammah, Walid | 0 | 0 |
| Wicker, William | 0 | 0 |
| Taubman, Paul | 0 | 0 |
| Fleming, Gregory | 0 | 0 |
| Wirth, Paul | 0 | 0 |
| Nides, Thomas | 0 | 0 |
| Kelleher, Colm | 0 | 0 |
| DeRegt, Kenneth | 0 | 0 |
| Riefler, Linda | 0 | 0 |
| Surrency, Richard | 0 | 0 |
| Rivaldi, Marcus | 0 | 0 |
| DiMaio, Jack | 0 | 0 |
| Rosenthal, James | 0 | 0 |
| Kidder, C. Robert | 0 | 0 |
| Tyson, Laura | 0 | 0 |
| Davies, Howard | 0 | 0 |
| Bostock, Roy | 0 | 0 |
| Noski, Charles | 0 | 0 |
| Sexton, O. Griffith | 0 | 0 |
| Bowles, Erskine | 0 | 0 |
| Nicolaisen, Donald | 0 | 0 |
| Olayan, Hutham | 0 | 0 |
| Phillips, Charles | 0 | 0 |
| Hirano, Nobuyuki | 0 | 0 |
| Hance, James | 0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
| OLAYAN HUTHAM S | 1,600 | $27.84 |
| GORMAN JAMES P | 63,515 | $29.40 |
| NIDES THOMAS R | 26,603 | $29.40 |
| PORAT RUTH | 106,734 | $0.00 |
| WIRTH PAUL C | 8,496 | $29.40 |
| WIRTH PAUL C | 103,575 | $0.00 |
| KELLEHER THOMAS COLM | 103,824 | $0.00 |
| LYNCH GARY G | 52,888 | $0.00 |
| CHAMMAH WALID A | 128,335 | $0.00 |
| MACK JOHN J | 243,708 | $29.40 |
| JOHNSTON CHARLES D | 50,503 | $0.00 |
| DEREGT KENNETH MICHAEL | 78,757 | $0.00 |
| TAUBMAN PAUL J | 130,938 | $0.00 |
| KELLEHER THOMAS COLM | 17,856 | $29.40 |
| CHAMMAH WALID A | 71,466 | $29.40 |
| LYNCH GARY G | 67,530 | $29.40 |
| NIDES THOMAS R | 68,149 | $0.00 |
| PORAT RUTH | 42,792 | $29.40 |
| GORMAN JAMES P | 194,590 | $0.00 |
| KELLEHER THOMAS COLM | 15,107 | $29.38 |
| MACK JOHN J | 79,000 | $33.44 |
| GORMAN JAMES P | 711 | $0.00 |
| KELLEHER THOMAS COLM | 19,653 | $30.85 |
| NIDES THOMAS R | 10,451 | $28.13 |
| GORMAN JAMES P | 7,150 | $0.00 |





