People: Morgan Stanley (MS)


MS on New York Consolidated

26.32USD
18 Jun 2013
Price Change (% chg)

$0.11 (+0.42%)
Prev Close
$26.21
Open
$26.23
Day's High
$26.40
Day's Low
$26.04
Volume
14,815,049
Avg. Vol
19,494,010
52-wk High
$27.17
52-wk Low
$12.29

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Summary

Name Age Since Current Position

James Gorman

 54 2012 Chairman of the Board, Chief Executive Officer

Thomas Nides

 2013 Vice Chairman of the Board

Ruth Porat

 55 2010 Chief Financial Officer, Executive Vice President

James Rosenthal

 59 2011 Chief Operating Officer, Executive Vice President

Gregory Fleming

 49 2011 Executive Vice President, President - Asset Management , President - Global Wealth Management Group

Eric Grossman

 46 2012 Chief Legal Officer, Executive Vice President

Colm Kelleher

 55 2013 Executive Vice President, President - Institutional Securities

Keishi Hotsuki

 50 2011 Chief Risk Officer

C. Robert Kidder

 68 Lead Independent Director

Ryosuke Tamakoshi

 65 2011 Director

Masaaki Tanaka

 59 2011 Director

Roy Bostock

 72 2005 Independent Director

Erskine Bowles

 67 2005 Independent Director

Howard Davies

 62 2004 Independent Director

Robert Herz

 59 2012 Independent Director

Klaus Kleinfeld

 55 2012 Independent Director

Donald Nicolaisen

 68 2006 Independent Director

Hutham Olayan

 59 2006 Independent Director

James Owens

 67 2011 Independent Director

O. Griffith Sexton

 69 2005 Independent Director

Laura Tyson

 65 1997 Independent Director
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Biographies

Name Description

James Gorman

 Mr. James P. Gorman serves as Chairman of the Board, Chief Executive Officer of Morgan Stanley. Mr. Gorman has served as Chairman of the Board and Chief Executive Officer of Morgan Stanley since January 2012. He was President and Chief Executive Officer from January 2010 through December 2011. He was Co-President of Morgan Stanley from December 2007 to December 2009, Co-Head of Strategic Planning from October 2007 to December 2009 and President and Chief Operating Officer of the Global Wealth Management Group from February 2006 to April 2008. Mr. Gorman joined Merrill Lynch & Co., Inc. (Merrill Lynch) in 1999 and served in various positions including Chief Marketing Officer, Head of Corporate Acquisitions Strategy and Research in 2005 and President of the Global Private Client business from 2002 to 2005. Prior to joining Merrill Lynch, he was a senior partner at McKinsey, serving in the firm’s financial services practice. Earlier in his career, Mr. Gorman was an attorney in Australia.

Thomas Nides

 Mr. Thomas R. Nides has been appointed as the Vice Chairman of the Board of Morgan Stanley. Prior to joining the Obama Administration as Deputy Secretary of State, Mr. Nides was the Chief Operating officer of Morgan Stanley from 2005 to 2010. He was an executive officer and served as a member of the Operating and Management Committees. Before joining Morgan Stanley, he served as Worldwide President and Chief Executive Officer of Burson-Marstellar and as Chief Administration Officer of Credit Suisse First Boston, the investment banking division of Zurich-based Credit-Suisse Group. Mr. Nides began his career on Capitol Hill as Assistant to the Majority Whip of the United States House of Representatives and Executive Assistant to the Speaker of the House. Mr. Nides later served as a Senior Vice President of Fannie Mae and as Chief of Staff to the United States Trade Representative. Mr. Nides has served on the Boards of New York Cares, the Urban Alliance Foundation, the Council on Foreign Relations, the Local Initiatives Support Corporation, the Securities Industry and Financial Markets Association and the Advisory Board of the National Zoo.

Ruth Porat

 Ms. Ruth Porat serves as Chief Financial Officer, Executive Vice President of Morgan Stanley. She was Vice Chairman of Investment Banking (September 2003 to December 2009). Global Head of Financial Institutions Group (September 2006 to December 2009) and Chairman of the Financial Sponsors Group (July 2004 to September 2006) within Investment Banking.

James Rosenthal

 Mr. James A. Rosenthal serves as Chief Operating Officer, Executive Vice President of Morgan Stanley. He was Head of Corporate Strategy (January 2010 to May 2011). Chief Operating Officer of Morgan Stanley Wealth Management (January 2010 to August 2011). Head of Firmwide Technology and Operations of Morgan Stanley (March 2008 to January 2010). Chief Financial Officer of Tishman Speyer (May 2006 to March 2008).

Gregory Fleming

 Mr. Gregory J. Fleming serves as Executive Vice President, President - Asset Management , President - Global Wealth Management Group of Morgan Stanley. He serves as Executive Vice President (since February 2010), President of Asset Management (since February 2010) and President of Global Wealth Management Group of Morgan Stanley (since January 2011). President of Research of Morgan Stanley (February 2010 to January 2011). Senior Research Scholar at Yale Law School and Distinguished Visiting Fellow of the Center for the Study of Corporate Law at Yale Law School (January 2009 to December 2009). President of Merrill Lynch & Co., Inc. (“Merrill Lynch”) (February 2008 to January 2009). Co-President of Merrill Lynch (May 2007 to February 2008). Executive Vice President and Co-President of the Global Markets and Investment Banking Group of Merrill Lynch (August 2003 to May 2007).

Eric Grossman

 Mr. Eric F. Grossman serves as Chief Legal Officer, Executive Vice President of Morgan Stanley. He was Global Head of Legal (September 2010 to January 2012). Global Head of Litigation (January 2006 to September 2010) and General Counsel of the Americas (May 2009 to September 2010). General Counsel of Global Wealth Management Group (November 2008 to June 2009) and General Counsel of Morgan Stanley Wealth Management (June 2009 to September 2010). Partner at the law firm of Davis Polk & Wardwell LLP (June 2001 to December 2005).

Colm Kelleher

 Mr. Colm Kelleher serves as Executive Vice President, President - Institutional Securities of Morgan Stanley. He was Co-President of Institutional Securities of Morgan Stanley (January 2010 to December 2012). Chief Financial Officer and Co-Head of Strategic Planning (October 2007 to December 2009). Head of Global Capital Markets (February 2006 to October 2007). Co-Head of Fixed Income Europe (May 2004 to February 2006).

Keishi Hotsuki

 Mr. Keishi Hotsuki serves as Chief Risk Officer of Morgan Stanley. He was Interim Chief Risk Officer (January 2011 to May 2011) and Head of Market Risk Department (since March 2008). Director of Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (since May 2010). Global Head of Market Risk Management at Merrill Lynch (June 2005 to September 2007).

C. Robert Kidder

 Mr. C. Robert Kidder serves as Lead Independent Director of Morgan Stanley. Mr. Kidder served as Chairman and Chief Executive Officer of 3Stone Advisors LLC, a private investment firm, from 2006 to 2011, and as non-executive Chairman of the Board of Chrysler Group LLC from 2009 to 2011. He was Principal at Stonehenge Partners, Inc., a private investment firm, from 2004 to 2006. Mr. Kidder served as President of Borden Capital, Inc., a company that provided financial and strategic advice to the Borden family of companies, from 2001 to 2003. He was Chairman of the Board from 1995 to 2004 and Chief Executive Officer from 1995 to 2002 of Borden Chemical, Inc. (formerly Borden, Inc.), a forest products and industrial chemicals company. Mr. Kidder was Chairman and Chief Executive Officer from 1991 to 1994 and President and Chief Executive Officer from 1988 to 1991 of Duracell International Inc. Prior to joining Duracell International Inc. in 1980, Mr. Kidder worked in planning and development at Dart Industries. He also previously worked at McKinsey & Co. as a general management consultant.

Ryosuke Tamakoshi

 Mr. Ryosuke Tamakoshi serves as Director of Morgan Stanley. Mr. Tamakoshi has served as a Senior Advisor of The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) since June 2010. He served as Chairman of MUFG from October 2005 to June 2010 and as Deputy Chairman of BTMU from January 2006 to March 2008. Before the merger between the former Mitsubishi Tokyo Financial Group and UFJ Holdings, Mr. Tamakoshi was President and Chief Executive Officer of UFJ Holdings, Inc. and also Chairman of UFJ Bank, Ltd. Mr. Tamakoshi began his professional career at The Sanwa Bank, one of the legacy banks of BTMU, in 1970.

Masaaki Tanaka

 Mr. Masaaki Tanaka serves as Director of Morgan Stanley. Mr. Tanaka became Representative Director and Deputy President of MUFG in June 2012. He served as Resident Managing Officer for the United States of MUFG as well as Chief Executive Officer for the Americas of BTMU from July 2010 to June 2012, Senior Managing Executive Officer of BTMU from May 2011 to June 2012 and Managing Executive Officer of BTMU from May 2007 to May 2011. Mr. Tanaka was President and Chief Executive Officer of UnionBanCal Corporation and its primary subsidiary, Union Bank, N.A., from May 2007 until June 2010, and also served on the Board of each entity until July 2012. Following the merger of The Bank of Tokyo-Mitsubishi, Ltd. (BTM) and UFJ Bank, Ltd., which created BTMU, he served as Executive Officer and General Manager of the Corporate Planning Division for BTMU from 2006 to 2007. From 1996 to 2005, Mr. Tanaka served in various capacities in the Corporate Planning Division of BTM and was Executive Officer and General Manager of the Corporate Banking Division with responsibility for relationships with corporations. He was also General Manager of the Corporate Business Development Division where he directed strategic planning and coordination of the company’s corporate banking business. Mr. Tanaka began his professional career at the Mitsubishi Bank, a predecessor to BTMU, in 1977.

Roy Bostock

 Mr. Roy J. Bostock is no longer Independent Director of Morgan Stanley., effective May 14, 2013. Mr. Bostock has served as non-executive Vice Chairman of the Board of Delta Air Lines, Inc. since 2009 and Chairman of the Board of Yahoo! Inc. since 2008. He has served as a principal of Sealedge Investments, LLC, a diversified private investment company, since 2002. Mr. Bostock is Chairman Emeritus, and served as Chairman from 2002 to 2010, of the Partnership for a Drug-Free America and served as Chairman of the Committee for Economic Development from 2002 to 2005. He worked in the advertising agency business for 38 years beginning in 1964. Mr. Bostock was Chairman of B|Com3 Group, Inc., now part of the Publicis Groupe S.A., from 2000 to 2001. He also served as Chairman and Chief Executive Officer of D’Arcy, Masius Benton & Bowles and its successor firm, The MacManus Group, Inc., from 1990 to 2000, when The MacManus Group, Inc. merged with the Leo Burnett Company to form B|Com3 Group, Inc., and was President from 1986 to 1990 of D’Arcy, Masius Benton & Bowles; Other Current Directorships: Delta Air Lines, Inc. (Non-Executive Vice Chairman) and Yahoo! Inc. (Non-Executive Chairman; announced that he is not standing for re-election); Other Directorships in the Past Five Years: Northwest Airlines Corporation (prior to its merger with Delta Air Lines, Inc.).

Erskine Bowles

 Mr. Erskine B. Bowles serves as an Independent Director of Morgan Stanley. Mr. Bowles is President Emeritus of the University of North Carolina and served as President from January 2006 through December 2010. He served as Co-Chair of the National Commission on Fiscal Responsibility and Reform during 2010. Mr. Bowles became a senior advisor at BDT Capital Partners, a private investment firm, in 2012. He has been a senior advisor since 2001 and was Managing Director from 1999 to 2001 of Carousel Capital, a private investment firm. He was also a partner at the private investment firm of Forstmann Little & Co. from 1999 to 2001 and a founder of Kitty Hawk Capital, a venture capital firm. Mr. Bowles began his career in corporate finance at Morgan Stanley in 1969 and subsequently helped found and served as Chairman and Chief Executive Officer of Bowles Hollowell Connor & Co., an investment banking firm. Mr. Bowles served as White House Chief of Staff from 1996 to 1998 and Deputy White House Chief of Staff from 1994 to 1995. He was head of the Small Business Administration from 1993 to 1994 and served as United Nations Under Secretary General, Deputy Special Envoy for Tsunami Recovery in 2005.

Howard Davies

 Sir. Howard John Davies serves as an Independent Director of Morgan Stanley. Mr. Davies has served as the non-executive Chairman of Phoenix Group Holdings since October 2012 and as a professor at Sciences Po, the Paris School of International Affairs, since 2011. He is Chairman of the International Advisory Board of the China Securities Regulatory Commission and a member of the International Advisory Board of the China Banking Regulatory Commission. Mr. Davies served as Director of the London School of Economics and Political Science from 2003 to 2011. He was Chairman of the U.K. Financial Services Authority, the U.K.’s financial regulator, from 1997 to 2003. Mr. Davies previously served as Deputy Governor of the Bank of England from 1995 to 1997. He was Director General of the Confederation of British Industry from 1992 to 1995 and Controller of the Audit Commission in the U.K. from 1987 to 1992. He worked at McKinsey from 1982 to 1987 and was seconded to the Treasurer as Special Advisor to the Chancellor of the Exchequer. Mr. Davies also previously worked at the U.K. Treasury and the Foreign and Commonwealth Office, including two years as Private Secretary to the British Ambassador in Paris.

Robert Herz

 Mr. Robert H. Herz serves as an Independent Director of Morgan Stanley. Mr. Herz has served as President of Robert H. Herz LLC, providing consulting services on financial reporting and other matters, since September 2010. He has also served as a senior advisor to, and as a member of, the Advisory Board of WebFilings LLC, a provider of financial reporting software, since 2011. He served as Chairman of the Financial Accounting Standards Board from July 2002 to September 2010 and as a part-time member of the International Accounting Standards Board from January 2001 to June 2002. Mr. Herz has served on the Accounting Standards Oversight Council of Canada since 2011 and as a member of the Standing Advisory Group of the Public Company Accounting Oversight Board since 2012. Mr. Herz served as a partner in PricewaterhouseCoopers, an accounting firm, from 1985 until his retirement in 2002.

Klaus Kleinfeld

 Mr. Klaus Kleinfeld serves as an Independent Director of Morgan Stanley. Mr. Kleinfeld has served as Chairman and Chief Executive Officer of Alcoa Inc. (Alcoa), the world’s producer of primary aluminum and fabricated aluminum, since April 2010. He served as President and Chief Executive Officer of Alcoa from 2008 to 2010 and President and Chief Operating Officer of Alcoa from 2007 to 2008. He has served on the Board of Alcoa since 2003. Mr. Kleinfeld served for 20 years at Siemens AG from 1987 to 2007, including as Chief Executive Officer and President from 2005 to 2007, as a member of the Managing Board from 2004 to 2007, and as President and Chief Executive Officer from 2002 to 2004 and Executive Vice President and Chief Operating Officer in 2001 of Siemens AG’s principal U.S. subsidiary, Siemens Corporation. He serves on the Brookings Institution Board of Trustees and is Chairman of the U.S.-Russia Business Council.

Donald Nicolaisen

 Mr. Donald T. Nicolaisen serves as an Independent Director of Morgan Stanley. Mr. Nicolaisen was Chief Accountant for the U.S. Securities and Exchange Commission (SEC) from 2003 to 2005, where he served as the principal advisor to the SEC on accounting and auditing matters and was responsible for formulating and administering the accounting program and policies of the SEC. He was a partner of PricewaterhouseCoopers, an accounting firm, from 1978 to 2003 and first joined Price Waterhouse in 1967. His Other Current Directorships: MGIC Investment Corporation, Verizon Communications Inc. and Zurich Insurance Group.

Hutham Olayan

 Ms. Hutham S. Olayan serves as an Independent Director of Morgan Stanley. Ms. Olayan has been a principal and director since 1981 of The Olayan Group, a private multinational enterprise that is a diversified global investor and operator of commercial and industrial businesses in Saudi Arabia. She has been President and Chief Executive Officer of The Olayan Group’s U.S. operations for more than 25 years, overseeing all investment activity in the Americas. Ms. Olayan is a member of the International Advisory Board of The Blackstone Group and a former director of Equity International and Thermo Electron Corporation.

James Owens

 Mr. James W. Owens serves as an Independent Director of Morgan Stanley. Mr. Owens served as Chairman and Chief Executive Officer of Caterpillar Inc. (Caterpillar), a manufacturer of construction and mining equipment, diesel and natural gas engines and industrial gas turbines, from 2004 to 2010. He served as Vice Chairman of Caterpillar from 2003 to 2004 and as Group President from 1995 to 2003, responsible at various times for 13 of the company’s 25 divisions. Mr. Owens served at Caterpillar as Vice President and Chief Financial Officer from 1993 to 1995, Corporate Vice President and President of Solar Turbines Incorporated from 1990 to 1993, and managing director of P.T. Natra Raya, Caterpillar’s Indonesian joint venture, from 1987 to 1990. He held various managerial positions in the Accounting and Product Source Planning Departments from 1980 to 1987 and was chief economist of Caterpillar Overseas S.A. in Geneva, Switzerland, from 1975 to 1980. He joined Caterpillar in 1972 as a corporate economist.Mr. Owens served on the President’s Economic Recovery Advisory Board from 2009 to 2011. He serves on the boards of the Peter G. Peterson Institute for International Economics and the Council on Foreign Relations and is a senior advisor at Kohlberg Kravis Roberts & Co.

O. Griffith Sexton

 Mr. O. Griffith Sexton serves as an Independent Director of Morgan Stanley. Mr. Sexton has served as an adjunct professor at Columbia Business School since 1995 and visiting lecturer at Princeton University since 2000, teaching courses in corporate finance. He was an Advisory Director of Morgan Stanley from 1995 to 2008. Mr. Sexton joined Morgan Stanley in 1973 and was a Managing Director from 1985 to 1995, ultimately serving as Director of the Corporate Restructuring Group within the Advisory Services Department.

Laura Tyson

 Dr. Laura D'Andrea Tyson., Ph.D., serves as an Independent Director of Morgan Stanley. Dr. Tyson has served as the S. K. and Angela Chan Professor of Global Management since 2008 and as Professor of Business Administration and Economics from 2007 to 2008 at the Walter A. Haas School of Business, University of California, Berkeley. She was Dean of the London Business School from 2002 to 2006. Dr. Tyson was Dean from 1998 to 2001 and Class of 1939 Professor in Economics and Business Administration from 1997 to 1998 at the Walter A. Haas School of Business, University of California, Berkeley. She served as National Economic Advisor to the President and Chair of the President’s National Economic Council from 1995 to 1996 and as Chair of the White House Council of Economic Advisors from 1993 to 1995. Dr. Tyson has served as a member of the Foreign Affairs Policy Board, U.S. State Department, since 2012. She served on the President’s Economic Recovery Advisory Board from 2009 to 2011 and was appointed in 2011 to the President’s Council on Jobs and Competitiveness.

Insider Trading

Name Shares Traded Price

DAVIES HOWARD J

 817 $24.64

GORMAN JAMES P

 2,040 $0.00

HERZ ROBERT H

 10,301 $0.00

GLOCER THOMAS HENRY

 10,301 $0.00

OWENS JAMES W

 10,301 $0.00

BOWLES ERSKINE B

 1,957 $24.27

NICOLAISEN DONALD T

 10,301 $0.00

KIDDER C ROBERT

 10,301 $0.00

TYSON LAURA D ANDREA

 10,301 $0.00

OLAYAN HUTHAM S

 1,751 $24.27

OLAYAN HUTHAM S

 10,301 $0.00

DAVIES HOWARD J

 10,301 $0.00

SEXTON O GRIFFITH

 1,923 $24.27

BOWLES ERSKINE B

 10,301 $0.00

SEXTON O GRIFFITH

 10,301 $0.00

KLEINFELD KLAUS

 10,301 $0.00

HOTSUKI KEISHI

 17,200 $23.77

HOTSUKI KEISHI

 1,100 $23.81

HOTSUKI KEISHI

 1,556 $23.80

HOTSUKI KEISHI

 3,178 $23.78

FLEMING GREGORY J

 29,853 $23.43

FLEMING GREGORY J

 29,853 $23.43

FLEMING GREGORY J

 55,823 $23.23

WIRTH PAUL C

 17,379 $23.10

FLEMING GREGORY J

 28,775 $23.13
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