People: Western Asset Municipal Defined Opportunity Trust Inc (MTT)

MTT on New York Consolidated

23.05USD
21 May 2013
Price Change (% chg)

$-0.17 (-0.73%)
Prev Close
$23.23
Open
$23.29
Day's High
$23.29
Day's Low
$23.05
Volume
18,495
Avg. Vol
25,598
52-wk High
$25.28
52-wk Low
$22.23

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Summary

Name Age Since Current Position

R. Jay Gerken

 62 2009 Chairman of the Board, President, Chief Executive Officer

Richard Sennett

 43 2011 Principal Financial Officer

Ted Becker

 62 2009 Chief Compliance Officer

Steven Frank

 46 2010 Treasurer

Vanessa Williams

 34 2011 Identity Theft Prevention Officer

Robert Frenkel

 59 2009 Secretary, Chief Legal Officer

Jeswald Salacuse

 75 2009 Lead Independent Director

Carol Colman

 67 2009 Independent Director

Daniel Cronin

 67 2009 Independent Director

Paolo Cucchi

 72 2009 Independent Director

Leslie Gelb

 76 2009 Independent Director

William Hutchinson

 71 2009 Independent Director

Eileen Kamerick

 55 2013 Independent Director

Riordan Roett

 75 2009 Independent Director
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Biographies

Name Description

R. Jay Gerken

 Mr. R. Jay Gerken, CFA, serves as Chairman of the Board, President, Chief Executive Officer of Western Asset Municipal Defined Opportunity Trust Inc. He is Managing Director, Legg Mason; Chairman, President and Chief Executive Officer of LMPFA; Chairman of the Board, Trustee, or Director of 161 funds associated with LMPFA and its affiliates (since 2006); Chairman, President and Chief Executive Officer of certain mutual funds associated with Legg Mason or its affiliates.

Richard Sennett

 Mr. Richard F. Sennett serves as Principal Financial Officer of Western Asset Municipal Defined Opportunity Trust Inc. He served as Principal Financial Officer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2011); Managing Director of Legg Mason & Co. and Senior Manager of the Treasury Policy group for Legg Mason & Co.'s Global Fiduciary Platform (since 2011); formerly, Chief Accountant within the SEC's Division of Investment Management (2007 to 2011); formerly, Assistant Chief Accountant within the SEC's Division of Investment Management (2002 to 2007).

Ted Becker

 Mr. Ted P. Becker serves as Chief Compliance Officer of Western Asset Municipal Defined Opportunity Trust Inc. He served as Director of Global Compliance at Legg Mason (since 2006); Managing Director of Compliance at Legg Mason, (since 2005); Chief Compliance Officer with certain mutual funds associated with Legg Mason (since 2006); Managing Director of Compliance at Legg Mason or its predecessors (2002-2005). Prior to 2002, Managing Director—Internal Audit & Risk Review at Citigroup Inc.

Steven Frank

 Mr. Steven Frank serves as Treasurer of Western Asset Municipal Defined Opportunity Trust Inc. He served as Vice President of Legg Mason & Co. (since 2002); Treasurer of certain funds associated with Legg Mason or its affiliates (since 2010); formerly, Controller of certain funds associated with Legg Mason or its predecessors (from 2005 to 2010); Formerly, Assistant Controller of certain mutual funds associated with Legg Mason predecessors (from 2001 to 2005).

Vanessa Williams

 Ms. Vanessa A. Williams serves as Identity Theft Prevention Officer of Western Asset Municipal Defined Opportunity Trust Inc. She served as Identity Theft Prevention Officer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2011); Chief Anti-Money Laundering Compliance Officer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2011); formerly, Assistant Vice President and Senior Compliance Officer of Legg Mason & Co. or its predecessor (2008 to 2011); formerly, Compliance Analyst of Legg Mason & Co. or its predecessor (2004 to 2008).

Robert Frenkel

 Mr. Robert I. Frenkel serves as Secretary, Chief Legal Officer of Western Asset Municipal Defined Opportunity Trust Inc. He served as Managing Director and General Counsel of Global Mutual Funds for Legg Mason and its predecessor (since 1994); Secretary and Chief Legal Officer of mutual funds associated with Legg Mason (since 2003); formerly, Secretary of CFM (2001-2004).

Jeswald Salacuse

 Mr. Jeswald W. Salacuse serves as Lead Independent Director of Western Asset Municipal Defined Opportunity Trust Inc. He is Henry J. Braker Professor of Commercial Law and formerly Dean, The Fletcher School of Law & Diplomacy, Tufts University (since 1986); President, Arbitration Tribunal, World Bank/ICSID (since 2004). His other directorships includes: Director of two registered investment companies advised by Aberdeen Asset Management Asia Limited (since 1993). He has academic leadership and managerial experience, international investment experience, world affairs and foreign relations experience and service as a board member of other registered investment companies.

Carol Colman

 Ms. Carol L. Colman serves as an Independent Director of Western Asset Municipal Defined Opportunity Trust Inc. She is President of Colman Consulting Co. She has experience as a consultant and investment professional.

Daniel Cronin

 Mr. Daniel P. Cronin serves as an Independent Director of Western Asset Municipal Defined Opportunity Trust Inc. He is retired; formerly, Associate General Counsel, Pfizer, Inc. He has legal and managerial experience.

Paolo Cucchi

 Prof. Paolo M. Cucchi serves as an Independent Director of Western Asset Municipal Defined Opportunity Trust Inc. He is Professor of Italian and French Languages, Drew University; formerly, Vice President and Dean of College of Liberal Arts at Drew University (1984-2009). He has experience as a college professor and leadership experience as an academic dean.

Leslie Gelb

 Mr. Leslie H. Gelb serves as an Independent Director of Western Asset Municipal Defined Opportunity Trust Inc. He is President Emeritus and Senior Board Fellow, The Council on Foreign Relations (since 2003); formerly, President, The Council on Foreign Relations (prior to 2003); formerly, Columnist, Deputy Editorial Page Editor and Editor, Op-Ed Page, The New York Times. His other directorships includes: Director of two registered investment companies advised by Aberdeen Asset Management Asia Limited (since 1994). He has academic and world affairs and foreign relations experience and service as a board member of other registered investment companies.

William Hutchinson

 Mr. William R. Hutchinson serves as an Independent Director of Western Asset Municipal Defined Opportunity Trust Inc. He is President, W.R. Hutchinson & Associates Inc. (consulting). His other directorships includes: Director (Non-Executive Chairman of the Board (since December 1, 2009)), Associated Banc-Corp. (since 1994). He has experience in accounting and working with auditors, consulting, business and finance and service as a board member of another financial services company.

Eileen Kamerick

 Ms. Eileen A. Kamerick serves as an Independent Director of Western Asset Municipal Defined Opportunity Trust Inc. Since October 2012, Ms. Kamerick has served as Chief Financial Officer of Press Ganey Associates, a health care informatics company. Previously, Ms. Kamerick served as Managing Director and Chief Financial Officer of Houlihan Lokey, an international investment bank, and Senior Vice President, Chief Financial Officer and Chief Legal Officer of Tecta America Corporation, the commercial roofing company in the United States. Ms. Kamerick currently serves as a director of Associated Banc-Corp. and Westell Technologies, Inc.

Riordan Roett

 Dr. Riordan Roett serves as an Independent Director of Western Asset Municipal Defined Opportunity Trust Inc. He is The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973). He has experience in Latin and South American societies and economies and academic leadership experience.

Insider Trading

Name Shares Traded Price

WALSH STEPHEN ARTHUR

 106 $23.96

SALACUSE JESWALD W

 200 $21.31
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