People: MVC Capital, Inc. (MVC)

MVC on New York Consolidated

11.27USD
9 Feb 2010
Price Change (% chg)

$0.19 (+1.71%)
Prev Close
$11.27
Open
--
Day's High
$11.39
Day's Low
$11.12
Volume
39,640
Avg. Vol
81,683
52-wk High
$12.35
52-wk Low
$6.18

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Summary

Name Age Since Current Position
Seidenberg, Peter 39 Chief Financial Officer
Shapiro, Jaclyn 30 Vice President, Secretary
Schuenke, Scott 29 Chief Compliance Officer
Shewmaker, Bruce 63 Managing Director
Tokarz, Michael 60 Director
Holtsberg, Warren 58 2007 Director
Dominianni, Emilio 77 Independent Director
Hellerman, Gerald 72 Independent Director
Knapp, Robert 42 Independent Director
Taylor, William 66 Independent Director
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Biographies

Name Description
Seidenberg, Peter Mr. Seidenberg currently serves as Chief Financial Officer of TTGA, in addition to his service as Chief Financial Officer of the Fund. Mr. Seidenberg joined the Fund in April 2005 after having previously served as a Principal of Nebraska Heavy Industries, where he worked on engagements including serving as the Chief Financial Officer of Commerce One, Inc. Prior to that, Mr. Seidenberg served as the Director of Finance and Business Development and as Corporate Controller for Plumtree Software, Inc. Mr. Seidenberg has also worked at AlliedSignal and several small manufacturing companies, where he held roles in finance and operations. Mr. Seidenberg, on behalf of the Fund, sits on the board of Ohio Medical Corp and serves as its Corporate Secretary. Mr. Seidenberg also serves on the Board of MVC Partners LLC and serves as Chief Financial Officer of MVC Acquisition Corp.
Shapiro, Jaclyn Ms. Shapiro currently serves as Vice President and Secretary of TTGA, in addition to her service as Vice President and Secretary of the Fund. Prior to joining the Fund in June 2002, she was an Associate and Business Manager with Draper Fisher Jurvetson meVC Management Co. LLC, the former investment sub-adviser to the Fund, and an Associate at The Bank Companies (acquired by Newmark & Co. Real Estate), a commercial real estate company. Ms. Shapiro serves on the board of MVC Partners LLC.
Schuenke, Scott Mr. Schuenke currently serves as the Controller and Chief Compliance Officer of TTGA, in addition to his service as Chief Compliance Officer of the Fund. Prior to joining the Fund in June 2004, Mr. Schuenke served as a Compliance Officer with U.S. Bancorp Fund Services, LLC, from 2002 until he joined MVC Capital, Inc. in 2004. Mr. Schuenke also served as the Secretary of The Mexico Equity & Income Fund, Inc. and Assistant Secretary of Tortoise Energy Infrastructure Corporation during his tenure at U.S. Bancorp Fund Services, LLC. Mr. Schuenke is a Certified Public Accountant.
Shewmaker, Bruce Mr. Shewmaker currently serves as Managing Director of TTGA and the Fund. Mr. Shewmaker worked directly for the Fund from November 2003 through October 2006. Until June 2003, Mr. Shewmaker served as Managing Director of Crossbow Ventures Inc., and as a Vice President of Crossbow Venture Partners Corp., the general partner of Crossbow Venture Partners LP, a licensed small business investment company. Mr. Shewmaker also is a co-founder and Director of Infrared Imaging Systems, Inc., a medical devices company. From 1999 to 2001, he was a Managing Director of E*OFFERING Corp., an investment banking firm which merged into Wit SoundView Group in 2000. Mr. Shewmaker served as a director for the following portfolio companies of the Fund: Baltic Motors Corporation, Phoenix Coal Corporation and Vestal Manufacturing Enterprises, Inc. He currently serves on the Boards of Foliofn, Inc., MVC Partners LLC, Vendio Services, Inc. and Velocitius B.V. Mr. Shewmaker also serves on the Board of VIANY.
Tokarz, Michael Mr. Tokarz currently serves as Chairman and Portfolio Manager of the Fund and as Manager of TTGA. Mr. Tokarz also is Chairman of The Tokarz Group, a private merchant bank, since 2002. Prior to this, Mr. Tokarz was a senior General Partner and Administrative Partner at Kohlberg Kravis Roberts & Co., a private equity firm specializing in management buyouts. He also currently serves on the corporate boards of MVC Acquisition Corp., Conseco, Inc., Walter Industries, Inc. (Chairman of the board), Mueller Water Products, Inc., IDEX Corporation, Stonewater Control Systems, Lomonosov, Athleta, Inc. and Apertio Ltd. Mr. Tokarz is an active member of the endowment committee and Board of Trustees of YMCA in Westchester County. He is also a member of the Board of the Warwick Business School in England. He is Chairman and is a member of the Board of the University of Illinois Foundation, and serves on its executive committee, investment policy committee and is Chairman of the budget and finance committee; he is also a member of the Venture Capital Subcommittee and serves as a member of the Board of Managers for Illinois Ventures, LLC. Mr. Tokarz also serves as the Chairman of the Illinois Emerging Technology Fund LLC. Mr. Tokarz serves as a director for the following portfolio companies of the Fund: Custom Alloy Corporation, Dakota Growers Pasta Company, Harmony Pharmacy & Health Centers, Inc., HuaMei Capital Company, MVC Automotive Group B.V., MVC Partners LLC, Ohio Medical Corporation, Summit Research Labs, Inc., Timberland Machines & Irrigation, Inc., and Turf Products, LLC.
Holtsberg, Warren Mr. Holtsberg currently serves as Co-Head Portfolio Management of The Tokarz Group Advisers (“TTGA”), the investment adviser to the Fund (the “Adviser”). Mr. Holtsberg founded Motorola Ventures, the venture capital investment arm for Motorola, Inc. where he led the worldwide fund for eight years. He was also Corporate Vice President and Director of Equity Investments at Motorola. Mr. Holtsberg currently serves as a director of MVC Acquisition Corp., and a member of the Board of Directors of the Illinois Venture Capital Association, the Chicagoland Entrepreneurship Center, and Illinois Ventures, the venture investment arm for the University of Illinois. and serves on the advisory board of the Arcapita Fund.
Dominianni, Emilio Mr. Dominianni is a retired Partner of, and was Special Counsel to Coudert Brothers LLP, a law firm. He is currently a director of MVC Acquisition Corp., Stamm International Corporation, Powrmatic Inc., and Powrmatic of Canada Ltd., manufacturers and distributors of heating, ventilating, and air conditioning equipment. He was a director of American Air Liquide Inc., Air Liquide International Corporation, and a Consultant to Air Liquide America Corp., all manufacturers and distributors of industrial gases, and Mouli Manufacturing Corp., a distributor of kitchen and household products.
Hellerman, Gerald Mr. Hellerman owns and has served as Managing Director of Hellerman Associates, a financial and corporate consulting firm, since the firm’s inception in 1993. Mr. Hellerman currently serves as a director of MVC Acquisition Corp. and as a director, chief financial officer and chief compliance officer for The Mexico Equity and Income Fund, Inc., a director of the Old Mutual Absolute Return and Emerging Managers fund complex (consisting of six funds), a director and Chairman of the Audit Committee of AirNet Systems, Inc., and a director of Brantley Capital Corporation. Mr. Hellerman was previously a director of AirNet Systems, Inc.
Knapp, Robert Mr. Knapp is Managing Director of Ironsides Partners LLC, which was formed in January 2007 to manage an account for Millennium Partners LP (“Millennium”), his former employer from 1996-2006. Mr. Knapp specializes in mis-priced assets, turnaround situations, and closed-end fund arbitrage. Mr. Knapp currently serves as a director of the Africa Opportunity Fund Limited (“AOF”), a closed-end company he founded to make investments derived from the continent of Africa which is listed on the London Stock Exchange (“LSE”). Mr. Knapp also serves as a director of Africa Opportunities Partners, the manager of AOF. Mr. Knapp was the founding director of the Vietnam Opportunity Fund, a Cayman Islands private equity fund listed on the LSE for which he and Millennium acted as a seed investor. Mr. Knapp serves as a trustee of the Regional Planning Association, Princeton in Asia, and the Sea Education Association. and Regional Plan Association of NY, NJ, CT. He also served as a director for the First Hungary Fund, a Channel Islands private equity fund
Taylor, William Mr. Taylor is a Certified Public Accountant and is currently a director and Treasurer of Northern Illinois University Foundation and a Trustee of Writers Theatre. From 1976 through May 2005, Mr. Taylor was a Partner at Deloitte & Touche. From 1997 to 2001, Mr. Taylor was a director of Deloitte & Touche USA and from 1999 to 2003 Mr. Taylor was a director of Deloitte Touche Tohmatsu.

Basic Compensation

Name Fiscal Year Total
Seidenberg, Peter 49,623
Shapiro, Jaclyn 35,893
Schuenke, Scott 14,484
Shewmaker, Bruce --
Tokarz, Michael --
Holtsberg, Warren --
Dominianni, Emilio --
Hellerman, Gerald --
Knapp, Robert --
Taylor, William --
As Of 30 Oct 2008

Insider Trading

Name Shares Traded Price
TOKARZ MICHAEL T 20,000 $12.23
SHEWMAKER BRUCE W 500 $11.90
TOKARZ MICHAEL T 24,938 $8.97
SHEWMAKER BRUCE W 1,000 $8.76
WYNNEFIELD PARTNERS SMALL CAP VALUE L P 57,000 $9.02
WYNNEFIELD PARTNERS SMALL CAP VALUE L P 60,000 $9.02
WYNNEFIELD PARTNERS SMALL CAP VALUE L P 73,000 $9.02
SHEWMAKER BRUCE W 500 $8.10
SEIDENBERG PETER 300 $8.23
SHEWMAKER BRUCE W 500 $8.20
SHEWMAKER BRUCE W 500 $8.23
SEIDENBERG PETER 125 $7.95
SHEWMAKER BRUCE W 500 $7.76
TOKARZ MICHAEL T 1,000 $7.98
SHAPIRO JACLYN L 550 $7.81
HELLERMAN GERALD 1,000 $7.82
TAYLOR WILLIAM E 2,325 $8.85
TAYLOR WILLIAM E 200 $8.77
HOLTSBERG WARREN 1,000 $8.50
SHEWMAKER BRUCE W 750 $0.00
SEIDENBERG PETER 240 $8.30
SHEWMAKER BRUCE W 500 $8.31
DOMINIANNI EMILIO A 6,100 $8.29
HELLERMAN GERALD 2,000 $8.13
SHEWMAKER BRUCE W 1,000 $8.00
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