Edition:
United States

Managed Duration Investment Grade Municipal Fund (MZF)

MZF on New York Consolidated

14.30USD
23 Sep 2016
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Summary

Name Age Since Current Position

Ronald Toupin

56 2004 Independent Chairman of the Board of Trustees

Clifford Corso

54 2012 President, Chief Executive Officer, Trustee

John Sullivan

61 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

50 2012 Chief Compliance Officer

Mark Furjanic

57 2008 Assistant Treasurer

James Howley

44 2006 Assistant Treasurer

Kimberly Scott

42 2012 Assistant Treasurer

Amy Lee

55 2013 Chief Legal Officer

Mark Mathiasen

36 2012 Secretary

Michael Megaris

32 2014 Assistant Secretary

Randall Barnes

65 2006 Independent Trustee

Donald Cacciapaglia

64 2012 Trustee

Ronald Nyberg

61 2003 Independent Trustee

Biographies

Name Description

Ronald Toupin

Mr. Ronald E. Toupin, Jr. serves as Independent Chairman of the Board of the company. Mr. Toupin has served as a Trustee of the Fund and other funds in the Fund Complex since 2003. Through his service as a Trustee of the Fund and as chairman of the Board, his role with other funds, and his professional training and employment experience, including Vice President and Portfolio Manager for Nuveen Asset Management, an asset management firm, Mr. Toupin is experienced in financial, regulatory and investment matters. Each Trustee and nominee also has considerable familiarity with CISC and other service providers, and their operations, as well as the special regulatory requirements governing regulated investment companies and the special responsibilities of investment company trustees as a result of his substantial prior service as a Trustee of the Fund, as applicable.

Clifford Corso

Mr. Clifford D. Corso serves as President, Chief Executive Officer, Trustee of the company. Mr. Corso has served as a Trustee of the Fund since 2003 and is currently CEO and CIO of CISC. Through his service as a Trustee of the Fund and his professional training and employment experience, including Senior Executive of CISC, Mr. Corso is experienced in financial, regulatory and investment matters.

John Sullivan

Mr. John L. Sullivan serves as Chief Financial Officer, Chief Accounting Officer, Treasurer of the company. He is Senior Managing Director – Fund Administration, Guggenheim Investments (2010-present). Chief Financial Officer, Chief Accounting Officer and Treasurer of certain funds in the Fund Complex. Formerly, Chief Compliance Officer, Van Kampen Funds (2004-2010). Head of Fund Accounting, Morgan Stanley Investment Management (2002-2004). Chief Financial Officer, Treasurer, Van Kampen Funds (1996-2004).

Joanna Catalucci

Ms. Joanna Catalucci serves as Chief Compliance Officer of the company. She is a Managing Director of Compliance and Fund Board Relations, Guggenheim Investments (2012-present). Formerly, Chief Compliance Officer and Secretary, SBL Fund; Security Equity Fund; Security Income Fund; Security Large Cap Value Fund and Security Mid Cap Growth Fund; Vice President, Rydex Holdings, LLC; Vice President, Security Benefit Asset Management Holdings, LLC; and Senior Vice President and Chief Compliance Officer, Security Investors, LLC (2010-2012); Security Global Investors, LLC, Senior Vice President (2010-2011); Rydex Advisors, LLC (f/k/a PADCO Advisors, Inc.) and Rydex Advisors II, LLC (f/k/a PADCO Advisors II, Inc.), Chief Compliance Officer and Senior Vice President (2010-2011); Rydex Capital Partners I, LLC and Rydex Capital Partners II, LLC, Chief Compliance Officer (2006-2007); and Rydex Fund Services, LLC (f/k/a Rydex Fund Services, Inc.), Vice President (2001-2006). She is also the Chief Compliance Officer of certain funds in the Fund Complex.

Mark Furjanic

Mr. Mark J. Furjanic serves as Assistant Treasurer of the company. He is Vice President - Fund Administration Tax, Guggenheim Investments (2005-present); Assistant Treasurer of certain funds in the Fund Complex. Formerly, Senior Manager for Ernst & Young LLP (1999-2005).

James Howley

Mr. James Howley, CPA, serves as Assistant Treasurer of the company. He is Director - Fund Administration, Guggenheim Investments (2004-present). Assistant Treasurer of certain funds in the Fund Complex. Previously, Manager, Mutual Fund Administration of Van Kampen Investments, Inc. (1996-2004).

Kimberly Scott

Ms. Kimberly J. Scott serves as Assistant Treasurer of the company. She is Vice President, Fund Administration of Guggenheim Funds Investment Advisors, LLC (2012-present); Assistant Treasurer of certain funds in the Fund Complex. Formerly, Financial Reporting Manager for Invesco, Ltd. (2010-2011); Vice President/Assistant Treasurer, Mutual Fund Administration for Van Kampen Investments, Inc./Morgan Stanley Investment Management (2009-2010); Manager- Mutual Fund Administration for Van Kampen Investments Inc./Morgan Stanley Investment Management (2005-2009).

Amy Lee

Ms. Amy J. Lee is Chief Legal Officer of the company, She is Managing Director, Guggenheim Investments (2012-present); Senior Vice President & Secretary, Security Investors, LLC (2010 - present); Secretary & Chief Compliance Officer, Security Distributors, Inc. (1987 - 2012); Vice President, Associate General Counsel & Assistant Secretary, Security Benefit Life Insurance Company and Security Benefit Corporation (1987-2012); Vice President & Secretary, Rydex Series Funds, Rydex ETF Trust, Rydex Dynamic Funds, and Rydex Variable Trust (2008-present). She is Officer of certain funds in the Fund Complex (2012-present).

Mark Mathiasen

Mr. Mark E. Mathiasen serves as Secretary of the company. He is Director, Associate General Counsel of Guggenheim Funds Services, LLC (2007-present). Secretary of certain funds in the Fund Complex.

Michael Megaris

Mr. Michael P. Megaris is a Assistant Secretary of the company. He is Senior Associate, Guggenheim Investments (2012-present); Assistant Secretary of certain funds in the Fund Complex (2014-present). Previously, J.D., University of Kansas School of Law (2009-2012).

Randall Barnes

Mr. Randall C. Barnes serves as an Independent Trustee of the company. Mr. Barnes has served as a Trustee of the Fund since 2006 and other funds in the Fund Complex since 2004. Through his service as a Trustee of the Fund and as chairman of the Audit Committee, his role with other funds, employment experience as President of Pizza Hut International and as Treasurer of PepsiCo, Inc., and his personal investment experience, Mr. Barnes is experienced in financial, accounting, regulatory and investment matters.

Donald Cacciapaglia

Mr. Donald C. Cacciapaglia is Trustee of the company, Mr. Cacciapaglia has served as a Trustee of the Fund since 2012. Mr. Cacciapaglia is Chief Executive Officer of other funds in the Fund Complex. Through his over 25 years of experience in the financial industry, Mr. Cacciapaglia is experienced in financial, regulatory, distribution and investment matters. Clifford D. Corso. Mr. Corso has served as a Trustee of the Fund since 2003 and is currently CEO and CIO of CISC. Through his service as a Trustee of the Fund and his professional training and employment experience, including Senior Executive of CISC, Mr. Corso is experienced in financial, regulatory and investment matters.

Ronald Nyberg

Mr. Ronald A. Nyberg serves as an Independent Trustee of the company. Mr. Nyberg has served as a Trustee of the Fund and other funds in the Fund Complex since 2003. Through his service as a Trustee of the Fund and as chairman of the Nominating and Governance Committee, his role with other funds in the Fund Complex, his professional training and experience as an attorney and partner of a law firm, Nyberg & Cassioppi, LLC, and his prior employment experience, including Executive Vice President and General Counsel of Van Kampen Investments, an asset management firm, Mr. Nyberg is experienced in financial, legal, regulatory and governance matters.