People: Managed Duration Investment Grade Municipal Fund (MZF)

MZF on New York Consolidated

13.61USD
24 Oct 2014
Price Change (% chg)

$0.13 (+0.96%)
Prev Close
$13.48
Open
$13.49
Day's High
$13.67
Day's Low
$13.49
Volume
68,187
Avg. Vol
20,439
52-wk High
$13.98
52-wk Low
$11.88

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Summary

Name Age Since Current Position

Ronald Toupin

56 2004 Independent Chairman of the Board of Trustees

Clifford Corso

52 2012 President, Chief Executive Officer, Trustee

John Sullivan

59 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

48 2012 Chief Compliance Officer

Mark Furjanic

55 2008 Assistant Treasurer

James Howley

42 2006 Assistant Treasurer

Derek Maltbie

42 2011 Assistant Treasurer

Kimberly Scott

40 2012 Assistant Treasurer

Amy Lee

53 2013 Chief Legal Officer

Mark Mathiasen

36 2012 Secretary

Stevens Kelly

32 2011 Assistant Secretary

Randall Barnes

63 2006 Independent Trustee

Ronald Nyberg

61 2003 Independent Trustee

Biographies

Name Description

Ronald Toupin

Mr. Ronald E. Toupin, Jr., serves as Independent Chairman of the Board of Trustees of Managed Duration Investment Grade Municipal Fund . Mr. Toupin has served as a Independent Trustee of the Fund and other funds in the Guggenheim Funds’ Fund Complex since 2003. Through his service as a Trustee of the Fund and as chairman of the Board, his role with other funds, and his professional training and employment experience, including Vice President and Portfolio Manager for Nuveen Asset Management, an asset management firm, Mr. Toupin is experienced in financial, regulatory and investment matters. He is a Portfolio Consultant (2010-present). Formerly, Vice President, Manager and Portfolio Manager of Nuveen Asset Management (1998-1999), Vice President of Nuveen Investment Advisory Corporation (1992-1999), Vice President and Manager of Nuveen Unit Investment Trusts (1991-1999), and Assistant Vice President and Portfolio Manager of Nuveen Unit Investment Trusts (1988- 1999), each of John Nuveen & Company, Inc. (1982-1999).

Clifford Corso

Mr. Clifford D. Corso serves as President, Chief Executive Officer, Trustee of Managed Duration Investment Grade Municipal Fund. Mr. Corso has served as a Trustee of the Fund since 2003 and is currently CEO and CIO of CISC. Through his service as a Trustee of the Fund and his professional training and employment experience, including Senior Executive of CISC, Mr. Corso is experienced in financial, regulatory and investment matters. He was President and Chief Investment Officer of Cutwater Asset Management Corp (2000-2010); President of Cutwater Holdings, LLC (2004-2010); Executive Vice President and Chief Investment Officer of MBIA Inc. (2008 -present); Vice President ofMBIA Inc. (2004-2008). Mr. Corso graduated from Yale University with a degree in economics and earned an MBA from Columbia University. He has lectured on topics from leadership to finance at many academic institutions, including Columbia University and New York University, where he taught a course on financial derivatives.

John Sullivan

Mr. John L. Sullivan serves as Chief Financial Officer, Chief Accounting Officer, Treasurer of Managed Duration Investment Grade Municipal Fund. He is Senior Managing Director – Fund Administration, Guggenheim Investments (2010-present). Chief Financial Officer, Chief Accounting Officer and Treasurer of certain funds in the Fund Complex. Formerly, Chief Compliance Officer, Van Kampen Funds (2004-2010). Head of Fund Accounting, Morgan Stanley Investment Management (2002-2004). Chief Financial Officer, Treasurer, Van Kampen Funds (1996-2004).

Joanna Catalucci

Ms. Joanna Catalucci serves as Chief Compliance Officer of Managed Duration Investment Grade Municipal Fund. She is a Managing Director of Compliance and Fund Board Relations, Guggenheim Investments (2012-present). Formerly, Chief Compliance Officer and Secretary, SBL Fund; Security Equity Fund; Security Income Fund; Security Large Cap Value Fund and Security Mid Cap Growth Fund; Vice President, Rydex Holdings, LLC; Vice President, Security Benefit Asset Management Holdings, LLC; and Senior Vice President and Chief Compliance Officer, Security Investors, LLC (2010-2012); Security Global Investors, LLC, Senior Vice President (2010-2011); Rydex Advisors, LLC (f/k/a PADCO Advisors, Inc.) and Rydex Advisors II, LLC (f/k/a PADCO Advisors II, Inc.), Chief Compliance Officer and Senior Vice President (2010-2011); Rydex Capital Partners I, LLC and Rydex Capital Partners II, LLC, Chief Compliance Officer (2006-2007); and Rydex Fund Services, LLC (f/k/a Rydex Fund Services, Inc.), Vice President (2001-2006). She is also the Chief Compliance Officer of certain funds in the Fund Complex.

Mark Furjanic

Mr. Mark J. Furjanic serves as Assistant Treasurer of Managed Duration Investment Grade Municipal Fund. He is Vice President - Fund Administration Tax, Guggenheim Investments (2005-present); Assistant Treasurer of certain funds in the Fund Complex. Formerly, Senior Manager for Ernst & Young LLP (1999-2005).

James Howley

Mr. James Howley, CPA, serves as Assistant Treasurer of Managed Duration Investment Grade Municipal Fund. He is Director - Fund Administration, Guggenheim Investments (2004-present). Assistant Treasurer of certain funds in the Fund Complex. Previously, Manager, Mutual Fund Administration of Van Kampen Investments, Inc. (1996-2004).

Derek Maltbie

Mr. Derek Dale Maltbie serves as Assistant Treasurer of Managed Duration Investment Grade Municipal Fund. He is Vice President - Fund Administration, Guggenheim Investments (2012-present). Assistant Treasurer of certain funds in the Fund Complex. Previously, Assistant Vice President, Fund Administration of Guggenheim Funds Investment Advisors, LLC (2005-2011). Supervisor, Mutual Fund Administration of Van Kampen Investments, Inc. (1995- 2005).

Kimberly Scott

Ms. Kimberly J. Scott serves as Assistant Treasurer of Managed Duration Investment Grade Municipal Fund. She is Vice President, Fund Administration of Guggenheim Funds Investment Advisors, LLC (2012-present); Assistant Treasurer of certain funds in the Fund Complex. Formerly, Financial Reporting Manager for Invesco, Ltd. (2010-2011); Vice President/Assistant Treasurer, Mutual Fund Administration for Van Kampen Investments, Inc./Morgan Stanley Investment Management (2009-2010); Manager- Mutual Fund Administration for Van Kampen Investments Inc./Morgan Stanley Investment Management (2005-2009).

Amy Lee

Ms. Amy J. Lee is Chief Legal Officer of Managed Duration Investment Grade Municipal Fund, since 2013. She is Managing Director, Guggenheim Investments (2012-present); Senior Vice President & Secretary, Security Investors, LLC (2010 - present); Secretary & Chief Compliance Officer, Security Distributors, Inc. (1987 - 2012); Vice President, Associate General Counsel & Assistant Secretary, Security Benefit Life Insurance Company and Security Benefit Corporation (1987-2012); Vice President & Secretary, Rydex Series Funds, Rydex ETF Trust, Rydex Dynamic Funds, and Rydex Variable Trust (2008-present). She is Officer of certain funds in the Fund Complex (2012-present).

Mark Mathiasen

Mr. Mark E. Mathiasen serves as Secretary of Managed Duration Investment Grade Municipal Fund. He is Director, Associate General Counsel of Guggenheim Funds Services, LLC (2007-present). Secretary of certain funds in the Fund Complex.

Stevens Kelly

Mr. Stevens T. Kelly serves as Assistant Secretary of Managed Duration Investment Grade Municipal Fund. He is Assistant General Counsel of Guggenheim Funds Services, LLC (2011 to present). Assistant Secretary of certain funds in the Fund Complex. Previously, associate at K&L Gates LLP (2008-2011). J.D., University of Wisconsin Law School (2005-2008).

Randall Barnes

Mr. Randall C. Barnes serves as an Independent Trustee of Managed Duration Investment Grade Municipal Fund since 2006. He also as an serves as an Independent Trustee of other funds in the Guggenheim Funds’ Fund Complex since 2004. Through his service as a Trustee of the Fund and as chairman of the Audit Committee, his role with other funds, employment experience as President of Pizza Hut International and as Treasurer of PepsiCo, Inc., and his personal investment experience, Mr. Barnes is experienced in financial, accounting, regulatory and investment matters. He is a Private Investor (2001-Present). Formerly, Senior Vice President, Treasurer ofPepsiCo, Inc., (1993-1997), President, Pizza Hut International (1991-1993) and Senior Vice President, Strategic Planning and New Business Development of PepsiCo, Inc., (1987-1990).

Ronald Nyberg

Mr. Ronald A. Nyberg serves as an Independent Trustee of Managed Duration Investment Grade Municipal Fund. Mr. Nyberg has served as a Trustee of the Fund and other funds in the Guggenheim Funds’ Fund Complex since 2003. Through his service as a Trustee of the Fund and as chairman of the Nominating & Governance Committee, his role with other funds in the Fund Complex, his professional training and experience as an attorney and partner of a law firm, Nyberg & Cassioppi, LLC, and his prior employment experience, including Executive Vice President and General Counsel of Van Kampen Investments, an asset management firm, Mr. Nyberg is experienced in financial, legal, regulatory and governance matters. He is Partner of Nyberg & Cassioppi, LLC, a law firm specializing in corporate law, estate planning and business transactions (2000-present). Formerly, Executive Vice President, General Counsel, and Corporate Secretary of Van Kampen Investments (1982-1999).
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