People: Managed Duration Investment Grade Municipal Fund (MZF)

MZF on New York Consolidated

15.14USD
23 May 2013
Price Change (% chg)

$-0.01 (-0.07%)
Prev Close
$15.15
Open
$15.18
Day's High
$15.20
Day's Low
$15.11
Volume
9,023
Avg. Vol
17,247
52-wk High
$16.77
52-wk Low
$14.79

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Summary

Name Age Since Current Position

Ronald Toupin

 55 2004 Independent Chairman of the Board of Trustees

Clifford Corso

 51 2012 President, Chief Executive Officer, Trustee

John Sullivan

 58 2011 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

 47 2012 Interim Chief Compliance Officer

Leonard Chubinsky

 63 2006 Assistant Vice President, Assistant Secretary

James DiChiaro

 36 2009 Vice President

Mark Furjanic

 54 2008 Assistant Treasurer

James Howley

 41 2006 Assistant Treasurer

Derek Maltbie

 41 2011 Assistant Treasurer

Kimberly Scott

 39 2012 Assistant Treasurer

Kevin Robinson

 54 2012 Chief Legal Officer, Trustee

Mark Mathiasen

 35 2012 Secretary

Stevens Kelly

 31 2012 Assistant Secretary

Randall Barnes

 62 2006 Independent Trustee

Ronald Nyberg

 60 2003 Independent Trustee
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Biographies

Name Description

Ronald Toupin

 Mr. Ronald E. Toupin, Jr., serves as Independent Chairman of the Board of Trustees of Managed Duration Investment Grade Municipal Fund . Mr. Toupin has served as a Independent Trustee of the Fund and other funds in the Guggenheim Funds’ Fund Complex since 2003. Through his service as a Trustee of the Fund and as chairman of the Board, his role with other funds, and his professional training and employment experience, including Vice President and Portfolio Manager for Nuveen Asset Management, an asset management firm, Mr. Toupin is experienced in financial, regulatory and investment matters.

Clifford Corso

 Mr. Clifford D. Corso serves as President, Chief Executive Officer, Trustee of Managed Duration Investment Grade Municipal Fund. He was appointed as Chief Executive Officer of the Fund on August 30, 2012. Mr. Corso has served as a Trustee of the Fund since 2003 and is currently CEO and CIO of CISC. Mr. Corso joined Cutwater Asset Management in 1994. Prior to joining the firm, Mr. Corso served as senior portfolio manager and co-head of a fixed income division at Alliance Capital Management. In his twenty seven-year career, he has held positions as a credit analyst, restructuring specialist, trader and portfolio manager. He has managed a wide range of fixed income products, including corporate, asset-backed, government, mortgage, municipal, credit default swap and derivative securities. He has developed several unique conduit businesses including East-Fleet, a London based vehicle serving several global banks. He was also an early pioneer in the credit derivatives market, developing several investment programs starting in 2000, and expanding this area to create the MINTS funds. Mr. Corso graduated from Yale University with a degree in economics and earned an MBA from Columbia University. He has lectured on topics from leadership to finance at many academic institutions, including Columbia University and New York University, where he taught a course on financial derivatives.

John Sullivan

 Mr. John L. Sullivan serves as Chief Financial Officer, Chief Accounting Officer, Treasurer of Managed Duration Investment Grade Municipal Fund. He is Senior Managing Director of Guggenheim Funds Investment Advisors, LLC and Guggenheim Funds Distributors, Inc. (2010-present). Chief Financial Officer, Chief Accounting Officer and Treasurer of certain funds in the Guggenheim Funds’ Fund Complex. Previously, Chief Compliance Officer of Van Kampen Funds (2004-2010).

Joanna Catalucci

 Ms. Joanna Catalucci serves as Interim Chief Compliance Officer of Managed Duration Investment Grade Municipal Fund. She serves as Interim Chief Compliance Officer of certain funds in the Fund Complex; and Managing Director of Compliance and Fund Board Relations, Guggenheim Investments (2012- present). Formerly, Chief Compliance Officer & Secretary, SBL Fund; Security Equity Fund; Security Income Fund; Security Large Cap Value Fund & Security Mid Cap Growth Fund; Vice President, Rydex Holdings, LLC; Vice President, Security Benefit Asset Management Holdings, LLC; and Senior Vice President & Chief Compliance Officer, Security Investors, LLC (2010-2012); Senior Vice President, Security Global Investors, LLC, (2010-2011); Chief Compliance Officer and Senior Vice President Rydex Advisors, LLC (f/k/a PADCO Advisors, Inc.) and Rydex Advisors II, LLC (f/k/a PADCO Advisors II, Inc.) (2010-2011); Chief Compliance Officer, Rydex Capital Partners I, LLC & Rydex Capital Partners II, LLC, (2006-2007); and Vice President, Rydex Fund Services, LLC (f/k/a Rydex Fund Services, Inc.), (2001-2006).

Leonard Chubinsky

 Mr. Leonard I. Chubinsky serves as Assistant Vice President, Assistant Secretary of Managed Duration Investment Grade Municipal Fund. He is General Counsel and Secretary, Cutwater Investor Services Corp. (1995-2011).

James DiChiaro

 Mr. James DiChiaro serves as Vice President of Managed Duration Investment Grade Municipal Fund. He is Vice President of Cutwater Investor Services Corp. (1999-present).

Mark Furjanic

 Mr. Mark J. Furjanic serves as Assistant Treasurer of Managed Duration Investment Grade Municipal Fund. He is Vice President, Fund Administration Tax of Guggenheim Funds Investment Advisors, LLC and Guggenheim Funds Distributors, Inc. (2005-present). Assistant Treasurer of certain funds in the Guggenheim Funds’ Fund Complex.

James Howley

 Mr. James Howley serves as Assistant Treasurer of Managed Duration Investment Grade Municipal Fund. He is Vice President, Fund Administration of Guggenheim Funds Distributors, Inc. (2004 - present). Assistant Treasurer of certain funds in the Guggenheim Funds’ Fund Complex.

Derek Maltbie

 Mr. Derek Dale Maltbie serves as Assistant Treasurer of Managed Duration Investment Grade Municipal Fund. He is Assistant Vice President, Fund Administration of Guggenheim Funds Investment Advisors LLC (2005-present). Assistant Treasurer of certain funds in the Guggenheim Funds’ Fund Complex.

Kimberly Scott

 Mr. Kimberly J. Scott serves as Assistant Treasurer of Managed Duration Investment Grade Municipal Fund. He is Vice President, Fund Administration of Guggenheim Funds Investment Advisors, LLC (2012-present); Assistant Treasurer of certain funds in the Fund Complex. Formerly, Financial Reporting Manager for Invesco, Ltd. (2010-2011); Vice President/Assistant Treasurer, Mutual Fund Administration for Van Kampen Investments, Inc./Morgan Stanley Investment Management (2009-2010); Manager- Mutual Fund Administration for Van Kampen Investments Inc./Morgan Stanley Investment Management (2005-2009).

Kevin Robinson

 Mr. Kevin M. Robinson serves as Chief Legal Officer, Trustee of Managed Duration Investment Grade Municipal Fund. He served as Chief Executive Officer of the Company. Mr. Robinson has served as a Trustee of the Fund since 2009. Through his service as a Trustee of the Fund, and his experience as General Counsel of Guggenheim Funds Services Group, Inc. and certain of its affiliated companies, including Guggenheim Advisors and Guggenheim Distributors, Mr. Robinson is experienced in financial, investment and regulatory matters.

Mark Mathiasen

 Mr. Mark E. Mathiasen serves as Secretary of Managed Duration Investment Grade Municipal Fund. He is Vice President and Assistant General Counsel of Guggenheim Funds Services Group, Inc. (2007-present). Secretary of certain funds in the Guggenheim Funds’ Fund Complex. Previously, Law Clerk, Idaho State Courts (2003-2006).

Stevens Kelly

 Mr. Stevens T. Kelly serves as Assistant Secretary of Managed Duration Investment Grade Municipal Fund. He is Assistant General Counsel of Guggenheim Funds Services Group, Inc. (2011-present). Assistant Secretary of certain funds in the Fund Complex. Formerly, Associate at K&L Gates LLP (2008-2011). J.D., University of Wisconsin Law School (2005-2008).

Randall Barnes

 Mr. Randall C. Barnes serves as an Independent Trustee of Managed Duration Investment Grade Municipal Fund since 2006 and other funds in the Guggenheim Funds’ Fund Complex since 2004. Mr. Barnes also serves on the board of certain sponsored Canadian funds by Claymore Investments, Inc. (an affiliate of Guggenheim Distributors). Through his service as a Trustee of the Fund and as chairman of the Audit Committee, his role with other funds, employment experience as President of Pizza Hut International and as Treasurer of PepsiCo, Inc., and his personal investment experience, Mr. Barnes is experienced in financial, accounting, regulatory and investment matters

Ronald Nyberg

 Mr. Ronald A. Nyberg serves as an Independent Trustee of Managed Duration Investment Grade Municipal Fund. Mr. Nyberg has served as a Trustee of the Fund and other funds in the Guggenheim Funds’ Fund Complex since 2003. Through his service as a Trustee of the Fund and as chairman of the Nominating & Governance Committee, his role with other funds, his professional training and experience as an attorney and partner of a law firm, Nyberg & Cassioppi, LLC, and his prior employment experience, including Executive Vice President and General Counsel of Van Kampen Investments, an asset management firm, Mr. Nyberg is experienced in financial, regulatory and governance matters.

Insider Trading

Name Shares Traded Price

BANK OF AMERICA CORP

 100 $13.81

BANK OF AMERICA CORP

 300 $13.85

BANK OF AMERICA CORP

 100 $13.98

BANK OF AMERICA CORP

 200 $13.80

BANK OF AMERICA CORP

 800 $13.95

BANK OF AMERICA CORP

 1,331 $14.00

BANK OF AMERICA CORP

 1,431 $13.87

BANK OF AMERICA CORP

 1,000 $13.83

BANK OF AMERICA CORP

 800 $13.99
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