People: Neuberger Berman Intermediate Municipal Fund Inc (NBH)

NBH on American Stock Exchange

14.90USD
28 Aug 2014
Price Change (% chg)

$0.02 (+0.13%)
Prev Close
$14.88
Open
$14.90
Day's High
$14.95
Day's Low
$14.89
Volume
37,795
Avg. Vol
32,609
52-wk High
$15.70
52-wk Low
$13.21

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Summary

Name Age Since Current Position

Tom Seip

64 2008 Independent Chairman of the Board

Robert Conti

58 2008 President, Chief Executive Officer, Director

John McGovern

44 2005 Principal Financial Officer, Principal Accounting Officer, Treasurer

Claudia Brandon

58 2008 Executive Vice President, Secretary

Chamaine Williams

43 2005 Chief Compliance Officer

Agnes Diaz

43 2013 Vice President

Brian Kerrane

45 2008 Vice President

Owen McEntee

53 2008 Vice President

Neil Siegel

47 2008 Vice President

Anthony DiBernardo

35 2011 Assistant Treasurer

Frank Rosato

43 2005 Assistant Treasurer

Andrew Allard

53 2002 Anti-Money Laundering Compliance Officer

Sheila James

49 2002 Assistant Secretary

Kevin Lyons

59 2002 Assistant Secretary

Joseph Amato

52 2009 Director

Jack Rivkin

74 2008 Director

Faith Colish

79 2002 Independent Director

Martha Goss

65 2007 Independent Director

Michael Knetter

54 2007 Independent Director

Howard Mileaf

77 2002 Independent Director

George Morriss

67 2007 Independent Director

Candace Straight

67 2002 Independent Director

Peter Trapp

70 2002 Independent Director

Biographies

Name Description

Tom Seip

Mr. Tom D. Seip is Independent Chairman of the Board of Neuberger Berman Intermediate Municipal Fund Inc. He is General Partner, Ridgefield Farm LLC (a private investment vehicle); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive, The Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc.; Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998; and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997.

Robert Conti

Mr. Robert John Conti is President, Chief Executive Officer, Director of Neuberger Berman Intermediate Municipal Fund Inc. Mr. Conti is Managing Director, NB LLC, since 2007; Managing Director, Neuberger Berman Fixed Income LLC (“NBFI”), since 2009; formerly, Senior Vice President, NB LLC, 2003 to 2006; formerly, Vice President, NB LLC, 1999 to 2003; President and Chief Executive Officer, NB Management, since 2008; formerly, Senior Vice President, NB Management, 2000 to 2008.

John McGovern

Mr. John M. McGovern is Principal Financial Officer, Principal Accounting Officer, Treasurer of Neuberger Berman Intermediate Municipal Fund Inc. He is Senior Vice President, NB LLC, since 2007; formerly, Vice President, NB LLC, 2004 to 2006; Employee, NB Management, since 1993; Treasurer and Principal Financial and Accounting Officer, ten registered investment companies for which NB Management acts as investment manager and administrator (eight since 2005, one since 2006 and one since 2013); formerly, Assistant Treasurer, eight registered investment companies for which NB Management acts as investment manager and administrator, 2002 to 2005.

Claudia Brandon

Ms. Claudia A. Brandon is Executive Vice President, Secretary of Neuberger Berman Intermediate Municipal Fund Inc. She is Senior Vice President, NB LLC, since 2007 and Employee since 1999; Senior Vice President, NB Management, since 2008 and Assistant Secretary since 2004; formerly, Vice President, NB LLC, 2002 to 2006; formerly, Vice President-Mutual Fund Board Relations, NB Management, 2000 to 2008; formerly, Vice President, NB Management, 1986 to 1999 and Employee 1984 to 1999; Executive Vice President, ten registered investment companies for which NB Management acts as investment manager and administrator (nine since 2008 and one since 2013); Secretary, ten registered investment companies for which NB Management acts as investment manager and administrator (three since 1985, three since 2002, one since 2003, one since 2005, one since 2006 and one since 2013).

Chamaine Williams

Ms. Chamaine Williams is Chief Compliance Officer of Neuberger Berman Intermediate Municipal Fund Inc. She is Senior Vice President, NB Management, since 2007; Chief Compliance Officer, NB Management, since 2006; Chief Compliance Officer, ten registered investment companies for which NB Management acts as investment manager and administrator (eight since 2005, one since 2006 and one since 2013); formerly, Senior Vice President, LBI, 2007 to 2008; formerly, Vice President, LBI, 2003 to 2006; formerly, Chief Compliance Officer, Lehman Brothers Asset Management Inc., 2003 to 2007; formerly, Chief Compliance Officer, Lehman Brothers Alternative Investment Management LLC, 2003 to 2007.

Agnes Diaz

Ms. Agnes Diaz is Vice President of Neuberger Berman Intermediate municipal fund inc.,since 2013.Ten registered investment companies for which NB Management acts as investment manager and administrator (ten since 2013).

Brian Kerrane

Mr. Brian Kerrane is Vice President of Neuberger Berman Intermediate Municipal Fund Inc. He is Senior Vice President, NB Management, since 2008 and Employee since 1991; formerly, Vice President, NB Management, 2002 to 2008; Vice President, ten registered investment companies for which NB Management acts as investment manager and administrator (nine since 2008 and one since 2013).

Owen McEntee

Mr. Owen F. McEntee, Jr., is Vice President of Neuberger Berman Intermediate Municipal Fund Inc. He is Vice President, NB LLC, since 2006; Employee, NB Management, since 1992; Vice President, ten registered investment companies for which NB Management acts as investment manager and administrator (nine since 2008 and one since 2013).

Neil Siegel

Mr. Neil S. Siegel is Vice President of Neuberger Berman Intermediate Municipal Fund Inc. He is Managing Director, NB Management, since 2008; Managing Director, NB LLC, since 2006; Managing Director, NBFI, since 2011; formerly, Senior Vice President, NB LLC, 2004 to 2006; Vice President, ten registered investment companies for which NB Management acts as investment manager and administrator (nine since 2008 and one since 2013).

Anthony DiBernardo

Mr. Anthony DiBernardo is Assistant Treasurer of Neuberger Berman New York Intermediate Municipal Fund Inc. He is Vice President, NB LLC, since 2009; Employee, NB Management, since 2003; Assistant Treasurer, ten registered investment companies for which NB Management acts as investment manager and administrator(nine since 2011 and one since 2013).

Frank Rosato

Mr. Frank Rosato is Assistant Treasurer of Neuberger Berman Intermediate Municipal Fund Inc. He is Vice President, NB LLC, since 2006; Employee, NB Management, since 1995; Assistant Treasurer, ten registered investment companies for which NB Management acts as investment manager and administrator (eight since 2005, one since 2006 and one since 2013).

Andrew Allard

Mr. Andrew B. Allard is Anti-Money Laundering Compliance Officer of Neuberger Berman Intermediate Municipal Fund Inc. He is Senior Vice President, NB LLC, since 2006 and Employee since 1999; Deputy General Counsel, NB LLC, since 2004; formerly, Vice President, NB LLC, 2000 to 2005; formerly, Employee, NB Management, 1994 to 1999; Anti-Money Laundering Compliance Officer, nine registered investment companies for which NB Management acts as investment manager and administrator (six since 2002, one since 2003, one since 2005 and one since 2006).

Sheila James

Ms. Sheila R. James is Assistant Secretary of Neuberger Berman Intermediate Municipal Fund Inc. She is Vice President, NB LLC, since 2008 and Employee since 1999; formerly, Assistant Vice President, NB LLC, 2007; formerly, Employee, NB Management, 1991 to 1999; Assistant Secretary, ten registered investment companies for which NB Management acts as investment manager and administrator (six since 2002, one since 2003, one since 2005, one since 2006 and one since 2013).

Kevin Lyons

Mr. Kevin Lyons is Assistant Secretary of Neuberger Berman Intermediate Municipal Fund Inc. He is Assistant Vice President, NB LLC, since 2008 and Employee since 1999; formerly, Employee, NB Management, 1993 to 1999; Assistant Secretary, ten registered investment companies for which NB Management acts as investment manager and administrator (seven since 2003, one since 2005, one since 2006 and one since 2013).

Joseph Amato

Mr. Joseph V. Amato is Director of Neuberger Berman Intermediate Municipal Fund Inc. Mr. Amato is President and Director, Neuberger Berman Group LLC, since 2009; President and Chief Executive Officer, NB LLC and Neuberger Berman Holdings LLC (including its predecessor, Neuberger Berman Inc.), since 2007; Chief Investment Officer (Equities) and Managing Director, NB Management, since 2009; Managing Director, NBFI, since 2007; Board member of NBFI since 2006; formerly, Global Head of Asset Management of Lehman Brothers Holdings Inc.’s (“LBHI”) Investment Management Division, 2006 to 2009; formerly, member of LBHI’s Investment Management Division’s Executive Management Committee, 2006 to 2009; formerly, Managing Director, Lehman Brothers Inc. (“LBI”), 2006 to 2008; formerly, Chief Recruiting and Development Officer, LBI, 2005 to 2006; formerly, Global Head of LBI’s Equity Sales and a Member of its Equities Division Executive Committee, 2003 to 2005.

Jack Rivkin

Mr. Jack L. Rivkin is Director of Neuberger Berman New York Intermediate Municipal Fund Inc. He is Formerly, Executive Vice President and Chief Investment Officer, Neuberger Berman Holdings LLC (holding company), 2002 to August 2008 and 2003 to August 2008, respectively; formerly, Managing Director and Chief Investment Officer, NB LLC, December 2005 to August 2008 and 2003 to August 2008, respectively; formerly, Executive Vice President, NB LLC, December 2002 to 2005; formerly, Director and Chairman, NB Management, December 2002 to August 2008; formerly, Executive Vice President, Citigroup Investments, Inc., September 1995 to February 2002; formerly, Executive Vice President, Citigroup Inc., September 1995 to February 2002.

Faith Colish

Ms. Faith Colish is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. She is Counsel, Carter Ledyard & Milburn LLP (law firm) since October 2002; formerly, Attorney-at-Law and President, Faith Colish, A Professional Corporation, 1980 to 2002.

Martha Goss

Ms. Martha Clark Goss is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. She is President, Woodhill Enterprises Inc./Chase Hollow Associates LLC (personal investment vehicle), since 2006; Chief Operating and Financial Officer, Hopewell Holdings LLC/Amwell Holdings, LLC (a holding company for investments in the healthcare sector), since 2003; formerly, Consultant, Resources Connection (temporary staffing), 2002 to 2006.

Michael Knetter

Dr. Michael M. Knetter, Ph.D., is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc., since February 2007. He is President and Chief Executive Officer, University of Wisconsin Foundation, since October 2010; formerly, Dean, School of Business, University of Wisconsin - Madison; formerly, Professor of International Economics and Associate Dean, Amos Tuck School of Business - Dartmouth College, 1998 to 2002.

Howard Mileaf

Mr. Howard A. Mileaf is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. He is Retired; formerly, Vice President and General Counsel, WHX Corporation (holding company), 1993 to 2001. Formerly, Director, Webfinancial Corporation (holding company), 2002 to 2008; formerly, Director, WHX Corporation (holding company), 2002 to 2005; formerly, Director, State Theatre of New Jersey (not-for-profit theatre), 2000 to 2005.

George Morriss

Mr. George W. Morriss is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc., since February 2007. Mr. Morriss has experience in senior management and as chief financial officer of a financial services company. He has investment management experience as a portfolio manager managing personal and institutional funds. He has served as a member of a committee of representatives from companies listed on NASDAQ. He has served as a member of the board of funds of hedge funds. He has an advanced degree in finance. .

Candace Straight

Ms. Candace L. Straight is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. She is Private investor and consultant specializing in the insurance industry; formerly, Advisory Director, Securitas Capital LLC (a global private equity investment firm dedicated to making investments in the insurance sector), 1998 to December 2003. Public Member, Board of Governors and Board of Trustees, Rutgers University, since 2011; Director, Montpelier Re Holdings Ltd. (reinsurance company), since 2006; formerly, Director, National Atlantic Holdings Corporation (property and casualty insurance company), 2004 to 2008; formerly, Director, The Proformance Insurance Company (property and casualty insurance company), 2004 to 2008; formerly, Director, Providence Washington Insurance Company (property and casualty insurance company), 1998 to 2006; formerly, Director, Summit Global Partners (insurance brokerage firm), 2000 to 2005.

Peter Trapp

Mr. Peter P. Trapp is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. Mr. Trapp is Retired; formerly, Regional Manager for Mid-Southern Region, Ford Motor Credit Company, September 1997 to 2007; formerly, President, Ford Life Insurance Company, April 1995 to August 1997.
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