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Neuberger Berman Intermediate Municipal Fund Inc (NBH)

NBH on American Stock Exchange

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19 Aug 2017
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Summary

Name Age Since Current Position

Tom Seip

67 2008 Independent Chairman of the Board

Robert Conti

61 2008 President, Chief Executive Officer, Director

John McGovern

47 2005 Principal Financial Officer, Principal Accounting Officer, Treasurer

Brian Kerrane

48 2015 Chief Operating Officer, Vice President

Claudia Brandon

61 2008 Executive Vice President, Secretary

Chamaine Williams

46 2005 Chief Compliance Officer

Agnes Diaz

46 2013 Vice President

Anthony Maltese

58 2015 Vice President

Owen McEntee

56 2008 Vice President

Anthony DiBernardo

38 2011 Assistant Treasurer

Frank Rosato

46 2005 Assistant Treasurer

Corey Issing

39 2016 Chief Legal Officer

Sheila James

52 2002 Assistant Secretary

Kevin Lyons

62 2003 Assistant Secretary

Joseph Amato

55 2009 Director

Faith Colish

82 2002 Independent Director

Michael Cosgrove

68 2015 Independent Director

Marc Gary

65 2015 Independent Director

Martha Goss

68 2007 Independent Director

Michael Knetter

57 2007 Independent Director

Deborah McLean

63 2015 Independent Director

Howard Mileaf

80 2002 Independent Director

George Morriss

70 2007 Independent Director

James Stavridis

62 2015 Independent Director

Candace Straight

70 2002 Independent Director

Peter Trapp

73 2002 Independent Director

Biographies

Name Description

Tom Seip

Mr. Tom D. Seip is Independent Chairman of the Board of Neuberger Berman Intermediate Municipal Fund Inc. General Partner, Ridgefield Farm LLC (a private investment vehicle); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive, The Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc.; Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998; and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997. He is General Partner, Ridgefield Farm LLC (a private investment vehicle); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive, The Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc.; Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998; and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997.

Robert Conti

Mr. Robert John Conti is President, Chief Executive Officer, Director of Neuberger Berman Intermediate Municipal Fund Inc. Mr. Conti Managing Director, Neuberger Berman LLC (“Neuberger Berman”), since 2007; Managing Director and President – Mutual Funds, NBIA (formerly, Neuberger Berman Fixed Income LLC and including predecessor entities) since 2008; formerly, Senior Vice President, Neuberger Berman, 2003 to 2006; formerly, Vice President, Neuberger Berman, 1999 to 2003; President and Chief Executive Officer, Neuberger Berman Management LLC (“NB Management”) since 2008; formerly, Senior Vice President, NB Management, 2000 to 2008. Mr. Conti has investment management experience as an executive with Neuberger Berman. He has experience in leadership roles within Neuberger Berman and its affiliated entities. He has served as a member of the board of a not-for-profit organization. Mr. Conti has served as a Fund Director since 2008.

John McGovern

Mr. John M. McGovern is Principal Financial Officer, Principal Accounting Officer, Treasurer of Neuberger Berman Intermediate Municipal Fund Inc. He is Senior Vice President, Neuberger Berman, since 2007; Employee, NBIA, since 1993; formerly, Vice President, Neuberger Berman, 2004 to 2006; formerly, Assistant Treasurer, 2002 to 2005; Treasurer and Principal Financial and Accounting Officer, twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator.

Brian Kerrane

Mr. Brian Kerrane is Vice President of Neuberger Berman Intermediate Municipal Fund Inc. He is Managing Director, Neuberger Berman, since 2014; Vice President, NBIA, since 2008 and Employee since 1991; formerly, Senior Vice President, Neuberger Berman, 2006 to 2014; Chief Operating Officer, ten registered investment companies for which NBIA acts as investment manager and administrator; Vice President, twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator.

Claudia Brandon

Ms. Claudia A. Brandon is Executive Vice President, Secretary of Neuberger Berman Intermediate Municipal Fund Inc. She Senior Vice President, Neuberger Berman, since 2007 and Employee since 1999; Senior Vice President, NBIA, since 2008 and Assistant Secretary since 2004; formerly, Vice President, Neuberger Berman, 2002 to 2006; formerly, Vice President – Mutual Fund Board Relations, NBIA, 2000 to 2008; formerly, Vice President, NBIA, 1986 to 1999 and Employee 1984 to 1999; Executive Vice President, twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator; Secretary, twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator.

Chamaine Williams

Ms. Chamaine Williams is Chief Compliance Officer of Neuberger Berman Intermediate Municipal Fund Inc. She is Senior Vice President, Neuberger Berman, since 2007; Chief Compliance Officer, NBIA, since 2006; formerly, Senior Vice President, LBI, 2007 to 2008; formerly, Vice President, LBI, 2003 to 2006; formerly, Chief Compliance Officer, Lehman Brothers Asset Management Inc., 2003 to 2007; formerly, Chief Compliance Officer, Lehman Brothers Alternative Investment Management LLC, 2003 to 2007; Chief Compliance Officer, twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator.

Agnes Diaz

Ms. Agnes Diaz is Vice President of Neuberger Berman Intermediate municipal fund inc.,since 2013. She is Senior Vice President, Neuberger Berman, since 2012; Employee, NBIA, since 1996; formerly, Vice President, Neuberger Berman, 2007 to 2012; Vice President, twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator.

Anthony Maltese

Mr. Anthony Maltese serves as Vice President of the company. He is Senior Vice President, Neuberger Berman, since 2014 and Employee since 2000; Vice President, ten registered investment companies for which NBIA acts as investment manager and administrator.

Owen McEntee

Mr. Owen F. McEntee, Jr. is Vice President of Neuberger Berman Intermediate Municipal Fund Inc. He is Vice President, Neuberger Berman, since 2006; Employee, NBIA, since 1992; Vice President, ten registered investment companies for which NBIA acts as investment manager and administrator.

Anthony DiBernardo

Mr. Anthony DiBernardo is Assistant Treasurer of Neuberger Berman New York Intermediate Municipal Fund Inc. He is Senior Vice President, Neuberger Berman, since 2014; Employee, NBIA, since 2003; formerly, Vice President, Neuberger Berman, 2009 to 2014; Assistant Treasurer, ten registered investment companies for which NBIA acts as investment manager and administrator.

Frank Rosato

Mr. Frank Rosato is Assistant Treasurer of Neuberger Berman Intermediate Municipal Fund Inc. He is Vice President, Neuberger Berman, since 2006; Employee, NBIA, since 1995; Assistant Treasurer, ten registered investment companies for which NBIA acts as investment manager and administrator.

Corey Issing

Corey A. Issing serves as Chief Legal Officer of the company. General Counsel and Head of Compliance– Mutual Funds since 2016 and Senior Vice President, NBIA, since 2013; formerly, Associate General Counsel (2015 to 2016), Counsel (2007 to 2015), Vice President (2009 – 2013), NBIA; Chief Legal Officer (only for purposes of sections 307 and 406 of the Sarbanes-Oxley Act of 2002), twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator; Anti-Money Laundering Compliance Officer, twenty-three registered investment companies for which the NBIA acts as investment manager and/or administrator.

Sheila James

Ms. Sheila R. James is Assistant Secretary of Neuberger Berman Intermediate Municipal Fund Inc. She is Vice President, Neuberger Berman, since 2008and Employee since 1999; formerly, Assistant Vice President, Neuberger Berman, 2007; formerly, Employee, NBIA, 1991 to 1999; Assistant Secretary, twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator.

Kevin Lyons

Mr. Kevin Lyons is Assistant Secretary of Neuberger Berman Intermediate Municipal Fund Inc. He is Managing Director, Neuberger Berman, since 2014; Vice President, NBIA, since 2008 and Employee since 1991; formerly, Senior Vice President, Neuberger Berman, 2006 to 2014; Chief Operating Officer, ten registered investment companies for which NBIA acts as investment manager and administrator; Vice President, twenty-three registered investment companies for which NBIA acts as investment manager and/or administrator.

Joseph Amato

Mr. Joseph V. Amato is Director of Neuberger Berman Intermediate Municipal Fund Inc. Mr. Amato is President and Director, Neuberger Berman Group LLC, since 2009; President and Chief Executive Officer, NB LLC and Neuberger Berman Holdings LLC (including its predecessor, Neuberger Berman Inc.), since 2007; Chief Investment Officer (Equities) and Managing Director, NB Management, since 2009; Managing Director, NBFI, since 2007; Board member of NBFI since 2006; formerly, Global Head of Asset Management of Lehman Brothers Holdings Inc.’s (“LBHI”) Investment Management Division, 2006 to 2009; formerly, member of LBHI’s Investment Management Division’s Executive Management Committee, 2006 to 2009; formerly, Managing Director, Lehman Brothers Inc. (“LBI”), 2006 to 2008; formerly, Chief Recruiting and Development Officer, LBI, 2005 to 2006; formerly, Global Head of LBI’s Equity Sales and a Member of its Equities Division Executive Committee, 2003 to 2005. Mr. Amato has investment management experience as an executive with Neuberger Berman and another financial services firm. He serves as Neuberger Berman’s Chief Investment Officer for equity investments. He has experience in leadership roles within Neuberger Berman and its affiliated entities. He has served as a member of the board of a major university business school. Mr. Amato has served as a Fund Director since 2009.

Faith Colish

Ms. Faith Colish is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. She is Counsel, Carter Ledyard & Milburn LLP (law firm) since October 2002; formerly, Attorney-at-Law and President, Faith Colish, A Professional Corporation, 1980 to 2002. Ms. Colish has experience as an attorney practicing securities law with the SEC and in private practice, with a focus on broker-dealer and investment management matters and matters of regulatory compliance under the securities laws. She has also served as in-house counsel to an investment advisory firm that managed mutual funds and a fund industry trade organization. She has served as a member of the board of a not-for-profit membership corporation involving oversight of a substantial investment program. Ms. Colish has served as a Fund Director for multiple years.

Michael Cosgrove

Mr. Michael J. Cosgrove serves as Independent Director of the company. prior to this, He was President, Carragh Consulting USA, since 2014; formerly, Executive, General Electric Company, 1982 to 2014, including President, Mutual Funds and Global Investment Programs, GE Asset Management, 2011 to 2014, President and Chief Executive Officer, Mutual Funds and Intermediary Business, GE Asset Management, 2007 to 2011, and President, Institutional Sales and Marketing, GE Asset Management, 1998 to 2007. Mr. Cosgrove is president of an asset management consulting firm. He has experience as president and chief executive officer of the asset management division of a major multinational corporation. He also has experience as a president of institutional sales and marketing for the asset management division of the same corporation, where he was responsible for all distribution, marketing, and development of mutual fund products. He also has served as a member of the boards of various not-for-profit organizations. Mr. Cosgrove has served as a Fund Director since 2015.

Marc Gary

Ms. Marc Gary serves as Independent Director of the company. She is Executive Vice Chancellor and Chief Operating Officer, Jewish Theological Seminary, since 2012; formerly, Executive Vice President and General Counsel, Fidelity Investments, 2007 to 2012; Executive Vice President and General Counsel, BellSouth Corporation, 2004 to 2007; Vice President and Associate General Counsel, BellSouth Corporation, 2000 to 2004; Associate, Partner, and National Litigation Practice Co-Chair, Mayer, Brown LLP, 1981 to 2000; Associate Independent Counsel, Office of Independent Counsel, 1990 to 1992. Ms. Goss has experience as chief operating and financial officer of an insurance holding company. She has experience as an investment professional, head of an investment unit and treasurer for a major insurance company, experience as the chief financial officer of two consulting firms, and experience as a lending officer and credit analyst at a major bank. She has experience managing a personal investment vehicle. She has served as a member of the boards of various profit and not-for-profit organizations and a university. Ms. Goss has served as a Fund Director for multiple years.

Martha Goss

Ms. Martha Clark Goss is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. She is President, Woodhill Enterprises Inc./Chase Hollow Associates LLC (personal investment vehicle), since 2006; Chief Operating and Financial Officer, Hopewell Holdings LLC/Amwell Holdings, LLC (a holding company for investments in the healthcare sector), since 2003; formerly, Consultant, Resources Connection (temporary staffing), 2002 to 2006. Ms. Goss has experience as chief operating and financial officer of an insurance holding company. She has experience as an investment professional, head of an investment unit and treasurer for a major insurance company, experience as the chief financial officer of two consulting firms, and experience as a lending officer and credit analyst at a major bank. She has experience managing a personal investment vehicle. She has served as a member of the boards of various profit and not-for-profit organizations and a university. Ms. Goss has served as a Fund Director for multiple years.

Michael Knetter

Dr. Michael M. Knetter, Ph.D. is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc., since February 2007. He is President and Chief Executive Officer, University of Wisconsin Foundation, since October 2010; formerly, Dean, School of Business, University of Wisconsin - Madison; formerly, Professor of International Economics and Associate Dean, Amos Tuck School of Business - Dartmouth College, 1998 to 2002. He is President and Chief Executive Officer, University of Wisconsin Foundation, since October 2010; formerly, Dean, School of Business, University of Wisconsin - Madison; formerly, Professor of International Economics and Associate Dean, Amos Tuck School of Business - Dartmouth College, 1998 to 2002.

Deborah McLean

Ms. Deborah C. McLean serves as Independent Director of the company. She is Member, Circle Financial Group (private wealth management membership practice), since 2011; Managing Director, Golden Seeds LLC (an angel investing group), since 2009; Adjunct Professor, Columbia University School of International and Public Affairs, since 2008; formerly, Visiting Assistant Professor, Fairfield University, Dolan School of Business, Fall 2007; formerly, Adjunct Associate Professor of Finance, Richmond, The American International University in London, 1999 to 2007. Ms. McLean has experience in the financial services industry. She is currently involved with a high net worth private wealth management membership practice and an angel investing group, where she is active in investment screening and deal leadership and execution. For many years she has been engaged in numerous roles with a variety of not-for-profit and private company boards and has taught corporate finance at the graduate and undergraduate levels. She commenced her professional training at a major financial services corporation, where she was employed for multiple years. Ms. McLean has served as a Fund Director since 2015.

Howard Mileaf

Mr. Howard A. Mileaf is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. He is Retired; formerly, Vice President and General Counsel, WHX Corporation (holding company), 1993 to 2001. Mr. Mileaf is a CPA and an attorney with experience in senior management and as general counsel of an industrial corporation and an industrial holding company. He has accounting and management experience at a major accounting firm. He has served as a member of the boards of various profit and not-for-profit organizations. Mr. Mileaf has served as a Fund Director for multiple years.

George Morriss

Mr. George W. Morriss is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. since February 2007. he was Adjunct Professor, Columbia University School of International and Public Affairs, since October 2012; formerly, Executive Vice President and Chief Financial Officer, People’s Bank, Connecticut (a financial services company), 1991 to 2001. Mr. Morriss has experience in senior management and as chief financial officer of a financial services company. He has investment management experience as a portfolio manager managing personal and institutional funds. He has served as a member of a committee of representatives from companies listed on NASDAQ. He has served as a member of the board of funds of hedge funds. He has an advanced degree in finance. .

James Stavridis

Mr. James G. Stavridis serves as Independent Director of the company. He is Dean, Fletcher School of Law and Diplomacy, Tufts University since 2013; formerly, Admiral, United States Navy, 2006 to 2013, including Supreme Allied Commander, NATO and Commander, European Command, 2009 to 2013, and Commander, United States Southern Command, 2006 to 2009. Admiral Stavridis has organizational management experience as a dean of a major university school of law and diplomacy. He also held many leadership roles with the United States Navy over the span of nearly four decades, including serving as NATO’s Supreme Allied Commander Europe and serving at the Pentagon at different periods of time as a strategic and long range planner on the staffs of the chief of Naval Operations, as the chairman of the Joint Chiefs of Staff, and as Commander, U.S. Southern Command. He has also served as an advisor to private and public companies on geopolitical and cybersecurity matters. Admiral Stavridis has served as a Fund Director since 2015.

Candace Straight

Ms. Candace L. Straight is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. She is Private investor and consultant specializing in the insurance industry; formerly, Advisory Director, Securitas Capital LLC (a global private equity investment firm dedicated to making investments in the insurance sector), 1998 to December 2003. Ms. Straight has experience as a private investor and consultant in the insurance industry. She has experience in senior management of a global private equity investment firm. She has served as a member of the boards of a public university and various profit companies. Ms. Straight has served as a Fund Director for multiple years.

Peter Trapp

Mr. Peter P. Trapp is Independent Director of Neuberger Berman New York Intermediate Municipal Fund Inc. formerly, Regional Manager for Mid-Southern Region, Ford Motor Credit Company, September 1997 to 2007; formerly, President, Ford Life Insurance Company, April 1995 to August 1997.Mr. Trapp is Retired; formerly, Regional Manager for Mid-Southern Region, Ford Motor Credit Company, September 1997 to 2007; formerly, President, Ford Life Insurance Company, April 1995 to August 1997. Dr. Knetter has organizational management experience as a dean of a major university business school and as president and CEO of a university supporting foundation. He also has responsibility for overseeing management of the university’s endowment. He has academic experience as a professor of international economics. He has served as a member of the boards of various public companies and another mutual fund. Dr. Knetter has served as a Fund Director for multiple years.