People: Neuberger Berman California Intermediate Municipal Fund Inc (NBW)

NBW on American Stock Exchange

15.24USD
28 Aug 2014
Price Change (% chg)

$-0.41 (-2.62%)
Prev Close
$15.65
Open
$15.55
Day's High
$15.55
Day's Low
$15.17
Volume
16,248
Avg. Vol
12,965
52-wk High
$16.36
52-wk Low
$13.22

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Summary

Name Age Since Current Position

Tom Seip

64 2008 Non-Executive Independent Chairman of the Board

Robert Conti

58 2008 President, Chief Executive Officer, Director

John McGovern

44 2005 Treasurer, Principal Financial and Accounting Officer

Claudia Brandon

58 2008 Executive Vice President, Secretary

Chamaine Williams

43 2005 Chief Compliance Officer

Agnes Diaz

43 2013 Vice President

Brian Kerrane

45 2008 Vice President

Owen McEntee

53 2008 Vice President

Neil Siegel

47 2008 Vice President

Anthony DiBernardo

35 2011 Assistant Treasurer

Frank Rosato

43 2005 Assistant Treasurer

Andrew Allard

53 2013 Anti-Money Laundering Compliance Officer, Chief Legal Officer

Sheila James

49 2002 Assistant Secretary

Kevin Lyons

59 2003 Assistant Secretary

Joseph Amato

52 2009 Director

Faith Colish

79 2002 Independent Director

Martha Goss

65 2007 Independent Director

Michael Knetter

54 2007 Independent Director

Howard Mileaf

77 2002 Independent Director

George Morriss

67 2007 Independent Director

Jack Rivkin

74 2008 Independent Director

Candace Straight

67 2002 Independent Director

Peter Trapp

70 2002 Independent Director

Biographies

Name Description

Tom Seip

Mr. Tom D. Seip is Non-Executive Independent Chairman of the Board of Neuberger Berman California Intermediate Municipal Fund Inc. He is General Partner, Ridgefield Farm LLC (a private investment vehicle); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive, The Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc.; Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998; and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997. He is Director, H&R Block, Inc. (financial services company), since May 2001; Chairman, Governance and Nominating Committee, H&R Block, Inc., since 2011; formerly, Chairman, Compensation Committee, H&R Block, Inc., 2006 to 2010; formerly, Director, Forward Management, Inc. (asset management company), 1999 to 2006.

Robert Conti

Mr. Robert John Conti is President, Chief Executive Officer, Director of Neuberger Berman California Intermediate Muncipal Funds Inc. He is Chief Executive Officer, President and Director since 2008; prior thereto, Executive Vice President in 2008 and Vice President 2002 to 2008 (NBW, NBH and NBO), 2003 to 2008 (NRO) and 2006 to 2008 (NHS). He is Managing Director, NB LLC, since 2007; formerly, Senior Vice President, NB LLC, 2003 to 2006; formerly, Vice President, NB LLC, 1999 to 2003; President and Chief Executive Officer, NB Management, since 2008; formerly, Senior Vice President, NB Management, 2000 to 2008. He is Director, Staten Island Mental Health Society, since 2008; formerly, Chairman of the Board, Staten Island Mental Health Society, 2008 to 2011.

John McGovern

Mr. John M. McGovern is Treasurer, Principal Financial and Accounting Officer of Neuberger Berman California Intermediate Municipal Fund Inc. He serves as the Treasurer and Principal Financial and Accounting Officer since 2005; prior thereto, Assistant Treasurer since 2002. He serves as the Senior Vice President, NB LLC, since 2007; formerly, Vice President, NB LLC, 2004 to 2006; Employee, NB Management, since 1993; Treasurer and Principal Financial and Accounting Officer, nine registered investment companies for which NB Management acts as investment manager and administrator (eight since 2005 and one since 2006); formerly, Assistant Treasurer, eight registered investment companies for which NB Management acts as investment manager and administrator, 2002 to 2005.

Claudia Brandon

Ms. Claudia A. Brandon is an Executive Vice President, Secretary of Neuberger Berman California Intermediate Muncipal Fund Inc. She serves as Senior Vice President, NB LLC, since 2007 and Employee since 1999; Senior Vice President, NB Management, since 2008 and Assistant Secretary since 2004; formerly, Vice President, NB LLC, 2002 to 2006; formerly, Vice President-Mutual Fund Board Relations, NB Management, 2000 to 2008; formerly, Vice President, NB Management, 1986 to 1999 and Employee 1984 to 1999; Executive Vice President, nine registered investment companies for which NB Management acts as investment manager and administrator (nine since 2008); Secretary, nine registered investment companies for which NB Management acts as investment manager and administrator (three since 1985, three since 2002, one since 2003, one since 2005 and one since 2006).

Chamaine Williams

Ms. Chamaine Williams is Chief Compliance Officer of Neuberger Berman California Intermediate Municipal Fund Inc. She serves as Senior Vice President, NB LLC, since 2007; Chief Compliance Officer, NB Management, since 2006; Chief Compliance Officer, nine registered investment companies for which NB Management acts as investment manager and administrator (eight since 2005 and one since 2006); formerly, Senior Vice President, LBI, 2007 to 2008; formerly, Vice President, LBI, 2003 to 2006; formerly, Chief Compliance Officer, Lehman Brothers Asset Management Inc., 2003 to 2007; formerly, Chief Compliance Officer, Lehman Brothers Alternative Investment Management LLC, 2003 to 2007.

Agnes Diaz

Ms. Agnes Diaz is Vice President of Neuberger Berman California Intermediate Municipal Fund Inc. She has been Vice President, ten registered investment companies for which NB Management acts as investment manager and administrator.

Brian Kerrane

Mr. Brian Kerrane is Vice President of Neuberger Berman California Intermediate Muncipal Fund Inc. He serves as Senior Vice President, NB LLC, since 2006; formerly, Vice President, NB LLC, 2002 to 2006; Vice President, NB Management, since 2008 and Employee since 1991; Vice President, nine registered investment companies for which NB Management acts as investment manager and administrator (nine since 2008).

Owen McEntee

Mr. Owen F. McEntee Jr. is Vice President of Neuberger Berman California Intermediate Municipal Fund Inc. He is Vice President, NB LLC, since 2006; Employee, NB Management, since 1992; Vice President, nine registered investment companies for which NB Management acts as investment manager and administrator (nine since 2008).

Neil Siegel

Mr. Neil S. Siegel is Vice President of Neuberger Berman California Intermediate Municipal Fund Inc. He is Managing Director, NB Management, since 2008; Managing Director, NB LLC, since 2006; formerly, Senior Vice President, NB LLC, 2004 to 2006; Vice President, nine registered investment companies for which NB Management acts as investment manager and administrator (nine since 2008).

Anthony DiBernardo

Mr. Anthony DiBernardo is an Assistant Treasurer of Neuberger Berman California Intermediate Municipal Fund Inc. He serves as Vice President, NB LLC, since 2009; Employee, NB Management, since 2003; Assistant Treasurer, nine registered investment companies for which NB Management acts as investment manager and administrator.

Frank Rosato

Mr. Frank Rosato is an Assistant Treasurer of Neuberger Berman California Intermediate Municipal Fund Inc. He serves as the Vice President, NB LLC, since 2006; Employee, NB Management, since 1995; Assistant Treasurer, nine registered investment companies for which NB Management acts as investment manager and administrator (eight since 2005 and one since 2006).

Andrew Allard

Mr. Andrew B. Allard is Anti-Money Laundering Compliance Officer, Chief Legal Officer of Neuberger Berman California Intermediate Municipal Fund Inc. He serves as Senior Vice President, NB LLC, since 2006 and Employee since 1999; Deputy General Counsel, NB LLC, since 2004; formerly, Vice President, NB LLC, 2000 to 2005; formerly, Employee, NB Management, 1994 to 1999; Anti-Money Laundering Compliance Officer, nine registered investment companies for which NB Management acts as investment manager and administrator (six since 2002, one since 2003, one since 2005 and one since 2006).

Sheila James

Ms. Sheila R. James is an Assistant Secretary of Neuberger Berman California Intermediate Muncipal Fund Inc. She is Vice President, NB LLC, since 2008 and Employee since 1999; formerly, Assistant Vice President, NB LLC, 2007; formerly, Employee, NB Management, 1991 to 1999; Assistant Secretary, nine registered investment companies for which NB Management acts as investment manager and administrator (six since 2002, one since 2003, one since 2005 and one since 2006).

Kevin Lyons

Mr. Kevin Lyons is an Assistant Secretary of Neuberger Berman California Intermediate Muncipal Fund Inc. He is the Assistant Vice President, NB LLC, since 2008 and Employee since 1999; Assistant Secretary, nine registered investment companies for which NB Management acts as investment manager and administrator (seven since 2003, one since 2005 and one since 2006).

Joseph Amato

Mr. Joseph V. Amato is Director of Neuberger Berman California Intermediate Municipal Fund Inc. He is President and Director, Neuberger Berman Group LLC, since 2009; President, Chief Executive Officer, NB LLC and Neuberger Berman Holdings LLC (including its predecessor, Neuberger Berman Inc.), since 2007; Chief Investment Officer, NB LLC, since 2009; Chief Investment Officer (Equities) and Managing Director, NB Management, since 2009; Managing Director, Neuberger Berman Fixed Income LLC (“NBFI”), since 2007; Board member of NBFI since 2006; formerly, Global Head of Asset Management of Lehman Brothers’ Investment Management Division, 2006 to 2009; formerly, member of Lehman Brothers’ Investment Management Division’s Executive Management Committee, 2006 to 2009; formerly, Managing Director, Lehman Brothers Inc. (“LBI”), 2006 to 2008; formerly, Chief Recruiting and Development Officer, LBI, 2005 to 2006; formerly, Global Head of LBI’s Equity Sales and a Member of its Equities Division Executive Committee, 2003 to 2005. He is the Member of Board of Advisors, McDonough School of Business, Georgetown University, since 2001; Member of New York City Board of Advisors, Teach for America, since 2005; Trustee, Montclair Kimberley Academy (private school), since 2007.

Faith Colish

Ms. Faith Colish is an Independent Director of Neuberger Berman California Intermediate Municipal Fund Inc. She is Counsel, Carter Ledyard & Milburn LLP (law firm) since October 2002; formerly, Attorney-at-Law and President, Faith Colish, A Professional Corporation, 1980 to 2002. Formerly, Director, 1997 to 2003, and Advisory Director, 2003 to 2006; ABA Retirement Funds (formerly, American Bar Retirement Association) (not-for-profit membership corporation).

Martha Goss

Ms. Martha Clark Goss is an Independent Director of Neuberger Berman California Intermediate Municipal Fund Inc. She is President, Woodhill Enterprises Inc./Chase Hollow Associates LLC (personal investment vehicle), since 2006; Chief Operating and Financial Officer, Hopewell Holdings LLC/ Amwell Holdings, LLC (a holding company for investments in the healthcare sector), since 2003; formerly, Consultant, Resources Connection (temporary staffing), 2002 to 2006. She is Director, American Water (water utility), since 2003; Director, Channel Reinsurance (financial guaranty reinsurance), 2006 to 2010; Director, Allianz Life of New York (insurance), since 2005; Director, Financial Women’s Association of New York (not-for-profit association), since 2003; Trustee Emerita, Brown University, since 1998; formerly, Director, Ocwen Financial Corporation (mortgage servicing), 2005 to 2010; formerly, Advisory Board Member, Attensity (software developer), 2005 to 2007; formerly, Director, Bank Leumi (commercial bank), 2005 to 2007; formerly, Director, Claire’s Stores, Inc. (retailer), 2005 to 2007.

Michael Knetter

Mr. Michael M. Knetter is an Independent Director of Neuberger Berman California Intermediate Municipal Fund Inc. He is President and Chief Executive Officer, University of Wisconsin Foundation, since October 2010; formerly, Dean, School of Business, University of Wisconsin - Madison; formerly, Professor of International Economics and Associate Dean, Amos Tuck School of Business - Dartmouth College, 1998 to 2002. He is Director, American Insurance (a mutual company, not publicly traded), since March 2009; formerly, Trustee, Northwestern Mutual Series Fund, Inc., 2007 to 2010; formerly, Director, Wausau Paper, 2005 to 2011; formerly, Director, Great Wolf Resorts, 2004 to 2009.

Howard Mileaf

Mr. Howard A. Mileaf is an Independent Director of Neuberger Berman California Intermediate Municipal Fund Inc. He is Retired; formerly, Vice President and General Counsel, WHX Corporation (holding company), 1993 to 2001. Formerly, Director, Webfinancial Corporation (holding company), 2002 to 2008; formerly, Director, WHX Corporation (holding company), 2002 to 2005; formerly, Director, State Theatre of New Jersey (not-for-profit theatre), 2000 to 2005.

George Morriss

Mr. George W. Morriss is an Independent Director of Neuberger Berman California Intermediate Municipal Fund Inc. He is Retired; formerly, Executive Vice President and Chief Financial Officer, People’s Bank, Connecticut (a financial services company), 1991 to 2001. Formerly, Manager, Larch Lane Multi-Strategy Fund complex (which consisted of three funds), 2006 to 2011; formerly, Member, NASDAQ Issuers’ Affairs Committee, 1995 to 2003.

Jack Rivkin

Mr. Jack L. Rivkin is an Independent Director of Neuberger Berman California Intermediate Municipal Fund Inc. He serves as the Director since 2002; formerly, President, 2002 to 2008. He was Formerly, Executive Vice President and Chief Investment Officer, Neuberger Berman Holdings LLC (holding company), 2002 to August 2008 and 2003 to August 2008, respectively; formerly, Managing Director and Chief Investment Officer, NB LLC, December 2005 to August 2008 and 2003 to August 2008, respectively; formerly, Executive Vice President, NB LLC, December 2002 to 2005; formerly, Director and Chairman, NB Management, December 2002 to August 2008; formerly, Executive Vice President, Citigroup Investments, Inc., September 1995 to February 2002; formerly, Executive Vice President, Citigroup Inc., September 1995 to February 2002. He is the Director, Idealab (private company), since 2009; Director, Distributed World Power (private company), since 2009; Director, Dale Carnegie and Associates, Inc. (private company), since 1999; Director, Solbright, Inc. (private company), since 1998; Director, SA Agricultural Fund, since 2009; Chairman and Director, Essential Brands (consumer products) since 2008; formerly, Director, New York Society of Security Analysts, 2006 to 2008.

Candace Straight

Ms. Candace L. Straight is an Independent Director of Neuberger Berman California Intermediate Municipal Fund Inc. She is Private investor and consultant specializing in the insurance industry; formerly, Advisory Director, Securitas Capital LLC (a global private equity investment firm dedicated to making investments in the insurance sector), 1998 to December 2003. She is Public Member, Board of Governors and Board of Trustees, Rutgers University, since 2011; Director, Montpelier Re Holdings Ltd. (reinsurance company), since 2006; formerly, Director, National Atlantic Holdings Corporation (property and casualty insurance company), 2004 to 2008; formerly, Director, The Proformance Insurance Company (property and casualty insurance company), 2004 to 2008; formerly, Director, Providence Washington Insurance Company (property and casualty insurance company), 1998 to 2006; formerly, Director, Summit Global Partners (insurance brokerage firm), 2000 to 2005.

Peter Trapp

Mr. Peter P. Trapp is an Independent Director of Neuberger Berman Intermediate Municipal Fund Inc. He is Retired; formerly, Regional Manager for Mid-Southern Region, Ford Motor Credit Company, August 1997 to July 2007; formerly, President, Ford Life Insurance Company, April 1995 to August 1997.
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